| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 81 |
|
B.RAMALINGA RAJU
(PAN:ACVPB8311J)
|
|
|
|
SATYAM COMPUTER SERVICES LTD.
|
|
MISLED INVESTORS THROUGH ISSUANCE OF BONUS SHARES AND AMERICAN DEPOSITORY SHARES (ADS) AND BY GIVING MISLEADING ANNOUNCEMENTS OF BUY BACK OF SHARES IN MATTER OF SATYAM COMPUTER SERVICES LTD.
SOLD AND PLEDGED SHARES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3 AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 AND SECTION 12A (D) & (E) OF SEBI ACT, 1992 IN MATTER OF SATYAM COMPUTER SERVICES LTD.
DID NOT ADHERE TO PRINCIPLES OF CORPORATE GOVERNANCE IN GENERAL AND OBLIGATION OF CEO/CFO CERTIFICATION STIPULATED IN CLAUSE 49 OF THE LISTING AGREEMENT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-JUL-2014 TO 14-JUL-2028
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-JUL-2014 TO 14-JUL-2028
DIRECTED TO DISGORGE UNLAWFUL GAINS ALONGWITH INTEREST @12% PER ANNUM FROM JANUARY 07, 2009 TILL THE DATE OF PAYMENT
15-JUL-2014
|
SAT: SAT VIDE ITS ORDER DATED 12/05/2017 SET ASIDED IMPUGNED ORDER DATED 15/07/2014 TO THE EXTENT IT RELATED TO THE PERIOD FOR WHICH THE APPELALANTS WERE RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND THE ILLEGAL GAIN DIRECTED TO BE DISGORGED BY THE APPLLANTS AND REMANDED THE MATTER TO FILE OF WTM OF SEBI TO PASS FRESH ORDER ON MERITS AND IN ACCORDANCE WITH LAW. FURTHER, DIRECTED THAT THE APPELLANTS SHALL NOT ACCESS THE SECURITIES MARKET AND SHALL NOT BUY, SELL OR OTHERWISE DEAL IN SECURITIES, DIRECTLY OR INDIRECTLY TILL FRESH ORDER IS PASSED BY WTM OF SEBI ON MERITS AND IN ACCORDANCE WITH LAW. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 21/08/2017 TIME TO PASS THE ORDER BY SEBI IS EXTENDED BY FOUR MONTHS FROM 11/08/2017. MISC.APPLICATION DISPOSED OFF ACCORDINGLY
|
| 82 |
|
|
BABU PARSU BASAN
|
|
|
|
SOUNDCRAFT INDUSTRIES LTD.
|
|
ISSUED MISLEADING ANNOUNCEMENT OF BONUS ISSUE OF SHARES AND OFF-LOADED HOLDINGS IN SCRIP OF SOUNDCRAFT INDUSTRIES LTD
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AND COMPANY AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SOUNDCRAFT INDUSTRIES LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(4) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF SOUNDCRAFT INDUSTRIES LTD
ISSUED MISLEADING ANNOUNCEMENT OF BONUS ISSUE OF SHARES AND OFF-LOADED HOLDINGS VIOLATING CLAUSE 15.1.6 OF SEBI (DISCLOSURE AND INVESTOR PROTECTION) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2000 IN MATTER OF SOUNDCRAFT INDUSTRIES LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-OCT-2009 TO 15-OCT-2010
16-OCT-2009
|
|
| 83 |
|
|
BABU PARSU BASAN
|
|
|
|
SOUNDCRAFT INDUSTRIES LTD.
|
|
INDULGED IN DISSEMINATION OF MISLEADING INFORMATION LEADING TO PRICE MANIPULATION IN THE SCRIP OF KOLAR BIOTECH LTD., SOUNDCRAFT INDUSTRIES LTD. & ADAM COMSOF LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-SEP-2004 TILL INVESTIGATIONS COMPLETED
30-SEP-2004
|
|
| 84 |
|
|
BABULAL JAIN
|
|
|
|
RAVI ENTERPRISES
|
|
INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
|
| 85 |
|
|
BABULAL K.BISHNOI
|
|
|
|
SANDEEP STEEL INDUSTRIES
|
|
|
SHREE FORGE INDUSTRIES
|
|
INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
|
| 86 |
|
|
BAJRANGLAL SOMANI
(PAN:ABNPS7085B)
|
|
|
|
SUMEET INDUSTRIES LTD.
