SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE � PRESS RELEASES/ CHAIRMAN�S AND MEMBER�S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 11-APR-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: DID NOT ADHERE TO SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

CB MANAGEMENT SERVICES PVT.LTD.

(PAN:AABCC1781C)

DID NOT FULFIL ITS OBLIGATION IN PROMPT, ETHICAL AND PROFESSIONAL MANNER AND DID NOT EXERCISE DUE DILIGENCE, ENSURE PROPER CARE AND EXERCISE INDEPENDENT PROFESSIONAL JUDGEMENT IN ITS CAPACITY AS RTI/STA OF ASSAM CO.INDIA LTD. IN RESPECT OF IMPLEMENTING ORDER OF NCLT RELATING TO CAPITAL INFUSION BY NEW PROMOTER, I.E. BR PROPERTY DEVELOPERS PVT.LTD. AND ENSURING THAT REDUCTION OF SHARES OF PROMOTER WAS DULY COMPLETED AND THAT NEW SHARES WERE ISSUED NOT IN PHYSICAL MODE VIOLATING CLAUSES 2 AND 3 OF CODE OF CONDUCT AS SPECIFIED IN SCHEDULE III OF REGISTRAR TO AN ISSUE AND SHARE TRANSFER AGENTS REGULATION READ WITH REGULATION 31(2) OF SEBI (LODR) REGULATIONS, 2015

IMPOSED PENALTY RS.4,00,000

28-JUN-2022

CEREBRA INTEGRATED TECHNOLOGIES LTD.

(PAN:AAACC5941K)

Click here to view complete history of this specific entity/person

H.S.VENKATESH

PAN:AAHPV2269D

KISHAN S.RAO

PAN:ARXPK0976D

CEREBRA INTEGRATED TECHNOLOGIES LTD.

(PAN:AAACC5941K)

VENKATRAMAN RANGANATHAN

PAN:ABOPR2170F

VISHWAMURTHY PHALANETRA

PAN:AANPV2162M

INDULGED IN MISUTILISATION/ DIVERSION/ MISAPPROPRIATION OF FUNDS AND PUBLISED OF MANIPULATED/ MISREPRESENTED/MISSTATED FINANCIAL STATEMENTS VIOLATING SECTION 27(1) OF SEBI ACT. 1992 AND REGULATIONS 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI(PFUTP) REGULATIONS, 2003IN MATTER OF CEREBRA INTEGRATED TECHNOLOGY LTD.

CERTIFIED FALSE AND MISLEADING FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF CEREBRA INTEGRATED TECHNOLOGY LTD.

INDULGED IN MISUTILISATION/ DIVERSION/ MISAPPROPRIATION OF FUNDS AND PUBLISED OF MANIPULATED/ MISREPRESENTED/MISSTATED FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(2)(F)(I)(2), 4(2)(F)(II)(2), 4(2)(F)(II)(6) 4(2)(F)(II)(7), 4(2)(F)(III)(1), 4(2)(F)(III)(3), 4(2)(F)(III)(6), 4(2)(F)(III)(7) AND 4(2)(F)(III) (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF CEREBRA INTEGRATED TECHNOLOGY LTD.

CEREBRA INTEGRATED TECHNOLOGIES LTD.

(PAN:AAACC5941K)

INDULGED IN MISUTILISATION/ DIVERSION/ MISAPPROPRIATION OF FUNDS AND MISLEADING FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003

INDULGED IN MISUTILISATION/ DIVERSION/ MISAPPROPRIATION OF FUNDS AND MISLEADING FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1), 4(2), 33(1), 34(3) AND 48 OF SEBI (LORD) REGULATIONS, 2015

DID NOT OBTAIN PRIOR APPROVAL FROM AUDIT COMMITTEE AND SHAREHOLDERS FOR RELATED PARTY TRANSACTIONS VIOLATING REGULATIONS 23(2), 23(4), 23(9) AND 30 OF SEBI (LORD) REGULATIONS, 2015 READ WITH SEBI CIRCULAR NO. CIR/CFD/ CMD/13/2015 DATED 30/11/2015

DID NOT PROVIDE INFORMATION/DOCUMENTS SOUGHT VIDE SUMMONS

SAT: SAT VIDE ITS ORDER DATED 28/04/2025 CONDONED THE DELAY OF 1 DAY IN FILING OF APPEAL. STAYED RECOVERY SUBJECT TO DEPOSIT 50% PENALTY AMOUNT WITH RESPONDENT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER AND GRANTED RESPONDENT TEN DAYS TO FILE REPLY

