| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
BLUE PEARL TEXSPIN LTD.
(PAN:AAACE2845A)
|
|
|
DID NOT COMPLY WITH 100% DEMATERIALIZATION OF PROMOTER SHAREHOLDING VIOLATING SEBI CIRCULAR CIR/ISD/3/2011 DATED 17/06/2011 READ WITH SEBI/CIR/ISD/05/2011 DATED 30/09/2011 IN MATTER OF BLUE PEARL TEXSPIN LTD.
DID NOT COMPLY WITH 100% DEMATERIALIZATION OF PROMOTER SHAREHOLDING VIOLATING REGULATIONS 31(2) READ WITH 31(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BLUE PEARL TEXSPIN LTD.
|
IMPOSED PENALTY RS.5,00,000
27-APR-2022
|
SAT: SAT VIDE ITS ORDER DATED 14/06/2022 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER WITHIN THREE WEEKS THEREAFTER AND DIRECTED APPELLANT TO DEPOSIT RS.2 LAC WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 03/08/2022 GRANTED THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 20/01/2023 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 27/04/2022
|
| 62 |
|
|
BOMBAY BURMAH TRADING CORP.LTD.,THE
(PAN:AAACT4309C)
|
|
|
|
JEHANGIR NUSLI WADIA
PAN:AAAPW0989N
|
|
|
MAUREEN NUSLI WADIA
PAN:AAAPW4163A
|
|
|
NESS NUSLI WADIA
PAN:AAAPW0814G
|
|
|
NUSLI NEVILLE WADIA
PAN:AAAPW0990M
|
|
MADE INCORRECT DISCLOSURE OF SHAREHOLDING PATTERN TO STOCK EXCHANGES VIOLATING REGULATIONS 31(4) READ WITH 4(1)(E) AND 4(2)(E)(I) OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.31,00,800 VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 63 |
|
|
BOMBAY BURMAH TRADING CORP.LTD.,THE
(PAN:AAACT4309C)
|
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AND CLARIFICATION TO STOCK EXCHANGES REGARDING SENTENCING OF ONE OF ITS PROMOTERS AND MANAGING DIRECTOR VIOLATING REGULATIONSS 4(1)(D), 4(1)(H) & 4(1)(J), 4(2)(D)(III), 5, 30(2) AND 30(4)(I)(B), OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 6 OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015 READ WITH PARA 6.1 OF ANNEXURE I OF SEBI CIRCULAR DATED 09/09/2015
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.21,67,500 VIDE CONSENT ORDER)
29-APR-2020
|
|
| 64 |
|
|
BOMBAY DYEING & MANUFACTURING CO.LTD.,THE
(PAN:AAACT2328K)
(Along with : SCAL SERVICES LTD.)
|
|
|
|
DURGESH MEHTA
PAN:AAKPM9703A
|
|
|
JEHANGIR NUSLI WADIA
PAN:AAAPW0989N
|
|
|
N.H.DATANWALA
PAN:AACPD5729K
|
|
|
NESS NUSLI WADIA
PAN:AAAPW0814G
|
|
|
NUSLI NEVILLE WADIA
PAN:AAAPW0990M
|
|
|
R.CHANDRASEKHARAN
PAN:AABPC3516A
|
|
|
SHAILESH KARNIK
PAN:AISPK4123A
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF BOMBAY DYEING & MANUFACTURING CO.LTD. AND SUBSIDIARIES VIOLATING SECTION 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(D), 4(1), 4(2)(E), 4(2)(F) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF BOMBAY DYEING & MANUFACTURING CO.LTD.
DID NOT ADHERE TO REGULATIONS 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF BOMBAY DYEING & MANUFACTURING CO.LTD.
