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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
81
History of entity/person R.RAGHAVAN,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person R.RAGHAVAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
82
History of entity/person RAJANARAYAN FINANCIAL SERVICE LTD.

(Member : CMBSE)  
Click here to view complete history of this specific entity/person T.S.SIVARAJ
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
83
History of entity/person RAJEN SAXENA,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person RAJEN SAXENA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
84
History of entity/person RAJENDRA PRASAD BAGARIA,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person RAJENDRA PRASAD BAGARIA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
85
History of entity/person RAJESH KOCHETA,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person RAJESH KOCHETA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
86
History of entity/person RAJIV JHAVAR,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person RAJIV JHAVAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
87
History of entity/person RAKESH KUMAR AGRAWAL,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person RAKESH KUMAR AGARWAL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
88
History of entity/person RAM PYARA CHHABRA,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person RAM PYARA CHHABRA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
89
History of entity/person RAMKUMAR JAGANNATH MOONDRA,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person RAMKUMAR JAGANNATH MUNDRA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
90
History of entity/person RANJAN KUMAR TRIPATHY,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person RANJAN KUMAR TRIPATHY
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
91
History of entity/person S.LAKSHMANARAMAN,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person S.LAKSHMANARAMAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
92
History of entity/person S.SWAMINATHAN,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person S.SWAMINATHAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
93
History of entity/person SANAT KUMAR KEDIA,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person SANAT KUMAR KEDIA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
94
History of entity/person SANDIP R.SHAH,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person SANDIP R.SHAH
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
95
History of entity/person SANJAY KUMAR BOKARIA,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person SANJAY KUMAR BOKARIA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
96
History of entity/person SANJAY KUMAR JAIN,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person SANJAY KUMAR JAIN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
97
History of entity/person SANTOSH KUMAR JAIN,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person SANTOSH KUMAR JAIN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
98
History of entity/person SASKO SECURITIES LTD.

(Member : CMBSE)  
Click here to view complete history of this specific entity/person P.KOTHANDAPANI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
99
History of entity/person SATISH BANSAL,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person SATISH BANSAL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
100
History of entity/person SATISH KUMAR GERA,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person SATISH KUMAR GERA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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