SAT: SAT VIDE ITS ORDER DATED 09/05/2025 GRANTED APPELLANT TWO WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 08/08/2025 GRANTED RESPONDENT SIX WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. SEBI TO FILE A SHORT REPLY WITH REGARD TO PROPOSED INVESTORS WITHIN TWO WEEKS FROM DATE OF THIS ORDER

SAT: SAT VIDE ITS ORDER DATED 06/10/2025 DIRECTED TO I) UPHELD THE ALL THE DIRECTIONS QUA APPELLANT IN PARA 22 OF THE IMPUGNED ORDER EXCEPT ACCESSING THE SECURITIES MARKET FOR LIMITED PURPOSE OF PERMITTING APPELLANT TO ISSUE FRESH EQUITY SHARES TO PROSPECTIVE INVESTORS II) FRESH EQUITY INVESTMENT TO REMAIN LOCKED-IN FOR 18 MONTHS FROM THE DATE OF ISSUE III) ALLOWED APPELLANT? PRAYER TO PERMIT PROSPECTIVE INVESTORS TO UNDERTAKE TO DEPOSIT RS.50 CRORE BY WAY OF LOAN TO APPELLANT PRIOR TO THE ISSUANCE OF EQUITY SHARES. APPEAL DISPOSED OF WITH LIBERTY TO PAY PENALTY AMOUNT WITHIN SIX WEEKS FROM THE DATE OF THIS ORDER

SEBI VIDE ITS NOTICE DATED 26/12/2025 DIRECTED TO PAY RS.22,41,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE

SEBI VIDE ITS ORDER DATED 07/04/2026 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS, MUTUAL FUNDS FOLIOS AND/OR POST OFFICE ACCOUNT EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

CG POWER & INDUSTRIAL SOLUTIONS LTD.

(PAN:AAACC3840K)

B.HARIHARAN

PAN:ADXPB2158A

MADHAV ACHARYA

PAN:ABOPA4250D

V.R.VENKATESH

PAN:AAKPV9947M

INDULGED IN MIS-STATEMENT OF ACCOUNTS AND DIVERSION OF FUNDS FROM LISTED COMPANY AND/OR ITS SUBSIDIARIES/ASSOCIATES VIOLATING SECTIONS 12A (A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D) AND 4(2)(F) & (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF CG POWER & INDUSTRIAL SOLUTIONS LTD.

DID NOT MAKE DISCLOSURE OF INFORMATION VIOLATING OF REGULATIONS 4(2)(F)(I)-(II), 4(2)(F)(III)(3) AND (6) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF CG POWER & INDUSTRIAL SOLUTIONS LTD.

DID NOT ADHERE TO CODE OF CONDUCT OF BOARD OF DIRECTORS AND SENIOR MANAGEMENT ON ANNUAL BASIS VIOLATING OF REGULATION 26(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF CG POWER & INDUSTRIAL SOLUTIONS LTD.

DID NOT SUBMIT FINANCIAL RESULT VIOLATING REGULATION 33(2)(A) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF CG POWER & INDUSTRIAL SOLUTIONS LTD.

RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 17-SEP-2019 TO 16-MAR-2023

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

RESTRAINED FROM ASSOCIATING WITH ANY INTERMEDIARY REGISTERED WITH SEBI OR ANY LISTED ENTITY OR ITS MATERIAL UNLISTED SUBSIDIARY FROM 17-SEP-2019 TO 16-MAR-2023

PERMITTED BSE AND NSE TO ALLOW SQUARE OFF EXISTING OPEN POSITIONS IN FUTURES & OPTIONS SEGMENT, IF ANY, IMMEDIATELY AND DIRECTED CONCERNED STOCK EXCHANGES TO ENSURE THAT NO FRESH POSITIONS ARE CREATED

IMPOSED PENALTY RS.5,00,00,000

17-SEP-2019

CG POWER & INDUSTRIAL SOLUTIONS LTD.