ISSUED UNTRUE CERTIFICATES WITH RESPECT TO FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY DYEING & MANUFACTURING CO.LTD.
|
RESTRAINED AND FURTHER PROHIBITED FROM HOLDING AND OCCUPYING ANY MANAGERIAL POST OR BEING ASSOCIATED DIRECTLY OR INDIRECTLY WITH ANY LISTED PUBLIC COMPANY AND/OR ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC OR ANY INTERMEDIARY REGISTERED WITH SEBI FROM 21-OCT-2022 TO 20-OCT-2023
21-OCT-2022
|
|
| 65 |
|
|
BOMBAY DYEING & MANUFACTURING CO.LTD.,THE
(PAN:AAACT2328K)
|
|
|
|
JEHANGIR NUSLI WADIA
PAN:AAAPW0989N
|
|
|
NESS NUSLI WADIA
PAN:AAAPW0814G
|
|
|
NUSLI NEVILLE WADIA
PAN:AAAPW0990M
|
|
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,46,79,935 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 66 |
|
|
BOMBAY DYEING & MANUFACTURING CO.LTD.,THE
(PAN:AAACT2328K)
|
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AND CLARIFICATION TO STOCK EXCHANGES REGARDING SENTENCING OF ONE OF ITS PROMOTERS AND MANAGING DIRECTOR VIOLATING REGULATIONSS 4(1)(D), 4(1)(H) & 4(1)(J), 4(2)(D)(III), 5, 30(2) AND 30(4)(I)(B), OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 6 OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015 READ WITH PARA 6.1 OF ANNEXURE I OF SEBI CIRCULAR DATED 09/09/2015
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.21,67,500 VIDE CONSENT ORDER)
29-APR-2020
|
|
| 67 |
|
|
BOMBAY DYEING & MANUFACTURING CO.LTD.,THE
(PAN:AAACT2328K)
|
|
|
|
DURGESH MEHTA
PAN:AAKPM9703A
|
|
|
JEHANGIR NUSLI WADIA
PAN:AAAPW0989N
|
|
|
NESS NUSLI WADIA
PAN:AAAPW0814G
|
|
|
NUSLI NEVILLE WADIA
PAN:AAAPW0990M
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF BOMBAY DYEING & MANUFACTURING CO.LTD. AND SUBSIDIARIES VIOLATING SECTION 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(D), 4(1), 4(2)(E), 4(2)(F) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF BOMBAY DYEING & MANUFACTURING CO.LTD.
DID NOT MAKE DISLOSURE OF RELATED PARTY TRANSACTION WITH SCAL SERVICES LTD. VIOLATING CLAUSE 49(VIII)A(1) OF ERSTWHILE LISTING AGREEMENT AND REGULATIONS 27(2)(B) READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2022 TO 20-OCT-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-OCT-2022 TO 20-OCT-2024
IMPOSED PENALTY RS.2,25,00,000
21-OCT-2022
|
SAT: SAT VIDE ITS ORDER DATED 10/11/2022 DIRECTED RESPONDENT TO FILE THE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER. DIRECTED THAT EFFECT AND OPERATION OF IMPUGNED ORDER TO REMAIN STAYED DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 10/01/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER AND REPLY, IF ANY, TO BE FILED WITHIN 3 DAYS
SAT: SAT VIDE ITS ORDER DATED 10/05/2023 CONDONED THE DELAY IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 16/01/2026 ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER DATED 21/10/2022. PENALTY AMOUNT IF ANY, PAID BY APPELLANTS TO BE REFUNDED WITHIN FOUR WEEKS FROM DATE OF THIS ORDER. DISMISSED THE APPEAL. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 29/01/2026 DISMISSED THE APPEAL AS WITHDRAWN
|
| 68 |
|
|
BOSCH LTD.
(PAN:AAACM9840P)
|
|
|
ALLEGED FAILURE IN TAKING PRIOR APPROVAL FROM SHAREHOLDERS FOR RELATED PARTY TRANSACTIONS WITH BOSCH AUTOMOTIVE ELECTRONICS INDIAPVT.LTD. (BAEI) VIOLATING REGULATION 23(4) OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.11,60,000 VIDE CONSENT ORDER)
28-MAR-2024
|
|
| 69 |
|
|
BOSTON LEASING & FINANCE LTD.
