| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 81 |
|
GUJARAT FOILS LTD.
|
|
|
|
NAVNEET MOHAN MITTAL
|
|
|
PRAMOD JAIN
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 39.02% SHARES/VOTING RIGHTS AND CONTROL IN GUJARAT FOILS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
15-NOV-2002
|
SAT: ORDER AS MODIFIED UPHELD
|
| 82 |
|
|
GULF INVESTMENT SERVICES CO.(SAOG)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PARSOLI CORP.LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
02-MAR-2016
|
SAT: APPEAL DISMISSED. NO COSTS
|
| 83 |
|
|
H.M.PUBLISHERS HOLDING LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 11% SHARES TO REACH 51% SHAREHOLDING OF MACMILLAN INDIA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
03-DEC-1997
|
|
| 84 |
|
|
HAKEEM AUTO LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT ON ACQUISITION OF 22.3% SHARES IN MATTER OF G.G.AUTOMOTIVE GEARS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
06-NOV-2003
|
|
| 85 |
|
|
HIKAL CHEMICAL INDUSTRIES LTD.
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
29-DEC-1998
|
|
| 86 |
|
|
HILTON RUBBERS LTD.
|
|
|
|
SANJAY KHILACHAND
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT TO ACQUIRE 27.34% SHARES TO REACH 59.90% IN MATTER OF HILTON RUBBERS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
03-DEC-1997
|
|
| 87 |
|
|
HIMATSINGKA CHEMICALS PVT.LTD.
(PAN:AAACH6414N)
|
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PH TRADING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
24-APR-2015
|
|
| 88 |
|
|
HINDALCO INDUSTRIES LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 31.23% SHARES IN TARGET COMPANY
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
18-FEB-2005
|
|
| 89 |
|
|
HITACHI HOME & LIFE SOLUTIONS INC.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF ADDITIONAL 19.37% SHARES/VOTING RIGHTS IN HITACHI HOME & LIFE SOLUTIONS (INDIA) LTD. WHICH WAS BEYOND PERMITTED LIMIT
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF SOLE CONTROL OF THE COMPANY
|
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
17-APR-2004
|
SAT: IMPUGNED ORDER SET ASIDE
|
| 90 |
|
|
HITACHI INDIA PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF ADDITIONAL 19.37% SHARES/VOTING RIGHTS IN HITACHI HOME & LIFE SOLUTIONS (INDIA) LTD. WHICH WAS BEYOND PERMITTED LIMIT
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF SOLE CONTROL OF THE COMPANY
|
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
17-APR-2004
|
SAT: IMPUGNED ORDER SET ASIDE
|
| 91 |
|
|
HOOGHLY TRADING LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH REGULATION 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF HOME TRADE LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-DEC-2015
|
|
| 92 |
|
|
ICDS SECURITIES LTD.
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
23-SEP-1999
|
|
| 93 |
|
|
INCO INFRASTRUCTURES PVT.LTD.
(PAN:AABCI3615H)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MURLI INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-JUL-2015
|
|
| 94 |
|
|
INDUSAGE ADVISORS LTD.
(PAN:AAACI7137H)
|
|
|
DID NOT COMPLETE PUBLIC ANNOUNCEMENT WITHIN STIPULATED TIME AS REQUIRED UNDER REGULATION 22(19) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MADHUSUDAN SECURITIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
20-FEB-2014
|
|
| 95 |
|
|
INDUSTRIAL LAMCOKE PROJECTS LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GREMACH INFRASTRUCTURE EQUIPMENTS & PROJECTS LTD. (PRESENTLY KNOWN AS SANCIA GLOBAL INFRAPROJECTS LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
06-FEB-2019
|
|
| 96 |
|
|
J M SONI CONSULTANCY
(PAN:AAGFJ2939P)
|
|
|
|
KRUPA SANJAY SONI
PAN:BVSPS9740P
|
|
|
SANJAY JETHALAL SONI
PAN:BVSPS9741N
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 10 AND 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF OREGON COMMERCIAL LTD. (NOW KNOWN AS SAIANAND COMMERCIAL LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
30-NOV-2018
|
SAT: SAT VIDE ITS ORDER DATED 21/03/2022 DISMISSED THE APPEAL. NO COSTS
|
| 97 |
|
|
JAGRAN PRAKASHAN LTD.
(PAN:AAACJ3404A)
|
|
|
FILED APPLICATION FOR SEEKING EXEMPTION FROM MAKING PUBLIC ANNOUNCEMENT FOR PROPOSED INCREASED IN SHAREHOLDING IN SCRIP OF JAGRAN PRAKASHAN LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
24-JAN-2007
|
|
| 98 |
|
|
JAYESH V.VALIA (HUF)
(PAN:AACHJ8696M)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF VAS INFRASTRUCTURE LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
30-SEP-2019
|
SAT: SAT VIDE ITS ORDER DATED 19/04/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 17/05/2021 ALLOWED APPELLANT THREE WEEKS FURTHER TIME TO FILE REJOINDER
|
| 99 |
|
|
KALPA MERCANTILE PVT.LTD.
(PAN:AADCK0770F)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF KWALITY CREDIT & LEASING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-MAR-2015
|
|
| 100 |
|
|
KANCHAN KITCHEN AID PVT.LTD.
(PAN:AAACK2600F)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(1) AND 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF KANCHAN INTERNATIONAL LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-MAY-2020
05-MAY-2020
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 5 of 13
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