(PAN:AAACC3840K)

DID NOT MAKE MATERIAL DISCLOSURE TO STOCK EXCHANGES WITH RESPECT TO DEFAULTS IN RE-PAYMENT OF PRINCIPAL AND PAYMENT OF INTEREST ON LOANS FROM BANKS/FINANCIAL INSTITUTIONS VIOLATING REGULATIONS 3(C1) READ WITH PARA 3(B)(I) OF SEBI CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2019/140 DATED 21/11/2019 READ WITH POINT NO.60OF PARA 6 OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015 READ WITH REGULATION 30(2) OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 2(I) OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956

DID NOT MAKE QUARTERLY DISCLOSURE TO STOCK EXCHANGES WITH RESPECT TO DEFAULTS IN LOANS TO BANKS AND FINANCIAL INSTITUTIONS VIOLATING UNDER PARA 3(C) OF LOAN DEFAULT CIRCULAR READ WITH POINT NO.6 OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015 READ WITH REGULATION 30(2) OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 2(I) OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956

IMPOSED PENALTY RS.5,00,000

23-DEC-2022

SAT: SAT VIDE ITS ORDER DATED 02/03/2023 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 23/12/2022

CG POWER & INDUSTRIAL SOLUTIONS LTD.

(PAN:AAACC3840K)

GAUTAM THAPAR

PAN:ABNPT6298B

RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 17-SEP-2019 TO 16-SEP-2024

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

RESTRAINED FROM ASSOCIATING WITH ANY INTERMEDIARY REGISTERED WITH SEBI OR ANY LISTED ENTITY OR ITS MATERIAL UNLISTED SUBSIDIARY FROM 17-SEP-2019 TO 16-SEP-2024

PERMITTED BSE AND NSE TO ALLOW SQUARE OFF EXISTING OPEN POSITIONS IN FUTURES & OPTIONS SEGMENT, IF ANY, IMMEDIATELY AND DIRECTED CONCERNED STOCK EXCHANGES TO ENSURE THAT NO FRESH POSITIONS ARE CREATED

IMPOSED PENALTY RS.50,00,00,000

17-SEP-2019

CHARMS INDUSTRIES LTD.

(PAN:AAACC7748Q)

DELAY IN MAKING DISCLOSURE OF MATERIAL INFORMATION TO STOCK EXCHANGES IN RESPECT OF REJECTION OF APPLICATION FOR FRESH FMCC LICENSE BY RBI

DELAY IN MAKING DISCLOSURE OF MATERIAL INFORMATION TO STOCK EXCHANGES IN RESPECT OF COMMENCEMENT OF NEW BUSINESS VIZ., TRADING OF AGRICULTURAL PRODUCE

IMPOSED PENALTY RS.1,00,000

31-JAN-2025

CHD DEVELOPERS LTD.

(PAN:AAACC0103H)

DELAY IN FILING OF AUDITED FINANCIAL RESULTS AS WELL AS STATEMENT OF IMPACT OF AUDIT QUALIFICATION VIOLATING REGULATION 33(3)(D) OF SEBI (LODR) REGULATIONS, 2015 READ WITH REGULATIONS 4(1)(C)(D) & (E) AND 4(2)(E) OF SEBI (LODR) REGULATIONS, 2015

DID NOT INCLUDE A NOTE TO THE FINANCIAL RESULTS VIOLATING REGULATION 33(1) (E) READ WITH PARA A AND C OF PART A OF SCHEDULE IV OF SEBI (LODR) REGULATIONS, 2015

IMPOSED PENALTY RS.5,00,000

28-SEP-2021

COFFEE DAY ENTERPRISES LTD.

(PAN:AADCC3995L)

INDULGED IN DIVERSION OF FUNDS OF RS.3,535 CRORE FROM SEVEN SUBSIDIARY COMPANIES OF COFFEE DAY ENTERPRISES LTD. TO MYSORE AMALGAMATED COFFEE ESTATES LTD. WITHOUT APPROVAL OF BOARD, AUDIT COMMITTEE OR SHAREHOLDERS VIOLATING REGULATIONS 4, 5, 16, 23(1), 23(2), 23(4) AND 24 OF SEBI (LODR) REGULATIONS, 2015

INDULGED IN DIVERSION OF FUNDS TO RS.3,535 CRORE FROM SUBSIDIARY COMPANIES OF COFFEE DAY ENTERPRISES LTD. TO MYSORE AMALGAMATED COFFEE ESTATES LTD. WITHOUT APPROVAL OF BOARD, AUDIT COMMITTEE OR SHAREHOLDERS VIOLATING SECTIONS 12(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003