(PAN:AAACB8430A)
|
|
|
DID NOT EXECUTE TRIPARTITE AGREEMENT BETWEEN ERSTWHILE REGISTRAR AND SHARE TRANSFER AGENT PURVA SHAREREGISTRY (INDIA) PVT.LTD. AND ACCURATE SECURITIES & REGISTRY PVT.LTD. VIOLATING REGULATION 7(4) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.2,00,000
22-NOV-2021
|
SEBI VIDE ITS NOTICE DATED 24/05/2023 DIRECTED TO PAY RS.2,39,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 08/08/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 21/02/2024 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.2,57,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
|
| 70 |
|
|
BRIGHT BUILDTECH PVT.LTD.
(PAN:AACCB7981J)
|
|
|
DELAY IN SUBMISSION OF HALF YEARLY FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATIONS 52(1), 52(4) AND 52(5) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.1,00,000
29-JAN-2021
|
|
| 71 |
|
|
BRIGHT BUILDTECH PVT.LTD.
(PAN:AACCB7981J)
|
|
|
DID NOT SUBMIT BANK DETAILS TO DEBENTURE TRUSTEES VIOLATING CLAUSE 3.2 OF SEBI CIRCULAR SEBI/HO/DDHS/CIR/P/103/2020 DATED 23/06/2020 READ WITH CLAUSE 4.1 OF CHAPTER XI OF SEBI CIRCULAR SEBI/HO/DDHS/P/CIR/2021/613 DATED 10/08/2021 READ WITH REGULATION 8 OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.1,00,000
28-FEB-2023
|
|
| 72 |
|
|
BRIGHTCOM GROUP LTD.
(PAN:AAACL5827B)
|
|
|
|
RAMESH REDDY YERRADODDI
PAN:AAHPY4543K
|
|
|
YEPURI SRINIVASA RAO
PAN:AAEPY9390B
|
|
DID NOT ADHERE TO PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AS REQUIRED UNDER IND AS 36 VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT MAKE DISCLOSURES W.R.T. EVENTS AND CIRCUMSTANCES THAT LED TO RECOGNITION OF IMPAIRMENT LOSS IN PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AS REQUIRED UNDER IND AS 36 VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT CARRY OUT ANNUAL IMPAIRMENT TESTING IN PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AS REQUIRED IND AS 36 VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT RECOGNIZE IMPAIRMENT LOSS W.R.T. ITS INVESTMENTS IN SUBSIDIARY DESPITE INDICATION OF IMPAIRMENT IN PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AS REQUIRED IND AS 36 VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT ADHERE TO PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AS REQUIRED IND AS 26 AND IND AS 38 VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES REGARDING FACT OF INITIATION OF FORENSIC AUDIT VIOLATING REGULATIONS 30(1), 30(2) AND 30(6) READ WITH CLAUSE 17 SCHEDULE III PARA A OF PART A OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
SUBMITTED INCORRECT AND MISLEADING SHAREHOLDING PATTERN TO STOCK EXCHANGES VIOLATING REGULATIONS 4(1)(C), (H) AND 31(1)(B) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SEBI CIRCULAR NO.CIR/CFD/CMD/13/2015 DATED 30/11/2015 IN MATTER OF BRIGHTCOM GROUP LTD.
