| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 81 |
|
NIKITA BALDEVBHAI DAVE
|
|
|
AIDED AND ABETTED CONNECTED ENTITIES IN OFFLOADING SHARES AND FACILITATING THEM TO MAKE ILLEGAL PROFIT/GAIN THROUGH ISSUANCE OF FALSE AND MISLEADING CORPORATE ANNOUNCEMENTS IN MATTER OF PLATINUM CORP.LTD.
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PLATINUM CORP.LTD.
MISLED INVESTING PUBLIC ON PROMOTER’S HOLDING AND NON REPORTING OF ACQUISITION OF SHARES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PLATINUM CORP.LTD.
AIDED AND ABETTED COMPANY AND ALLOTTEES OF PREFERENTIAL ALLOTMENT OF 290 LACS SHARES THROUGH CIRCULAR BANKING TRANSACTIONS WITHOUT REAL INFLOW OF FUNDS IN MATTER OF PLATINUM CORP.LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-AUG-2016 TO 11-AUG-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-AUG-2016 TO 11-AUG-2021
12-AUG-2016
|
|
| 82 |
|
|
NILESHKUMAR TRIBHOVANDAS KAVA
|
|
|
AIDED AND ABETTED COMPANY AND ALLOTTEES OF PREFERENTIAL ALLOTMENT OF 290 LACS SHARES THROUGH CIRCULAR BANKING TRANSACTIONS WITHOUT REAL INFLOW OF FUNDS IN MATTER OF PLATINUM CORP.LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-AUG-2016 TO 11-AUG-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-AUG-2016 TO 11-AUG-2021
12-AUG-2016
|
SAT: SAT VIDE ITS ORDER DATED 14/11/2017 PERMITTED APPELLANTS TO WITHDRAW THE APPEAL AND MISC.APPLICATIONS WITH LIBERTY TO FILE FRESH APPEAL WITHIN SIX WEEKS FROM THE DATE OF THIS ORDER. INTERIM RELIEF GRANTED ON 07/10/2016 SHALL CONTINUE FOR A PERIOD OF SIX WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SAT: APPEAL DISMISSED. NO COSTS
SAT: DISMISSED MISC. APPLICATION. NO COSTS
|
| 83 |
|
|
NIMISH B.THAKORE
|
|
|
|
NORRIS MEDICINES LTD.
|
|
|
POSITIVE HEALTH CARE ASIA LTD.
|
|
INDULGED IN ALLOTMENT OF PREFERENTIAL ALLOTMENT OF 90,00,000 EQUITY SHARES WITHOUT ACTUALLY RECEIVING CONSIDERATION AND TRADED SUBSEQUENTLY IN MATTER OF NORRIS MEDICINES LTD.
ALLOTTED 90,00,000 EQUITY SHARES THROUGH PREFERENTIAL ALLOTMENT WITHOUT ACTUALLY RECEIVING CONSIDERATION IN MATTER OF NORRIS MEDICINES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-DEC-2009 TO 30-DEC-2012
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-DEC-2009 TO 30-DEC-2012
31-DEC-2009
|
SEBI VIDE ORDER DATED 06/01/2010 PERMITTED CONCERNED STOCK EXCHANGES TO ALLOW SQUARE OFF EXISTING OPEN POSITIONS IN F&O SEGMENT,IF ANY, IMMEDIATELY AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
|
| 84 |
|
|
NOOPUR KANSARA
(PAN:ATRPK6381J)
|
|
|
INDULGED IN ALLOTMENT OF EQUITY SHARES UNDER PREFERENTIAL ISSUE WITHOUT RECEIPT OF FULL CONSIDERATION/ALLOTMENT MONEY IN MATTER OF SOMPLAST LEATHER INDUSTRIES LTD.
|
PROHIBITED FROM RAISING MONEY FROM PUBLIC FROM 25-JAN-2016 TO 24-JAN-2017
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-JAN-2016 TO 24-JAN-2017
DIRECTED TO FREEZE ALL DEMAT ACCOUNTS WHEREIN EQUITY SHARES ALLOTTED UNDER PREFERENTIAL OFFER WERE LYING
RESTRAINED PREFERENTIAL ALLOTTEES FROM EXERCISING ANY VOTING RIGHTS (THROUGH NOMINEE OR PROXY) OR OTHER RIGHTS ATTACHED TO SHARES ACQUIRED AND HELD IN PREFERENTIAL ALLOTMENT FROM 25-JAN-2016 TO 24-JAN-2017
25-JAN-2016
|
|
| 85 |
|
|
P.RATNA RAO
|
|
|
|
ZINGA CHEMICALS LTD.
|
|
INDULGED IN MARKET/PRICE MANIPULATION IN SCRIP OF PADMINI TECHNOLOGIES LTD.
