| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 81 |
|
HINDALCO INDUSTRIES LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 31.23% SHARES IN TARGET COMPANY
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
18-FEB-2005
|
|
| 82 |
|
|
HITACHI HOME & LIFE SOLUTIONS INC.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF ADDITIONAL 19.37% SHARES/VOTING RIGHTS IN HITACHI HOME & LIFE SOLUTIONS (INDIA) LTD. WHICH WAS BEYOND PERMITTED LIMIT
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF SOLE CONTROL OF THE COMPANY
|
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
17-APR-2004
|
SAT: IMPUGNED ORDER SET ASIDE
|
| 83 |
|
|
HITACHI INDIA PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF ADDITIONAL 19.37% SHARES/VOTING RIGHTS IN HITACHI HOME & LIFE SOLUTIONS (INDIA) LTD. WHICH WAS BEYOND PERMITTED LIMIT
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF SOLE CONTROL OF THE COMPANY
|
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
17-APR-2004
|
SAT: IMPUGNED ORDER SET ASIDE
|
| 84 |
|
|
HOOGHLY TRADING LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH REGULATION 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF HOME TRADE LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-DEC-2015
|
|
| 85 |
|
|
INCO INFRASTRUCTURES PVT.LTD.
(PAN:AABCI3615H)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MURLI INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-JUL-2015
|
|
| 86 |
|
|
INDUSAGE ADVISORS LTD.
(PAN:AAACI7137H)
|
|
|
DID NOT COMPLETE PUBLIC ANNOUNCEMENT WITHIN STIPULATED TIME AS REQUIRED UNDER REGULATION 22(19) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MADHUSUDAN SECURITIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
20-FEB-2014
|
|
| 87 |
|
|
INDUSTRIAL LAMCOKE PROJECTS LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GREMACH INFRASTRUCTURE EQUIPMENTS & PROJECTS LTD. (PRESENTLY KNOWN AS SANCIA GLOBAL INFRAPROJECTS LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
06-FEB-2019
|
|
| 88 |
|
|
J M SONI CONSULTANCY
(PAN:AAGFJ2939P)
|
|
|
|
KRUPA SANJAY SONI
PAN:BVSPS9740P
|
|
|
SANJAY JETHALAL SONI
PAN:BVSPS9741N
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 10 AND 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF OREGON COMMERCIAL LTD. (NOW KNOWN AS SAIANAND COMMERCIAL LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
30-NOV-2018
|
SAT: SAT VIDE ITS ORDER DATED 21/03/2022 DISMISSED THE APPEAL. NO COSTS
|
| 89 |
|
|
JAYESH V.VALIA (HUF)
(PAN:AACHJ8696M)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF VAS INFRASTRUCTURE LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
30-SEP-2019
|
SAT: SAT VIDE ITS ORDER DATED 19/04/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 17/05/2021 ALLOWED APPELLANT THREE WEEKS FURTHER TIME TO FILE REJOINDER
|
| 90 |
|
|
KALPA MERCANTILE PVT.LTD.
(PAN:AADCK0770F)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF KWALITY CREDIT & LEASING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-MAR-2015
|
|
| 91 |
|
|
KANCHAN KITCHEN AID PVT.LTD.
(PAN:AAACK2600F)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(1) AND 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF KANCHAN INTERNATIONAL LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-MAY-2020
05-MAY-2020
|
|
| 92 |
|
|
KANHAIYA MINING & MINERALS PVT.LTD.
(PAN:AACCK5740L)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MURLI INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-JUL-2015
|
|
| 93 |
|
|
KARVY FINANCIAL SERVICES LTD.
(PAN:AACCK6354L)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(1) OF SEBI (SAST) REGULATIONS, 2011 IN MATTER OF REGALIAA REALTY LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
27-OCT-2016
|
SAT: SAT VIDE ITS ORDER DATED 26/04/2018 CONDONED THE DELAY OF 409 DAYS IN FILING OF APPEAL. APPEAL DISMISSED. NO COSTS
|
| 94 |
|
|
KDS CORP.PVT.LTD.
(PAN:AACCK4674P)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF ALCHEMIST REALTY LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
30-OCT-2018
|
|
| 95 |
|
|
KENNAMETAL INC.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 76.36 % SHARES/VOTING RIGHTS AND CONTROL IN TARGET COMPANY, WIDIA INDIA LTD
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
23-OCT-2002
|
|
| 96 |
|
|
KGPL INDUSTRIES & FINVEST PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(1) READ WITH 3(3) AND 13(2) OF SAST REGULATIONS, 2011 IN MATTER OF SOMA TEXTILES & INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
05-JUL-2016
|
SAT: SAT VIDE ITS ORDER DATED 28/09/2016 MODIFIED IMPUGNED ORDER DATED 05/07/2016 BY EXTENDING THE PERIOD FOR IMPLEMENTATION OF ORDER TILL 31/12/2016. NO COSTS
|
| 97 |
|
|
KHAZANA FINPORT PVT.LTD.
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-JUN-2002
|
SAT: APPEAL ALLOWED BY WAY OF REMAND
|
| 98 |
|
|
KORAPUT INVESTMENTS PVT.LTD.
(PAN:AABCK2228A)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 10, 11(2) AND 12 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF TIRRIHANNAH CO.LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
08-FEB-2018
|
|
| 99 |
|
|
KOSHA INVESTMENTS LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF SNOWCEM INDIA LTD.
|
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
27-JAN-2004
|
SAT: APPEAL DISMISSED
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| 100 |
|
|
KRISHNA FILAMENTS LTD.
(Along with : KRISHNA VINYLS LTD.)
|
|
|
|
KRISHNA KUMAR AGARWAL
|
|
|
OM PRAKASH AGARWAL
|
|
|
SHARAD KUMAR AGARWAL
|
|
FUNDED PURCHASE OF SHARES WITH SOLE OBJECT OF FIXING PRICE FOR EXIT OF CCDS OF KRISHNA FILAMENTS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
05-JUN-2008
|
SAT: APPEAL ALLOWED AND IMPUGNED ORDER DATED 05/06/2008 SET ASIDE LEAVING PARTIES TO BEAR THIER OWN COSTS
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 5 of 12
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