ISSUED FALSE AND MISLEADING PRESS RELEASE REGARDING APPOINTMENT OF INTERNAL AUDITOR VIOLATING REGULATIONS 4(1)(C) AND (H) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT REVIEW QUARTERLY CONSOLIDATED RESULTS BY STATUTORY AUDITORS VIOLATING REGULATION 33(3)(H) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT ENSURE THAT THE CONSTITUTION OF AUDIT COMMITTEE ACCORDANCE WITH REGULATORY REQUIREMENTS VIOLATING REGULATION 18(1)(B) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT APPOINT AT LEAST ONE INDEPENDENT DIRECTOR FROM ITS BOARD AS DIRECTOR ON BOARD OF DIRECTORS OF THREE UNLISTED MATERIAL SUBSIDIARIES VIOLATING REGULATION 24(1) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT PUBLISH STANDALONE FINANCIAL STATEMENTS OF ITS SUBSIDIARIES ON ITS WEBSITE VIOLATING REGULATION 4(1)(D),(G), (H), (I), (J) AND 46(2) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES IN RESPECT OF IMPACT OF INTRODUCTION OF GENERAL DATA PROTECTION REGULATION (GDPR) ON FUNCTIONING OF COMPANY VIOLATING REGULATION 30 READ WITH CLAUSE 7 OF PARA B OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES IN RESPECT OF INTRODUCTION OF GENERAL DATA PROTECTION REGULATION (GDPR) AS THREATS, OUTLOOK, RISKS OR CONCERNS IN MANAGEMENT DISCUSSION AND ANALYSIS VIOLATING REGULATION 34(2)(3) AND SCHEDULE V OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT ADHERE TO PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AS REQUIRED IND AS 26 VIOLATING CLAUSES 49(I)(C)(1)(A) AND 50 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF BRIGHTCOM GROUP LTD.
SUBMITTED INCORRECT AND MISLEADING SHAREHOLDING PATTERN TO STOCK EXCHANGES VIOLATING CLAUSE 35 OF ERSTWHILE LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF BRIGHTCOM GROUP LTD.
|
DIRECTED TO PLACE COPY OF ORDER BEFORE ITS AUDIT COMMITTEE AND UNDERTAKE EXAMINATION OF ITS CONSOLIDATED FINANCIAL STATEMENTS FOR THE PERIOD 2014-15 TO 2021-22
DIRECTED TO SUBMIT STATEMENT OF IMPACT OF NON-COMPLIANCES
DIRECTED TO PUBLISH ON STOCK EXCHANGES PLATFORM, THE STATEMENT SHOWING CORRECT SHAREHOLDING PATTERN AS REQUIRED UNDER REGULATION 31 OF SEBI (LODR) REGULATIONS 2015
DIRECTED TO APPOINT AT LEAST ONE INDEPENDENT DIRECTOR ON BOARD OF DIRECTORS OF EACH OF
ITS MATERIAL SUBSIDIARIES AS REQUIRED UNDER REGULATION 24(1) OF SEBI (LODR) REGULATIONS, 2015
DIRECTED TO DISSEMINATE STANDALONE FINANCIAL STATEMENTS OF EACH OF ITS SUBSIDIARIES ON ITS WEBSITE FOR PERIOD BETWEEN FY.2014-15 AND FY.2021-22 AS REQUIRED UNDER REGULATION 46
OF SEBI (LODR) REGULATIONS, 2015 WITHIN FIFTEEN DAYS FROM DATE OF THIS ORDER
RESPECTIVELY TO AUDIT OR IN CASE OF UNAUDITED RESULTS, TO LIMITED REVIEW STARTING FROM QUARTER ENDING MARCH 31, 2023 AS REQUIRED UNDER REGULATION 33(1)(H) OF SEBI (LODR) REGULATIONS, 2015