IRREGULARITIES IN ALLOTMENT OF SHARES OF PADMINI TECHNOLOGIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-MAR-2007 TO 30-MAR-2012
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-MAR-2007 TO 30-MAR-2012
31-MAR-2007
|
|
| 86 |
|
|
P.S.SAMINATHAN
(PAN:ABHPS7396D)
|
|
|
|
PYRAMID SAIMIRA THEATRE LTD.
|
|
MISLED INVESTORS BY INFLATED PROFIT AND REVENUES BY FICTITIOUS ENTRY IN ACCOUNTS IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
MADE FALSE CORPORATE ANNOUNCEMENTS REGARDING AGREEMENTS WITH THEATRES IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
ALLOTTED CONVERTIBLE WARRANTS OF PYRAMID SAIMIRA THEATRE LTD. ON PREFERENTIAL BASIS WITHOUT CONSIDERATION TOWARDS ISSUE OF WARRANTS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 23-DEC-2010 TO 22-DEC-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 23-DEC-2010 TO 22-DEC-2020
DIRECTED NOT TO HOLD POSITION OF DIRECTOR IN BOARD OF ANY LISTED COMPANY FROM 23-DEC-2010 TO 22-DEC-2020
DIRECTED TO MAKE PUBLIC OFFER THROUGH MERCHANT BANKER TO ACQUIRE SHARES FROM PUBLIC SHAREHOLDERS BY PAYING VALUE AS PER REGULATION 23 OF SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2009 WITHIN THREE MONTHS FROM DATE OF ORDER
DIRECTED BSE TO FACILITATE VALUATION OF SHARES TO BE PURCHASED AND COMPULSORILY DELIST COMPANY, IF PUBLIC SHAREHOLDING REDUCES BELOW MINIMUM LEVEL
23-DEC-2010
|
|
| 87 |
|
|
PRADEEP KUMAR GUPTA
|
|
|
|
J.P.PROMOTERS PVT.LTD.
|
|
INDULGED IN MARKET/PRICE MANIPULATION IN SCRIP OF PADMINI TECHNOLOGIES LTD.
IRREGULARITIES IN ALLOTMENT OF SHARES OF PADMINI TECHNOLOGIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-MAR-2007 TO 30-MAR-2012
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-MAR-2007 TO 30-MAR-2012
31-MAR-2007
|
|
| 88 |
|
|
PRAKASH J.MODI
|
|
|
|
ATLANTA LTD.
|
|
|
ATLANTA LTD.
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET IN SCRIP OF ATLANTA LTD.
DID NOT MAKE DISCLOSURE OF ACQUISITION OF 7.5% HOLDING OF ATLANTA LTD.
MADE MISLEADING STATEMENTS/ANNOUNCEMENTS WITH AN INTENSION TO DECEIVE INVESTORS
EMPLOYED DIFFERENT REVENUE RECOGNITION METHOD OF DIFFERENT PROJECTS IN ORDER TO SHOW HIGHER REVENUE
DECEIVED SHAREHOLDERS IN ORDER TO HIKE OWN SHAREHOLDING IN COMPANY AT A LOW PRICE COMPARED WITH MARKET PRICE WITHOUT MAKING PAYMENT FROM THEIR OWN FUNDS IN PREFERENTIAL ISSUE
MISAPPROPRIATED FUNDS RECEIVED FROM IPO
MISUSED EMPLOYEE’S QUOTA UNDER IPO
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-FEB-2007 TILL FURTHER ORDERS
DIRECTED STOCK EXCHANGES NOT TO APPROVE LISTING OF CONVERTIBLE WARRANTS AND SHARES ISSUED ON CONVERSION
DIRECTED DEPOSITORIES NOT TO DEMATERIALIZE CONVERTIBLE WARRANTS AND SHARES ISSUED UPON CONVERSION AND NOT TO GIVE EFFECT TO STOCK SPLIT FROM 22-FEB-2007 TILL FURTHER ORDERS
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES
22-FEB-2007
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.3,44,889, ADMINISTRATION CHARGES RS.22,102 VIDE CONSENT ORDER)
26-JUN-2009
|
AD-INTERIM EX-PARTE ORDER DATED 22/02/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.3,44,889 TOWARDS SETTLEMENT CHARGES AND RS.22,102 TOWARDS ADMINISTRATIVE CHARGES, AS PER CONSENT ORDER DATED 26/06/2009
|
| 89 |
|
|
PRAKASH J.MODI
|
|
|
|
ATLANTA LTD.
|
|
|
ATLANTA LTD.