CIN:L45200GJ1988PLC011049
PAN:AAECS2583B
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SELF TRADES AND SYNCHRONIZED TRANSACTIONS IN SCRIP OF SUMEET INDUSTRIES LTD.
INDULGED IN ISSUANCE OF VARIOUS FALSE CORPORATE ANNOUNCEMENTS RELATED TO PREFERENTIAL ALLOTMENT OF SHARES, JOINT VENTURE WITH VISHWAS INFRASTRUCTURE LTD. AND AMALGAMATION OF ITS GROUP COMPANIES ETC IN MATTER OF SUMEET INDUSTRIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-MAY-2014 TO 20-MAY-2017
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-MAY-2014 TO 20-MAY-2017
DIRECTED TO DISGORGE RS.36,60,000
21-MAY-2014
|
SAT: SAT VIDE ITS ORDER DATED 30/06/2016 A) SET ASIDED QUANTUM OF UNLAWFUL GAINS DETERMINED BY SEBI AND DIRECTED WTM OF SEBI TO RECOMPUTE QUANTUM OF UNLAWFUL GAINS LIABLE TO BE DISGORGED BY APPELLANTS AND B) MODIFY IMPUGNED ORDER DATED 21/05/2014 BY REDUCING PERIOD OF RESTRAINT IMPOSED ON APPELLANTS FROM 3 YEARS TO PERIOD OF RESTRAINT UNDERGONE BY APPELLANTS UP TO DATE OF PASSING OF PRESENT ORDER. NO COSTS
|
| 87 |
|
|
BALDEV BHAI RAMI
|
|
|
|
GIRISH HOTEL,RESORTS & HEALTH FARM LTD.
|
|
SUBMITTED FORGED NOCS PURPORTED TO HAVE BEEN ISSUED BY SEBI
|
PROHIBITED FROM RAISING MONEY FROM PUBLIC FROM 04-MAR-1998 TO 03-MAR-2003
06-MAR-1998
|
|
| 88 |
|
|
BALDEV RAJ SHARMA
(PAN:CRGPS3281N)
|
|
|
|
SGI RESEARCH & ANALYSIS LTD.
CIN:U74140DL2010PLC203986
PAN:AAOCS5535R
|
|
ALLEGED INDULGENCE IN ISSUANCE OF PREFERENCE SHARES TO 162 INVESTORS VIOLATING PUBLIC ISSUE DIRECTIVES/INSTRUCTIONS/GUIDELINES IN MATTER OF SGI RESEARCH & ANALYSIS LTD.
ALLEGED INDULGENCE IN ISSUANCE OF PREFERENCE SHARES BY MAKING FALSE PROMISES IN MATTER OF SGI RESEARCH & ANALYSIS LTD.
|
SHOW CAUSE NOTICE ISSUED
18-MAY-2012
|
|
| 89 |
|
|
BALDEV RAJ SHARMA
(PAN:CRGPS3281N)
|
|
|
|
SGI RESEARCH & ANALYSIS LTD.
CIN:U74140DL2010PLC203986
PAN:AAOCS5535R
|
|
ISSUED FALSE, MISLEADING AND DISTORTED INFORMATION/DECLARATIONS IN MATTER OF ISSUANCE OF CONVERTIBLE PREFERENCE SHARES OF SGI RESEARCH & ANALYSIS LTD.
ALLOTTED CONVERTIBLE PREFERENCE SHARES TO 162 INVESTORS VIOLATING SEBI (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2009 IN MATTER OF SGI RESEARCH & ANALYSIS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 11-JAN-2013 TO 10-JAN-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-JAN-2013 TO 10-JAN-2023
DIRECTED TO REFUND MONEY COLLECTED TOWARDS SUBSCRIPTION OF CONVERTIBLE PREFERENCE SHARES ALONGWITH INTEREST @15% PER ANNUM
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
11-JAN-2013
|
SEBI VIDE ITS NOTICE DATED 28/08/2015 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 17/01/2022 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT TO THE EXTENT LYING IN THE BANK AND FIXED DEPOSIT ACCOUNTS OF SGI RESEARCH & ANALYSIS LTD., MR.LOKESHWAR DEV, MR.LOKESHWAR KUMAR DEV, MR.ULHAS P.KHAIR, MR.SIDDHARTH JAY MARATHE, MR.RAJ ZAVERI, MR.RAKESH KUMAR MAHESHWARI, MS.PRIYANKA SARASWAT DEV, MS.PRIYANKA DEV, MS.MAYA SIDDHARTH MARATHE, MSGAURI SIDDHARTH MARATHE, MS.PRIYA ZAVERI, MS.PRACHI MAHESHWARI, MR.PRADEEP KUMAR SHARMA, MR.BALDEV RAJ SHARMA, MR.RAMESH SHARMA, MR.SANJEEV SHARMA, AND MS.SONIA SHARMA TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 90 |
|
|
BALKISHAN ISHWAR PRASAD
|
|
|
|
GENUS COMMU-TRADE LTD.