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 06-FEB-2025 TO 05-FEB-2026
DIRECTED TO FILE A STATEMENT IMPACT OF ALL THE NON-COMPLIANCES DETAILED IN THIS ORDER TO STOCK EXCHANGES
DIRECTED TO ENSURE THAT STATEMENT OF IMPACT OF NON-COMPLIANCES IN FORMAT SPECIFIED IN SEBI CIRCULAR NO.CIR/CFD/CMD/56/2016 DATED 27/05/2016
DIRECTED ENSURE THAT STATEMENT OF IMPACT OF NON-COMPLIANCES CERTIFIED BY PEER-REVIEWED CHARTERED ACCOUNTANT
IMPOSED PENALTY RS.1,00,00,000
13-APR-2023
|
SEBI VIDE ITS ORDER DATED 06/02/2025 DIRECTED TO A) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER, FOR ONE YEAR FROM DATE OF THIS ORDER B) FILE A STATEMENT OF IMPACT OF ALL THE NON-COMPLIANCES DETAILED IN THIS ORDER WITHIN THREE MONTHS FROM DATE OF ORDER WITH THE STOCK EXCHANGES DULY CERTIFIED BY A PEER-REVIEWED CHARTERED ACCOUNTANT, WHO HAS AUDITED AT LEAST ONE COMPANY FORMING PART OF NIFTY 100 OR BSE 100 INDICES DURING PAST THREE YEARS C) DISSEMINATE STANDALONE FINANCIAL STATEMENTS OF EACH OF ITS SUBSIDIARIES ON ITS WEBSITE FOR THE PERIOD BETWEEN FY.2014-15 AND FY.2021-22 D) IMPOSED PENALTY OF RS.1 CRORE U/S 15A(B), 15A(C), 15HA, 15HB OF SEBI ACT. AND U/S 23H OF SCRA TO BE PAID WITHIN FORTY-FIVE (45) DAYS FROM DATE OF RECEIPT OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 17/02/2025 DISMISSED THE APPEAL AS WITHDRAWN
|
| 73 |
|
|
BRIGHTCOM GROUP LTD.
(PAN:AAACL5827B)
|
|
|
|
ALLAM RAGHUNATH
PAN:AAMPA4549C
|
|
|
SUBRATO SAHA
PAN:AFOPS1470F
|
|
DID NOT EXERCISE DUE DILIGENCE AS A MEMBER OF AUDIT COMMITTEE IN APPROVING MISREPRESENTED/MISSTATED FINANCIAL STATEMENTS VIOLATING CLAUSE 49 III D OF ERSTWHILE LISTING AGREEMENT AND REGULATION 18(3) READ WITH PART C OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT EXERCISE DUE DILIGENCE AS A MEMBER OF AUDIT COMMITTEE VIOLATING CLAUSE 49 III D OF ERSTWHILE LISTING AGREEMENT AND REGULATION 18(3) READ WITH PART C OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
|
IMPOSED PENALTY RS.35,00,000
06-OCT-2025
|
|
| 74 |
|
|
BRIGHTCOM GROUP LTD.
(PAN:AAACL5827B)
|
|
|
DELAY IN SUBMISSION OF STATEMENT OF MODIFIED OPINION FOR THE YEAR ENDED MARCH 31, 2023
DID NOT FILE QUARTERLY FINANCIAL RESULTS VIOLATING REGULATION 33(3)(A) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF RESIGNATION LETTERS
DELAY IN MAKING DISCLOSURE OF RESIGNATION OF DIRECTORS
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING PATTERN FOR QUARTER ENDED DEC, 2023
DID NOT MAKE DISCLOSURE OF SEBI ORDER DATED 28/02/2024
DELAY IN MAKING DISCLOSURE OF RESIGNATION OF AUDITOR OF COMPANY
DELAY IN MAKING DISCLOSURE OF OUTCOME OF BOARD MEETING
INADEQUATE COMPOSITION OF STAKEHOLDER RELATIONSHIP COMMITTEE
INADEQUATE DISCLOSURE UNDER SEBI CIRCULAR CIR/CFD/CMD1/114/2019 DATED 18/10/2019
|
IMPOSED PENALTY RS.8,00,000
23-SEP-2024
|
|
| 75 |
|
|
BRIGHTCOM GROUP LTD.