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET IN SCRIP OF ATLANTA LTD.
DID NOT MAKE DISCLOSURE OF ACQUISITION OF 7.5% HOLDING OF ATLANTA LTD.
MADE MISLEADING STATEMENTS/ANNOUNCEMENTS WITH AN INTENSION TO DECEIVE INVESTORS
EMPLOYED DIFFERENT REVENUE RECOGNITION METHOD OF DIFFERENT PROJECTS IN ORDER TO SHOW HIGHER REVENUE
DECEIVED SHAREHOLDERS IN ORDER TO HIKE OWN SHAREHOLDING IN COMPANY AT A LOW PRICE COMPARED WITH MARKET PRICE WITHOUT MAKING PAYMENT FROM THEIR OWN FUNDS IN PREFERENTIAL ISSUE
MISAPPROPRIATED FUNDS RECEIVED FROM IPO
MISUSED EMPLOYEE’S QUOTA UNDER IPO
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-FEB-2007 TILL FURTHER ORDERS
DIRECTED STOCK EXCHANGES NOT TO APPROVE LISTING OF CONVERTIBLE WARRANTS AND SHARES ISSUED ON CONVERSION
DIRECTED DEPOSITORIES NOT TO DEMATERIALIZE CONVERTIBLE WARRANTS AND SHARES ISSUED UPON CONVERSION AND NOT TO GIVE EFFECT TO STOCK SPLIT FROM 22-FEB-2007 TILL FURTHER ORDERS
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES
22-FEB-2007
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.3,44,889, ADMINISTRATION CHARGES RS.22,102 VIDE CONSENT ORDER)
26-JUN-2009
|
AD-INTERIM EX-PARTE ORDER DATED 22/02/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.3,44,889 TOWARDS SETTLEMENT CHARGES AND RS.22,102 TOWARDS ADMINISTRATIVE CHARGES, AS PER CONSENT ORDER DATED 26/06/2009
|
| 90 |
|
|
PRAKASH KUMAR DAMANI
|
|
|
|
HT FERRO LTD.
|
|
|
PRAKASH KUMAR DAMANI (HUF)
|
|
INDULGED IN MARKET/PRICE MANIPULATION IN SCRIP OF PADMINI TECHNOLOGIES LTD.
IRREGULARITIES IN ALLOTMENT OF SHARES OF PADMINI TECHNOLOGIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-MAR-2007 TO 30-MAR-2012
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-MAR-2007 TO 30-MAR-2012
31-MAR-2007
|
|
| 91 |
|
|
PRAMOD KUMAR KISHOREPURIA
|
|
|
|
SAVARA TIE-UP PVT.LTD.
|
|
INDULGED IN MARKET/PRICE MANIPULATION IN SCRIP OF PADMINI TECHNOLOGIES LTD.
IRREGULARITIES IN ALLOTMENT OF SHARES OF PADMINI TECHNOLOGIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-MAR-2007 TO 30-MAR-2012
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-MAR-2007 TO 30-MAR-2012
31-MAR-2007
|
|
| 92 |
|
|
PRASHANT KUMAR
|
|
|
|
ADVANCE HOVERCRAFT & COMPOSITES (INDIA) LTD.
|
|
DEMATERIALISED AND SOLD CERTAIN SHARES OF SHONKH TECHNOLOGIES INTERNATIONAL LTD. DURING LOCK-IN PERIOD
|
WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET
20-NOV-2015
|
|
| 93 |
|
|
PRATIK RAMESHCHANDRA SHAH
(PAN:ALWPS7673Q)
|
|
|
AIDED AND ABETTED CONNECTED ENTITIES IN OFFLOADING SHARES AND FACILITATING THEM TO MAKE ILLEGAL PROFIT/GAIN THROUGH ISSUANCE OF FALSE AND MISLEADING CORPORATE ANNOUNCEMENTS IN MATTER OF PLATINUM CORP.LTD.
