| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 81 |
|
HANSA KAKUBHAI VADERA
(PAN:ABVPV2184L)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(1) OF SEBI (SAST) REGULATIONS, 2011 IN MATTER OF INSTA FINANCE LTD. (FORMERLY SDFC FINANCE LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-OCT-2019
|
|
| 82 |
|
|
HARMOHAN SINGH SABHARWAL
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF 5,62,557 SHARES (14.42%) OF DHANALAXAMI ROTO SPINNERS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
06-OCT-2010
|
|
| 83 |
|
|
HEMANT KOTHARI
(PAN:AFOPK6638P)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF KWALITY CREDIT & LEASING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-MAR-2015
|
|
| 84 |
|
|
HINA VIJAYKUMAR VORA
(PAN:AFEPV5742H)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SKY INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
28-MAR-2014
|
|
| 85 |
|
|
HITESH GENDALAL SOMANI
|
|
|
FILED APPLICATION FOR SEEKING EXEMPTION FROM MAKING PUBLIC ANNOUNCEMENT FOR PROPOSED PREFERENTIAL ALLOTMENT
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
14-JUL-2006
|
|
| 86 |
|
|
ICHRAJ DEVI KOTHARI
(PAN:AKYPK8836C)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF KWALITY CREDIT & LEASING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-MAR-2015
|
|
| 87 |
|
|
J.MAHLER
|
|
|
|
CLARIANT INTERNATIONAL LTD.
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 50.10 % SHARES/VOTING RIGHTS AND CONTROL OF COLOUR-CHEM LTD
|
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
16-OCT-2002
|
SAT: APPEAL DISPOSED OFF
|
| 88 |
|
|
JAGDISH CHANDER MANCHANDA
(PAN:AAEPM6940M)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF BRAND REALTY SERVICES LTD. (KNOWN AS SAHIL FINANCIAL SERVICES LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
21-JAN-2015
|
|
| 89 |
|
|
JAYESH MODI
(PAN:BBHPM1522Q)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF SBEC SUGAR LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-SEP-2018
|
SAT: SAT VIDE ITS ORDER DATED 01/08/2019 HAS ALLOWED THREE WEEKS TIME TO FILE REJOINDER AND INTERITM ORDER, IF ANY, EXTENDED TILL DATE OF HEARING
SAT: SAT VIDE ITS ORDER DATED 29/01/2020 PARTLY ALLOWED THE APPEAL
|
| 90 |
|
|
JAYESH VINODRAI VALIA
(PAN:AAFPV5698G)
|
|
|
|
PRECISION CONTAINEURS LTD.
CIN:L28920MH1981PLC023972
PAN:AAACV4766F
|
|
|
PUSHPANJALI DRUMS PVT.LTD.
PAN:AAECP1906D
|
|
|
VAS EDUCOMP PVT.LTD.
PAN:AABCV2889C
|
|
|
VASPARR SHELTER LTD.
PAN:AABCV2888D
|
|
|
YASHRAJ CONTAINEURS LTD.
CIN:L28120MH1993PLC073160
PAN:AAACV4846L
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF VAS INFRASTRUCTURE LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
30-SEP-2019
|
SAT: SAT VIDE ITS ORDER DATED 19/04/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 17/05/2021 ALLOWED APPELLANT THREE WEEKS FURTHER TIME TO FILE REJOINDER
|
| 91 |
|
|
JAYSHREE SHANKAR BHOSLE
(PAN:AFMPB0449P)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(1) OF SEBI (SAST) REGULATIONS, 2011 IN MATTER OF INSTA FINANCE LTD. (FORMERLY SDFC FINANCE LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-OCT-2019
|
|
| 92 |
|
|
JIGAR MAHESH SHAH
(PAN:AVCPS3026K)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(1) OF SEBI (SAST) REGULATIONS, 2011 IN MATTER OF INSTA FINANCE LTD. (FORMERLY SDFC FINANCE LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-OCT-2019
|
|
| 93 |
|
|
JITEN MEHTA
|
|
|
|
GAINFUL EXPORTS PVT.LTD.
|
|
|
RESPONSIVE PLASTICS PVT.LTD.
|
|
AIDED, ABETTED AND ASSISTED IN MANIPULATION IN SCRIP OF KRISHNA FILAMENTS LTD.