(PAN:AAACL5827B)
|
|
|
|
M.SURESH KUMAR REDDY
PAN:AOOPM8696J
|
|
|
VIJAY KUMAR KANCHARLA
PAN:ATNPK0320K
|
|
DID NOT ADHERE TO PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AS REQUIRED UNDER IND AS 36 VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT MAKE DISCLOSURES W.R.T. EVENTS AND CIRCUMSTANCES THAT LED TO RECOGNITION OF IMPAIRMENT LOSS IN PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AS REQUIRED UNDER IND AS 36 VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT CARRY OUT ANNUAL IMPAIRMENT TESTING IN PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AS REQUIRED IND AS 36 VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT RECOGNIZE IMPAIRMENT LOSS W.R.T. ITS INVESTMENTS IN SUBSIDIARY DESPITE INDICATION OF IMPAIRMENT IN PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AS REQUIRED IND AS 36 VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT ADHERE TO PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AS REQUIRED IND AS 26 AND IND AS 38 VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES REGARDING FACT OF INITIATION OF FORENSIC AUDIT VIOLATING REGULATIONS 30(1), 30(2) AND 30(6) READ WITH CLAUSE 17 SCHEDULE III PARA A OF PART A OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
SUBMITTED INCORRECT AND MISLEADING SHAREHOLDING PATTERN TO STOCK EXCHANGES VIOLATING REGULATIONS 4(1)(C), (H) AND 31(1)(B) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SEBI CIRCULAR NO.CIR/CFD/CMD/13/2015 DATED 30/11/2015 IN MATTER OF BRIGHTCOM GROUP LTD.
ISSUED FALSE AND MISLEADING PRESS RELEASE REGARDING APPOINTMENT OF INTERNAL AUDITOR VIOLATING REGULATIONS 4(1)(C) AND (H) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT REVIEW QUARTERLY CONSOLIDATED RESULTS BY STATUTORY AUDITORS VIOLATING REGULATION 33(3)(H) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT ENSURE THAT THE CONSTITUTION OF AUDIT COMMITTEE ACCORDANCE WITH REGULATORY REQUIREMENTS VIOLATING REGULATION 18(1)(B) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT APPOINT AT LEAST ONE INDEPENDENT DIRECTOR FROM ITS BOARD AS DIRECTOR ON BOARD OF DIRECTORS OF THREE UNLISTED MATERIAL SUBSIDIARIES VIOLATING REGULATION 24(1) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT PUBLISH STANDALONE FINANCIAL STATEMENTS OF ITS SUBSIDIARIES ON ITS WEBSITE VIOLATING REGULATION 4(1)(D),(G), (H), (I), (J) AND 46(2) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES IN RESPECT OF IMPACT OF INTRODUCTION OF GENERAL DATA PROTECTION REGULATION (GDPR) ON FUNCTIONING OF COMPANY VIOLATING REGULATION 30 READ WITH CLAUSE 7 OF PARA B OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES IN RESPECT OF INTRODUCTION OF GENERAL DATA PROTECTION REGULATION (GDPR) AS THREATS, OUTLOOK, RISKS OR CONCERNS IN MANAGEMENT DISCUSSION AND ANALYSIS VIOLATING REGULATION 34(2)(3) AND SCHEDULE V OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
ISSUED UNTRUE CERTIFICATES WITH RESPECT TO FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT ADHERE TO PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AS REQUIRED IND AS 26 VIOLATING CLAUSES 49(I)(C)(1)(A) AND 50 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF BRIGHTCOM GROUP LTD.