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PLATINUM CORP.LTD.
MISLED INVESTING PUBLIC ON PROMOTER’S HOLDING AND NON REPORTING OF ACQUISITION OF SHARES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PLATINUM CORP.LTD.
AIDED AND ABETTED COMPANY AND ALLOTTEES OF PREFERENTIAL ALLOTMENT OF 290 LACS SHARES THROUGH CIRCULAR BANKING TRANSACTIONS WITHOUT REAL INFLOW OF FUNDS IN MATTER OF PLATINUM CORP.LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-AUG-2016 TO 11-AUG-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-AUG-2016 TO 11-AUG-2021
12-AUG-2016
|
|
| 94 |
|
|
PRAVEEN KUMAR JAIN
|
|
|
|
PADMINI TECHNOLOGIES LTD.
CIN:L25202DL1990PLC039395
|
|
ALLOTMENT OF SHARES IN THE PREFERENTIAL ISSUES WERE MALAFIDE AND TOOK PLACE WITHOUT ANY REAL INFUSION OF FUNDS
PREFERENTIAL ALLOTMENT WAS IRREGULAR AND NOT IN ACCORDANCE WITH LAW IN AS MUCH AS THE COMPANY HAS RESORTED TO FICTITIOUS BOOK ENTRIES FOR SHOWING RECEIPT OF SUBSCRIPTION TOWARDS PREFERENTIAL ALLOTMENT OF SHARES
AIDED ALLOTTEES BY WAY OF UNUSUAL FINANCIAL ACCOMMODATION IN CASE OF PREFERENTIAL ALLOTMENT OF PADMINI TECHNOLOGIES LTD.
INDULGED IN MARKET/PRICE MANIPULATION IN SCRIP OF PADMINI TECHNOLOGIES LTD.
DELAYED CONVERSION OF SHARES OF PADMINI TECHNOLOGIES LTD. FOR PHYSICAL TO DEMAT ALLOTTED IN PREFERENTIAL ALLOTMENT
VIOLATED REGULATION 3, 6(A), (C), (D) OF FUTP REGULATIONS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-JAN-2007 TO 30-JAN-2012
31-JAN-2007
|
SAT: APPEAL FAILED AND DISMISSED WITH NO ORDER AS TO COSTS
|
| 95 |
|
|
R.D.PATEL
|
|
|
|
SOMPLAST LEATHER INDUSTRIES LTD.
PAN:AADCS0254L
|
|
INDULGED IN ALLOTMENT OF EQUITY SHARES UNDER PREFERENTIAL ISSUE WITHOUT RECEIPT OF FULL CONSIDERATION/ALLOTMENT MONEY IN MATTER OF SOMPLAST LEATHER INDUSTRIES LTD.
|
PROHIBITED FROM RAISING MONEY FROM PUBLIC FROM 25-JAN-2016 TO 24-JAN-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-JAN-2016 TO 24-JAN-2019
DIRECTED TO FREEZE ALL DEMAT ACCOUNTS WHEREIN EQUITY SHARES ALLOTTED UNDER PREFERENTIAL OFFER WERE LYING
RESTRAINED PREFERENTIAL ALLOTTEES FROM EXERCISING ANY VOTING RIGHTS (THROUGH NOMINEE OR PROXY) OR OTHER RIGHTS ATTACHED TO SHARES ACQUIRED AND HELD IN PREFERENTIAL ALLOTMENT FROM 25-JAN-2016 TO 24-JAN-2019
25-JAN-2016
|
|
| 96 |
|
|
R.N.VEKARIA
|
|
|
|
SOMPLAST LEATHER INDUSTRIES LTD.