DIRECTED TO TAKE NECESSARY STEPS TO RECOVER ENTIRE DUES

DIRECTED TO APPOINT INDEPENDENT LAW FIRM

DIRECTED TO EXTEND ALL NECESSARY ASSISTANCE AND AUTHORIZATION TO LAW FIRM

DIRECTED TO FILE QUARTERLY REPORT WITH NSE/BOARD OF COFFEE DAY ENTERPRISES LTD., DETAILING PROGRESS IN RECOVERY PROCESS

DIRECTED TO PLACE EVERY ANNUAL GENERAL MEETING UPDATED DETAILED REPORT ON THE RECOVERY PROCESS UNDERTOOK BY NOTICEE AND/OR ITS SUBSIDIARIES

IMPOSED PENALTY RS.26,00,00,000

24-JAN-2023

SAT: SAT VIDE ITS ORDER DATED 03/03/2023 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER. STAYED IMPOSITION OF PENALTY DURING PENDENCY OF APPEAL AND APPELLANT TO FURNISH UNDERTAKING TO SEBI WITHIN FOUR WEEKS FROM DATE OF THIS ORDER

SAT: SAT VIDE ITS ORDER DATED 02/05/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 27/06/2023 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED THE APPLICATION

SAT: SAT VIDE ITS ORDER DATED 18/08/2023 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 26/09/2023 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 08/11/2023 CONDONED THE DELAY IN FILING OF APPEAL AND REPLY IS TAKEN ON RECORD

COFFEE DAY ENTERPRISES LTD.

(PAN:AADCC3995L)

DID NOT ADHERE TO REQUIREMENTS OF IND AS IN PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C), 34(3) READ WITH CLAUSE B(2) OF SCHEDULE V AND REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 27(1) OF SEBI ACT, 1992

IMPOSED PENALTY RS.10,00,000

02-MAR-2026

COFFEE DAY ENTERPRISES LTD.

(PAN:AADCC3995L)

ALLEGED FAILURE TO PLACE REVIEW REPORT BEFORE BOARD OF DIRECTORS AT ITS MEETING VIOLATING REGULATION 33(2)(C) OF SEBI (LODR) REGULATIONS, 2015

ALLEGED INDULGENCE IN SUBMISSION OF UNAUDITED FINANCIAL RESULTS WHICH WERE NOT SUBJECTED TO LIMITED REVIEW BY ITS STATUTORY AUDITORS VIOLATING REGULATIONS 33(3)(C)(I) AND 33(3)(H) OF SEBI (LODR) REGULATIONS, 2015

ALLEGED DELAY IN MAKING DISCLOSURE TO STOCK EXCHANGES ABOUT RESIGNATION OF AUDITIRS AND DIRECTOR�S RESIGNATION VIOLATING REGULATION 30(2) AND 30(6) OF SEBI (LODR) REGULATIONS, 2015

ALLEGED DELAY IN MAKING DISCLOSURE TO STOCK EXCHANGES IN RESPECT OF DEFAULT ON PAYMENT OF INTERESTS/REPAYMENT OF PRINCIPAL AMOUNTS ON LOANS VIOLATING REGULATION 30(2) READ WITH SUB-PARA 6 OF PARA A PF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015 READ WITH PARA 3(C2) OF SEBI CIRCULAR NO.SEBI/HO/CFD/CMD1/CIR/P/2019/140 DATED 21/11/2019

ALLEGED FAILURE IN MAKING DISCLOSURE OF DETAILS OF SALE OF WAY2WEALTH AS STIPULATED IN SEBI CIRCULAR NO CIR/CFD/CMD/4/2015 DATED 09/09/2015

REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.69,06,250 VIDE CONSENT ORDER)

09-SEP-2021

COFFEE DAY ENTERPRISES LTD.

(PAN:AADCC3995L)

ALLEGED VIOLATION OF REGULATIONS 30(1) READ WITH 30(2) AND 30(9) READ WITH CLAUSE 6 OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015

REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.7,52,400 VIDE CONSENT ORDER)

13-AUG-2024

COMBINE HOLDING LTD.