SUBMITTED INCORRECT AND MISLEADING SHAREHOLDING PATTERN TO STOCK EXCHANGES VIOLATING CLAUSE 35 OF ERSTWHILE LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT PRESENT TRUE AND FAIR FINANCIAL STATEMENTS VIOLATING CLAUSE 49(IX) OF ESRTWHILE LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT MAINTAIN STRUCTURED DIGITAL DATABASE (SDD) CONTAINING NAMES OF SUCH PERSONS OR ENTITIES WITH WHOM UPSI WAS SHARES VIOLATING REGULATION 3(5) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
DID NOT EXERCISE DUE DILIGENCE AS MEMBER OF AUDIT COMMITTEE VIOLATING REGULATION 18(3) READ WITH PART C OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
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DIRECTED NOT TO SELL/DISPOSE OF/DILUTE SHAREHOLDING IN COMPANY, HELD DIRECTLY OR INDIRECTLY THROUGH FAMILY MEMBERS OR THROUGH COMPANIES IN WHICH THEY OR THEIR FAMILY MEMBERS DIRECTORS
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 06-FEB-2025 TO 05-FEB-2030
RESTRAINED FROM HOLDING ANY POSITION OF DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY OR ANY INTERMEDIARY REGISTERED WITH SEBI AND FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY OR PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC OR ANY INTERMEDIARY REGISTERED WITH SEBI FROM 06-FEB-2025 TO 05-FEB-2030
IMPOSED PENALTY RS.60,00,00,000
13-APR-2023
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| 76 |
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BRITANNIA INDUSTRIES LTD.
(PAN:AABCB2066P)
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ALLEGED TRANSMISSION OF SHARES WITHOUT PROPER DOCUMENTS VIOLATING CLAUSES 11, 12 A AND 47(B) OF LISTING AGREEMENT READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SHAREPRO SERVICES (I) PVT.LTD.
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REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.46,21,875 VIDE CONSENT ORDER)
17-SEP-2020
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| 77 |
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BRITANNIA INDUSTRIES LTD.
(PAN:AABCB2066P)
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ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AND CLARIFICATION TO STOCK EXCHANGES REGARDING SENTENCING OF ONE OF ITS PROMOTERS AND MANAGING DIRECTOR VIOLATING REGULATIONSS 4(1)(D), 4(1)(H) & 4(1)(J), 4(2)(D)(III), 5, 30(2) AND 30(4)(I)(B), OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 6 OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015 READ WITH PARA 6.1 OF ANNEXURE I OF SEBI CIRCULAR DATED 09/09/2015
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REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.21,67,500 VIDE CONSENT ORDER)
28-APR-2020
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| 78 |
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BURNPUR CEMENT LTD.
(PAN:AACCA1999B)
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DID NOT PREPARE FINANCIAL STATEMENTS AS REQUIRED UNDER INDAS 37 VIOLATING REGULATIONS 4(1)(A), 4(1)(B) AND 4(1)(E) AND 48 OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES ABOUT DIFFERENT ACCOUNTING TREATMENT IN FINANCIAL STATEMENTS TOGETHER WITH MANAGEMENT’S EXPLANATION AND DID NOT PUBLISH TRUE AND FAIR FINANCIAL STATEMENTS VIOLATING REGULATIONS 30(4)(I)(B) READ WITH CLAUSE 8 OF PARA B OF PART A OF SCHEDULE III READ WITH REGULATIONS 30(3) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES WITH RESPECT INCOME TAX ORDERS VIOLATING CLAUSE 2 OF PART B OF SCHEDULE V READ WITH REGULATION 34(3) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES ABOUT DIFFERENT ACCOUNTING TREATMENT IN FINANCIAL STATEMENTS TOGETHER WITH MANAGEMENT’S EXPLANATION AND DID NOT PUBLISH TRUE AND FAIRE FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
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IMPOSED PENALTY RS.6,00,000
14-JUN-2023
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| 79 |
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CAMAC COMMERCIAL CO.LTD.