ACTED IN CONCERT IN VIOLATION OF TAKEOVER REGULATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-SEP-2004 TO 09-SEP-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-SEP-2004 TO 09-SEP-2009
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
10-SEP-2004
|
|
| 94 |
|
|
JITEN MEHTA
|
|
|
AIDED, ABETTED AND ASSISTED IN MANIPULATION IN SCRIP OF KRISHNA FILAMENTS LTD.
ACTED IN CONCERT IN VIOLATION OF TAKEOVER REGULATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-SEP-2004 TO 09-SEP-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-SEP-2004 TO 09-SEP-2009
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
10-SEP-2004
|
|
| 95 |
|
|
JOSEPH VARGHESE
(PAN:ABOPV3793J)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF TCM LTD.
|
DIRECTED TO DISINVEST 1,38,000 SHARES OF TCM LTD.THROUGH SALE TO PARTIES NOT CONNECTED / RELATED TO THEM IN SMALL LOTS IN TRENCHES ON BSE ENSURING THAT SUCH SALE DOES NOT DISTURB THE MARKET EQUILIBRIUM
DIRECTED TO TRANSFER ENTIRE PROCEEDS OF SALE OF SHARE TO INVESTOR PROTECTION AND EDUCATION FUND ESTABLISHED UNDER SEBI (INVESTOR PROTECTION AND EDUCATION FUND) REGULATIONS, 2009
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
29-MAY-2015
|
SAT: SAT VIDE ITS ORDER DATED 23/09/2016 SET ASIDED IMPUGNED ORDER DATED 29/05/2015 AND RESTORED THE MATTER TO FILE OF WTM OF SEBI FOR FRESH DECISION ON MERITS AND IN ACCORDANCE WITH LAW. NO COSTS
SEBI VIDE ITS ORDER DATED 06/10/2017 DIRECTED MR.JOSEPH VARGHESE AND MR.GEORGE VARGHESE TO MAKE A PUBLIC ANNOUNCEMENT TO ACQUIRE SHARES OF THE TARGET COMPANY, TCM LTD. IN ACCORDANCE WITH THE PROVISIONS OF THE TAKEOVER REGULATIONS, 2011, WITHIN A PERIOD OF 45 DAYS FROM THE DATE OF THIS ORDER 2) PAY INTEREST @10% PER ANNUM, FROM THE DATE WHEN THEY INCURRED THE LIABILITY TO MAKE PUBLIC ANNOUNCEMENT TILL THE DATE OF PAYMENT OF CONSIDERATION
|
| 96 |
|
|
JYOTI D.INNANI
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11 (2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF APOLLO FINVEST (INDIA) LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
13-MAY-2015
|
|
| 97 |
|
|
JYOTI SUREKHA
|
|
|
ACQUIRED 6.15% SHARES TO REACH 29.55% HOLDING OF CRESSANDA SOLUTIONS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
26-APR-2007
|
|
| 98 |
|
|
KAMAL MANCHANDA
(PAN:AAIPM9704F)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF BRAND REALTY SERVICES LTD. (KNOWN AS SAHIL FINANCIAL SERVICES LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
21-JAN-2015
|
|
| 99 |
|
|
KANCHAN C.KHIMAVAT
(PAN:ALUPK1076B)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(1) AND 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF KANCHAN INTERNATIONAL LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-MAY-2020
05-MAY-2020
|
|
| 100 |
|
|
KANIKA
(PAN:CPGPK3235J)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF FOCUS INDUSTRAIAL RESOURCES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
19-MAR-2020
|
SAT: SAT VIDE ITS ORDER DATED 01/07/2021 CONDONED THE DELAY OF 267 DAYS IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 10/08/2021 APPELLANTS FILE THE REJOINDER WITHIN THREE WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 24/09/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 02/02/2022 GRANTED PERMISSION TO FILE AMENDMENT APPLICATION SEEKING TO AMEND RELIEF CLAUSE WITHIN TWO WEEKS FROM DATE OF THIS ORDER. SINCE APPELLANTS HAD ALREADY DEPOSITED RS.28 LAC,NO FURTHER RECOVERY TO BE MADE AGAINST THEM DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 21/02/2022 ALLOWED THE APPLICATION
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 5 of 15
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