CIN:L51100GJ1995PLC025715
|
|
ISSUED FALSE AND MISLEADING CORPORATE ANNOUNCEMENT RELATED TO BAGGING AN EXPORT ORDER WORTH RS.80 MILLION FROM CANADIAN CO. FOR SUPPLY OF MIS SOFTWARE
|
IMPOSED PENALTY RS.5,00,000
10-JUN-2010
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 91 |
|
|
BANI DAS
|
|
|
|
DAS CO.
(Sub-Broker of VCK SHARE & STOCK BROKING SERVICES LTD., Member : NSE)
|
|
INVOLVED IN FRAUDULENT ACTIVITIES TO INDUCE INVESTORS TO INVEST MONEY
DEALT IN CASH WITH CLIENTS
COMMITTED IRREGULARITIES PERTAINING TO CLIENTS SECURITIES
DID NOT MAINTAIN SEGREGATION BETWEEN CLIENT FUNDS AND OWN FUNDS
|
PROHIBITED FROM RAISING MONEY FROM PUBLIC FROM 20-FEB-2007 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-FEB-2007 TILL FURTHER ORDERS
20-FEB-2007
|
DIRECTIONS IMPOSED VIDE AD-INTERIM EX-PARTE ORDER DATED 20/02/2007 RESTRAINING FROM BUYING, SELLING OR DEALING IN SECURITIES MARKET IN ANY MANNER, DIRECTLY OR INDIRECTLY, VACATED
DIRECTED NOT TO ACCEPT MONEY FROM INVESTORS UNDER MONTHLY INCOME SCHEME OR BY WAY OF ANY OTHER SIMILAR SCHEMES IN CONTRAVENTION OF REGULATIONS FRAMED UNDER SEBI ACT, 1992
|
| 92 |
|
|
BANKIM J.SHAH
(PAN:AAACU6984H)
|
|
|
INDULGED IN ISSUANCE OF MISLEADING PRESS RELEASES IN MATTER OF DENIM ENTERPRISES LTD. (NOW KNOWN AS DIVINE ENTERTAINMENT LTD.)
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-MAY-2012 TO 06-MAY-2014
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 07-MAY-2012 TO 06-MAY-2014
07-MAY-2012
|
SAT: APPEAL ALLOWED WITH NO ORDER AS TO COSTS
|
| 93 |
|
|
BEENA MEHTA
|
|
|
|
MEGA CORP.LTD.
PAN:AACCM9506E
CIN:L01120DL1985PLC092375
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
MISREPRESENTED PROFITS IN ANNUAL ACCOUNTS
ACTED IN CONCERT WITH INTER CONNECTED ENTITIES/BROKERS/CLIENTS TO CREATE FALSE MARKET AND PRICE RISE THROUGH CIRCULAR TRADING IN SCRIP OF MEGA CORP.LTD.
|
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 24-OCT-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 24-OCT-2005 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-OCT-2005 TILL FURTHER ORDERS
24-OCT-2005
|
CONFIRMED INTERIM ORDER DATED 24/10/2005
DISPOSED OFF, AS PROMOTERS OF THE COMPANY WERE NOT INVOLVED IN THE DAY TO DAY OPERATIONS OF THE COMPANY
|
| 94 |
|
|
BHAGIRATHI PUHAN
|
|
|
|
STAR GEMS
|
|
|
UNIVERSAL TRADERS
|
|
INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
AD-INTERIM EX-PARTE ORDER DATED 23/04/2009 CONFIRMED VIDE ORDER DATED 12/01/2010
|
| 95 |
|
|
BHAGWAN SINGH
|
|
|
|
MANN IMPEX
|
|
INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
AD-INTERIM EX-PARTE ORDER DATED 23/04/2009 CONFIRMED VIDE ORDER DATED 12/01/2010
SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
|
| 96 |
|
|
BHARAT JAIN
(PAN:AACPJ9026F)
|
|
|
|
M.V.DAMANIA & CO.