(PAN:AABCC0733E)
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MEERA JAIN
PAN:AEZPJ3882J
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SAMIR JAIN
PAN:AEHPJ3016Q
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MADE WRONG DISCLOSURE OF SHAREHOLDING PATTERN OF PROMOTERS TO STOCK EXCHANGES VIOLATING CLAUSE 35 OF LISTING AGREEMENT AND REGULATION 31(1)(B) OF SEBI (LODR) REGULATIONS 2015 READ WITH SEBI CIRCULAR NO.CIR/CFD/CMD/13/2015 DATED 30/11/2015 READ WITH REGULATION 2(ZA) OF SEBI (ICDR) REGULATIONS, 2009
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING RULE 19A(1) OF SCRR, 1957 READ WITH REGULATION 38 OF SEBI (LODR) REGULATIONS, 2015 READ WITH PROVISION OF 2(II) OF SEBI CIRCULAR NO.CIR/CFD/DIL/10/2010 DATED 16/12/2010 READ WITH CIRCULAR NO.CIR/CFD/CMD/14/2015 DATED 30/11/2015
MADE WRONG DISCLOSURE OF SHAREHOLDING PATTERN OF PROMOTERS TO STOCK EXCHANGES VIOLATING SECTIONS 12(A)(A) TO 12A(B) OF SEBI ACT, 1992 READ WITH REGULATION 3(B), 3(C) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF CAMAC COMMERCIAL CO.LTD.
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DIRECTED TO MAKE PROPER AND COMPLETE DISCLOSURE
DIRECTED CALCUTTA STOCK EXCHANGE TO TAKE ACTION AGAINST NOTICEES IN TERMS OF INSTRUCTIONS AS PER SEBI CIRCULAR
IMPOSED PENALTY RS.11,00,00,000
28-MAR-2023
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SAT: SAT VIDE ITS ORDER DATED 08/09/2023 CONDONED THE DELAY IN FILING OF APPEAL AND DIRECTED APPELLANT TO FILE REJOINDER WITHIN THREE WEEKS
SAT: SAT VIDE ITS ORDER DATED 07/11/2024 DIRECTED APPELLANTS TO SUBMIT LETTER TO CGM, CORPORATE FINANCE DEPARTMENT, SEBI WITHIN TEN DAYS FROM DATE OF THIS ORDER AND SEBI TO REPLY/RESPOND WITHIN THIRTY DAYS FROM DATE OF SUBMISSION OF THEIR REQUEST BY THE APPELLANTS
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| 80 |
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CARNATION INDUSTRIES LTD.
(CIN:L27209WB1983PLC035920
PAN:AABCC0379E)
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ARUN KUMAR BOSE
PAN:ACZPB6399L
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BIPLAB GANGULY
PAN:AJWPG8882D
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RAVINDRA PRAKASH SEHGAL
PAN:AMHPS4822M
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SEPHALI ROY
PAN:AFJPR9617J
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SOMNATH PRADHAN
PAN:AUPPP6109E
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SUVOBRATA SAHA
PAN:BFEPS2879K
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DID NOT ADHERE TO PREPARATION OF FINANCIAL STATEMENTS AND ACCOUNTING STANDARD VIOLATING REGULATIONS 4(1)(A) AND 41(B) OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO PREPARATION OF FINANCIAL RESULTS VIOLATING REGULATION 33(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO ANNUAL REPORT SPECIFIED IN COMPANIES ACT, 2013 VIOLATING REGULATION 34(3) OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015
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IMPOSED PENALTY RS.5,00,000
26-AUG-2022
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SAT: SAT VIDE ITS ORDER DATED 24/01/2023 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 30/03/2023 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 11/05/2023 CONDONED THE DELAY IN FILING OF REPLY AND ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SEBI VIDE ITS NOTICE DATED 27/07/2023 DIRECTED TO PAY RS.5,61,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 16/08/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 29/09/2023 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.5,61,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
SAT: SAT VIDE ITS ORDER DATED 12/07/2024 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS NOTICE DATED 26/02/2026 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 16/08/2023
SEBI VIDE ITS ORDER DATED 26/02/2026 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.7006 OF 2023 DATED 27/07/2023
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 4 of 26
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