(PAN:AAACC0807E)

ALLEGED MISREPRESENTATION OF SHAREHOLDING OF PROMOTERS AS PUBLIC SHAREHOLDING VIOLATING REGULATIONS 18(1)(B), 19(1)(C) AND/OR 31(1)(B) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SEBI CIRCULARNO.CIR/CFD/CMD/13/2015 DATED 30/11/2015 READ WITH REGULATION 2(ZA) OF SEBI (ICDR) REGULATIONS, 2009 AND CLAUSE 35 OF LISTING AGREEMENT

ALLEGED FAILURE IN COMPLIANCE OF MINIMUM PUBLIC SHAREHOLDING NORMS VIOLATING RULE 19A(1) OF SECURITIES CONTRACTS (REGULATION) RULES, 1957 READ WITH REGULATION 38 OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 2(II) OF SEBI CIRCULAR NO.CIR/CFD/DIL/10/2010 DATED 16/12/2010 READ WITH CIRCULAR NO.CIR/CFD/CMD/14/2015 DATED 30/11/2015

ALLEGED VIOLATION SECTIONS 12A(A) AND 12A(B) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B), 3(C) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003

REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,43,10,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY TO BE RESTRAINED FROM ACCESSING SECURITIES MARKET INCLUDING BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC) FROM 07-SEP-2022 TO 06-SEP-2024

07-SEP-2022

SAT: SAT VIDE ITS ORDER DATED 07/02/2023 CONDONED THE DELAY IN FILING OF APPEAL. APPEAL ALLOWED AND QUASHED IMPUGNED ORDERS. MATTER REMITTED TO AO TO PASS A FRESH ORDER IN THE LIGHT OF DECISION OF TRIBUNAL WITHIN THREE MONTHS

CONCORD DRUGS LTD.

(PAN:AAACC8171D)

AKANSHA

PAN:AWRPA9608B

ESWAR RAO

PAN:AFIPM0175K

JYOTI GOYAL

PAN:BTYPG3872L

K.RAMACHANDRA REDDY

PAN:AFGPK1990L

MONICA BHUTTADA

PAN:BCUPB1464J

P.CHADRAKALA

PAN:BYEPP9563Q

P.VENKATARAM REDDY

PAN:BYEPP9569E

S.KONI REDDY

PAN:APHPR3654R

S.NAGI REDDY

PAN:AIRPS8676D

SONIA BIDLAN

PAN:ATQPB6253K

T.NARASIMHA REDDY

PAN:AQBPT1842Q

MISREPRESENTED FINANCIAL STATEMENTS AND DID NOT TAKE APPROVAL FROM AUDIT COMMITTEE/SHAREHOLDERS FOR RELATED PARTY TRANSACTIONS

TRANSACTED WITH STRUCK OFF ENTITY

DID NOT FILE LIMITED REVIEW REPORT TO STOCK EXCHANGES

WRONGLY REPORTED TRADE RECEIVABLES

MISREPRESENTED IN FINANCIALS OF DEBTORS-CREDITORS NETTING OFF

DISCREPANCIES / DEFICIENCIES IN DOCUMENTATION FOUND IN TRANSACTIONS ENTERED WITH BHUVANA ENTERPRISES

APPOINTED INELIGIBLE INDEPENDENT DIRECTORS

DID NOT ADHERE TO REGULATIONS 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF CONCORD DRUGS LTD.

DEFAULTED IN APPOINTMENT OF COMPANY SECRETARY AND/OR COMPLIANCE OFFICER VIOLATING REGULATION 6(1) OF SEBI (LODR) REGULATIONS, 2015

DID NOT HAVE SUFFICIENT AND ADEQUATE INTERNAL CONTROL IN PLACE

IMPOSED PENALTY RS.15,00,000

11-AUG-2023

SAT: SAT VIDE ITS ORDER DATED 14/02/2024 CONDONED THE DELAY IN FILING OF REPLY BY RESPONDENT AND ALLOWED THREE WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 18/04/2024 ALLOWED APPELLANT ADDITIONAL THREE WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 03/07/2024 GRANTED APPELLANTS TWO WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 23/08/2024 GRANTED APPELLANT TWO WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 09/10/2024 GRANTED APPELLANT EXTENSION OF TIME TO FILE REJOINDERS

COX & KINGS LTD.

(CIN:U74999MH1980PLC022661)

URRSHILA KERKAR

DIVERTED FUNDS AND REPORTED FALSE AND MANIPULATED FINANCIAL STATEMENTS

NOT AVAILABLE

12-AUG-2025

CREATIVE MERCHANTS LTD.

(PAN:AAFCC4234H)

DID NOT EXECUTE TRIPARTITE AGREEMENT BETWEEN ERSTWHILE REGISTRAR AND SHARE TRANSFER AGENT PURVA SHAREREGISTRY (INDIA) PVT.LTD. AND ACCURATE SECURITIES & REGISTRY PVT.LTD. VIOLATING REGULATION 7(4) OF SEBI (LODR) REGULATIONS, 2015

IMPOSED PENALTY RS.2,00,000

22-NOV-2021

SEBI VIDE ITS NOTICE DATED 21/02/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

CRESSANDA RAILWAY SOLUTIONS LTD.