PAN:AAEFM9871H
|
|
INDULGED IN ISSUANCE OF MISLEADING ADVERTISEMENT AND PLANTED FALSE NEWS IN IPO OF PARAMOUNT PRINTPACKAGING LTD.
|
IMPOSED PENALTY RS.15,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-APR-2020
|
SAT: SAT VIDE ITS ORDER DATED 17/01/2022 ALLOWED THE APPEAL BY SETTING ASIDE IMPUGNED ORDER DATED 30/04/2020
|
| 97 |
|
|
BHARAT PRANJIVANDAS MERCHANT
(PAN:ANGPM6837N)
|
|
|
|
URJA GLOBAL LTD.
PAN:AAACC0367M
|
|
ISSUED FALSE AND MISLEADING CORPORATE ANNOUNCEMENTS IN MATTER OF URJA GLOBAL LTD.
|
WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET
13-MAY-2022
|
|
| 98 |
|
|
BHARAT RATILAL SHAH
|
|
|
CONNIVED AND CONSPIRED WITH PLATINUM CORPORATION AND ITS DIRECTORS/PROMOTERS AND OFFLOADED SHARES IN THE WAKE OF FALSE & MISLEADING CORPORATE ANNOUNCEMENTS THEREBY MADE ILLEGAL PROGIT/GAIN IN MATTER OF PLATINUM CORP.LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-AUG-2016 TO 11-AUG-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-AUG-2016 TO 11-AUG-2019
DIRECTED TO DISGORGE RS.86,92,786
12-AUG-2016
|
SEBI VIDE ITS ORDER DATED 08/12/2016 ALLOWED TO SELL THE SHARES LYING IN DEMAT ACCOUNTS TO THE EXTENT OF MAKING PAYMENTS TOWARDS DISGORGEMENT AMOUNT ALONG WITH INTEREST IMPOSED BY SEBI. FURTHER, SALE HAS TO BE DONE THROUGH SEBI REGISTERED BROKER, WHO INTURN SHALL ENSURE THAT THE ENTIRE ILLEGAL GAIN OF RS.86,92,786 AND RS.4,71,897 MADY BY APPLICANTS MR.BHARAT RATILAL SHAH AND MR.GIRISH GATURBHAI DOSHI RESPECTIVELY ALONG WITH SIMPLE INTEREST @ 12% P.A. FROM FEBRUARY 2007 TILL DATE OF PAYMENT, IS RECOVERED AND SENT TO SEBI
SAT: SAT VIDE ITS ORDER DATED 14/11/2017 PERMITTED APPELLANTS TO WITHDRAW THE APPEAL AND MISC.APPLICATIONS WITH LIBERTY TO FILE FRESH APPEAL WITHIN SIX WEEKS FROM THE DATE OF THIS ORDER. INTERIM RELIEF GRANTED ON 07/10/2016 SHALL CONTINUE FOR A PERIOD OF SIX WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
|
| 99 |
|
|
BHARATBHAI JIVANLAL PATEL
|
|
|
|
NETVISION WEB TECHNOLOGIES LTD.
PAN:AABCN6164G
|
|
ISSUED FALSE, MISLEADING AND DISTORTED CORPORATE ANNOUNCEMENTS IN MATTER OF NETVISION WEB TECHNOLOGIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 20-APR-2012 TO 19-APR-2014
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-APR-2012 TO 19-APR-2014
20-APR-2012
|
|
| 100 |
|
|
BHASKAR UBARE
(DIN:01985435)
|
|
|
|
TRITOP TRADING PVT.LTD.
|
|
INDULGED IN CARRYING OUT SUSPICIOUS BANKING TRANSACTIONS AND APPEAR TO HAVE CHANNELED THESE FUNDS EITHER DIRECTLY OR INDIRECTLY IN STOCK MARKET IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-APR-2009 TILL FURTHER ORDERS
DIRECTED INCOME TAX DEPARTMENT TO TAKE NECESSARY ACTIONS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
23-APR-2009
|
AD-INTERIM EX-PARTE ORDER DATED 23/04/2009 CONFIRMED VIDE ORDER DATED 12/01/2010
SEBI VIDE ITS ORDER DATED 31/03/2015 DISPOSED OFF THE PROCEEDINGS WITHOUT ANY FURTHER ORDERS, SINCE PROHIBITION AGAINST THE ENTITIES NEED NOT TO BE CONTINUED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 5 of 43
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