PAN:AADCS0254L
|
|
INDULGED IN ALLOTMENT OF EQUITY SHARES UNDER PREFERENTIAL ISSUE WITHOUT RECEIPT OF FULL CONSIDERATION/ALLOTMENT MONEY IN MATTER OF SOMPLAST LEATHER INDUSTRIES LTD.
|
PROHIBITED FROM RAISING MONEY FROM PUBLIC FROM 25-JAN-2016 TO 24-JAN-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-JAN-2016 TO 24-JAN-2019
DIRECTED TO FREEZE ALL DEMAT ACCOUNTS WHEREIN EQUITY SHARES ALLOTTED UNDER PREFERENTIAL OFFER WERE LYING
RESTRAINED PREFERENTIAL ALLOTTEES FROM EXERCISING ANY VOTING RIGHTS (THROUGH NOMINEE OR PROXY) OR OTHER RIGHTS ATTACHED TO SHARES ACQUIRED AND HELD IN PREFERENTIAL ALLOTMENT FROM 25-JAN-2016 TO 24-JAN-2019
25-JAN-2016
|
|
| 97 |
|
|
RAHUL H.SHAH
|
|
|
|
SHALIBHADRA SECURITIES LTD.
|
|
FACILITATED IN MAKING APPLICATIONS IN FRAUDULENT MANNER IN PREFERENTIAL ISSUE OF DATASOFT APPLICATION SOFTWARE (INDIA) LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-MAR-2012 TO 04-MAR-2013
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 05-MAR-2012 TO 04-MAR-2013
05-MAR-2012
|
SAT: SAT VIDE ITS ORDER DATED 11/05/2012 MODIFIED ITS EARLIER ORDER DATED 05/03/2012 BY REDUCING THE PERIOD OF DEBARMENT TO TWO MONTHS FROM ONE YEAR WITH NO ORDER AS TO COSTS
|
| 98 |
|
|
RAJ KUMAR KISHOREPURIA
|
|
|
|
SAVARA TIE-UP PVT.LTD.
|
|
INDULGED IN MARKET/PRICE MANIPULATION IN SCRIP OF PADMINI TECHNOLOGIES LTD.
IRREGULARITIES IN ALLOTMENT OF SHARES OF PADMINI TECHNOLOGIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-MAR-2007 TO 30-MAR-2012
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-MAR-2007 TO 30-MAR-2012
31-MAR-2007
|
|
| 99 |
|
|
RAJESH CHANDRAKANT SHAH
(PAN:AABPS8425J)
|
|
|
|
VASHI CONSTRUCTIONS PVT.LTD.
PAN:AACCV0861H
|
|
AIDED AND ABETTED COMPANY AND ALLOTTEES OF PREFERENTIAL ALLOTMENT OF 290 LACS SHARES THROUGH CIRCULAR BANKING TRANSACTIONS WITHOUT REAL INFLOW OF FUNDS IN MATTER OF PLATINUM CORP.LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-AUG-2016 TO 11-AUG-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-AUG-2016 TO 11-AUG-2021
12-AUG-2016
|
SEBI VIDE ITS ORDER DATED 08/12/2016 ALLOWED TO SELL THE SHARES LYING IN DEMAT ACCOUNTS TO THE EXTENT OF MAKING PAYMENTS TOWARDS DISGORGEMENT AMOUNT ALONG WITH INTEREST IMPOSED BY SEBI. FURTHER, THE SALE HAS TO BE DONE THROUGH SEBI REGISTERED BROKER, WHO INTURN SHALL ENSURE THAT THE ENTIRE ILLEGAL GAIN OF RS.23,89,873 ALONG WITH SIMPLE INTEREST @ 12% P.A. FROM FEBRUARY 2007 TILL THE DATE OF PAYMENT, IS RECOVERED AND SENT TO SEBI
SAT: SAT VIDE ITS ORDER DATED 14/11/2017 PERMITTED APPELLANTS TO WITHDRAW THE APPEAL AND MISC.APPLICATIONS WITH LIBERTY TO FILE FRESH APPEAL WITHIN SIX WEEKS FROM THE DATE OF THIS ORDER. INTERIM RELIEF GRANTED ON 07/10/2016 SHALL CONTINUE FOR A PERIOD OF SIX WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SAT: APPEAL DISMISSED. NO COSTS
SAT: DISMISSED MISC. APPLICATION. NO COSTS
|
| 100 |
|
|
RAJESH MOTILAL BHUTA
(PAN:AAEPB3545M)
|
|
|
|
DATASOFT APPLICATION SOFTWARE (INDIA) LTD.
PAN:AAACD7939A
|
|
ALLEGED IRREGULARITIES IN ALLOTMENT OF PREFERENTIAL SHARES VIOLATING DIRECTIVES/INSTRUCTIONS/GUIDELINES FRAMED BY THE COMPANY
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
13-APR-2012
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 5 of 8
|