(PAN:AAACC1553F)

MANOHAR IYER SADAHALLI NAGARAJ

PAN:ADKPN1944R

MILIND MADHUKAR PALAV

PAN:BOLPP8040R

RAJKUMAR DINESH MASALIA

PAN:AKNPM0248H

INDULGED IN FICTITIOUS PURCHASE AND SALES TO INFLATED FINANCIALS OF COMPANY VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(F), 4(2)(5) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003

RAISED MONEY THROUGH PREFERENTIAL ISSUE AND ALLOTMENT OF WARRANTS VIOLATING REGULATIONS 4(1), 4(2)(E), 33 AND 34 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF CRESSANDA RAILWAY SOLUTIONS LTD. (PREVIOUSLY KNOWN AS CRESSANDA SOLUTIONS LTD.)

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 11-OCT-2024 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-OCT-2024 UNTIL FURTHER ORDERS

11-OCT-2024

SEBI VIDE ITS ORDER DATED 26/03/2025 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 11/10/2024

SAT: SAT VIDE ITS ORDER DATED 09/05/2025 STAYED THE IMPUGNED ORDER DATED 26/03/2025

CUPID LTD.

(PAN:AAACC2389K)

ALLEGED FAILURE IN MAKING DISCLOSURE OF COURT ORDERS DATED 08/12/2023, 15/12/2023 AND 30/03/2024 VIOLATING REGULATION 30(2) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SUB-PARAGRAPHS 2 AND 20 OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015 READ WITH SEBI CIRCULAR NO.SEBI/HO/CFD/CFD-POD-1/P/CIR/2023/123 DATED 13/07/2023

REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.19,51,300 VIDE CONSENT ORDER)

20-DEC-2024

100

D S KULKARNI DEVELOPERS LTD.

(CIN:L45201PN1991PLC063340
PAN:AAACD6431H)

DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES WITH RESPECT TO DEFAULTS ON LOANS TO BANKS AND FINANCIAL INSTITUTIONS VIOLATING REGULATIONS 30(1), 30(2) AND 30(6) READ WITH CLAUSE 6 OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS AND CLAUSE 6 OF PARA A OF ANNEXURE I OF SEBI CIRCULAR READ WITH REGULATIONS 4(1)(H), (I), (J) AND 4(2)(B) & (E) OF SEBI (LODR) REGULATIONS, 2015

DID NOT MAKE DISCLOSURE TO STOCK EXCHANGE WITH RESPECT TO REVISION IN CREDIT RATINGS VIOLATING REGULATIONS 30(1), 30(2) AND 30(6) READ WITH CLAUSE 3 OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS AND CLAUSE 3 OF PARA A OF ANNEXURE I OF SEBI CIRCULAR READ WITH REGULATIONS 4(1)(H), (I), (J) AND 4(2)(B) & (E) OF SEBI (LODR) REGULATIONS, 2015

DELAY IN MAKING DISCLOSURE TO STOCK EXCHANGE WITH RESPECT TO CERTAIN REGULATORY PROCEEDINGS VIOLATING REGULATIONS 30(1), 30(3), 30(4)(II) AND 30(6) READ WITH CLAUSE 8 OF PARA B OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS AND CLAUSE 8 OF PARA B OF ANNEXURE I OF SEBI CIRCULAR READ WITH REGULATIONS 4(1)(H), (I), (J) AND 4(2)(B) & (E) OF SEBI (LODR) REGULATIONS, 2015

DID NOT REPLY TO QUERIES RAISED BY STOCK EXCHANGE WITH RESPECT TO CERTAIN ARTICLES APPEARING IN MEDIA VIOLATING REGULATION 30(10) OF SEBI (LODR) REGULATIONS, 2015

IMPOSED PENALTY RS.10,00,000

29-JAN-2020

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE � PRESS RELEASES/ CHAIRMAN�S AND MEMBER�S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 11-APR-2026

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DISCLAIMER BY NSE

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE � PRESS RELEASES/ CHAIRMAN�S AND MEMBER�S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADSUPDATED TILL : 11-APR-2026

Advertisements are not accepted on this website

DISCLAIMER BY NSE

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE � PRESS RELEASES/ CHAIRMAN�S AND MEMBER�S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 11-APR-2026