| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1021 |
|
VASPARR SHELTER LTD.
(PAN:AABCV2888D)
|
|
|
|
JAYESH VINODRAI VALIA
PAN:AAFPV5698G
|
|
|
MADHAV JAYESH VALIA
PAN:AENPV8401P
|
|
|
RAJ JAYESH VALIA
PAN:AENPV8400N
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF VAS INFRASTRUCTURE LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
30-SEP-2019
|
SAT: SAT VIDE ITS ORDER DATED 19/04/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 17/05/2021 ALLOWED APPELLANT THREE WEEKS FURTHER TIME TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 23/11/2021 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 30/09/2019. MATTER REMITTED TO WTM TO ISSUE APPROPRIATE DIRECTION
SAT: SAT VIDE ITS ORDER DATED 30/01/2023 DISPOSED OF THE APPLICATION WITH THE DIRECTION TO RESPONDENT TO DECIDE SETTLEMENT APPLICATION WITHIN TWO MONTHS FROM DATE OF THIS ORDER
|
| 1022 |
|
|
VCK INVESTMENTS PVT.LTD.
(CIN:U65999WB1992PTC055225)
|
|
|
|
HEMAL KAMPANI
PAN:AFWPK0687E
|
|
|
SANDIP KAMPANI
PAN:AFJPK8093D
|
|
DID NOT INTIMATE STOCK EXCHANGES ABOUT PROPOSED ACQUISITION OF SHARES VIOLATING REGULATION 10(5) OF SAST REGULATIONS, 2011 IN MATTER OF VCK CAPITAL MARKET SERVICES LTD.
DELAY IN MAKING DISCLOSURE OF ACQUISITION OF SHARES TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 10(6) AND 10(7) OF SAST REGULATIONS, 2011 IN MATTER OF VCK CAPITAL MARKET SERVICES LTD.
|
IMPOSED PENALTY RS.4,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-AUG-2022
|
|
| 1023 |
|
|
VCK SHARE & STOCK BROKING SERVICES LTD.
(CIN:U67110WB1989PLC046799
PAN:AAACV8988P)
|
|
|
|
HEMAL KAMPANI
PAN:AFWPK0687E
|
|
|
SANDIP KAMPANI
PAN:AFJPK8093D
|
|
DID NOT INTIMATE STOCK EXCHANGES ABOUT PROPOSED ACQUISITION OF SHARES VIOLATING REGULATION 10(5) OF SAST REGULATIONS, 2011 IN MATTER OF VCK CAPITAL MARKET SERVICES LTD.
DELAY IN MAKING DISCLOSURE OF ACQUISITION OF SHARES TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 10(6) AND 10(7) OF SAST REGULATIONS, 2011 IN MATTER OF VCK CAPITAL MARKET SERVICES LTD.
|
IMPOSED PENALTY RS.4,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-AUG-2022
|
|
| 1024 |
|
|
VEDANT COMMODEAL PVT.LTD.
(CIN:U51909WB2009PTC137579)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(1) OF SAST REGULATIONS, 2011 IN MATTER OF WORTH INVESTMENT & TRADING CO.LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-SEP-2022
|
SEBI VIDE ITS NOTICE DATED 24/09/2024 DIRECTED TO PAY RS.12,51,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 18/12/2024 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 1025 |
|
|
VEER ENERGY & INFRASTRUCTURE LTD.
(PAN:AAACJ8658G)
|
|
|
DID NOT MAKE DISCLOSURE OF DETAILS OF DISCLOSURES OF PLEDGE OF SHARES RECEIVED FROM PROMOTERS AS REQUIRED UNDER REGULATIONS 8A(4) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35 OF SAST REGULATIONS, 2011
DID NOT SHOW VEERHEALTH CARE LTD. UNDER PROMOTER GROUP IN SHAREHOLDING PATTERN VIOLATING CLAUSES 35 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
|
IMPOSED PENALTY RS.6,00,000
07-AUG-2017
|
|
| 1026 |
|
|
VEERAM SECURITIES LTD.
(PAN:AAECV7446G)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF R O JEWELS LTD.
|
IMPOSED PENALTY RS.1,00,000
28-FEB-2023
|
SAT: SAT VIDE ITS ORDER DATED 28/02/2023 DISMISSED THE APPEAL
|
| 1027 |
|
|
VIAGGIO ENTERTAINMENTS PVT.LTD.
(PAN:AACCV0634L)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(1) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF MAHAN INDUSTRIES LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35 OF SAST REGULATIONS, 2011 IN MATTER OF MAHAN INDUSTRIES LTD.
|
IMPOSED PENALTY RS.5,00,000
31-AUG-2015
|
SEBI VIDE ITS NOTICE DATED 15/03/2016 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 10/02/2017 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS/LOCKERS/DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 15/03/2016
|
| 1028 |
|
|
VIBHUT BUILDERS & ENGINEERING PVT.LTD.
(PAN:AACCV7326D)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35 OF SAST REGULATIONS, 2011 IN MATTER OF ERA INFRA ENGINEERING LTD.
|
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-DEC-2015
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 1029 |
|
|
VICTORY SALES PVT.LTD.
(CIN:U51109GJ2004PTC043661
PAN:AAACV7299K)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) AND 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF DJS STOCK & SHARES LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(1) AND 13(3) OF SEBI (PIT) REGULATIONS, 1992 READ WITH REGULATIONS 12(1) AND 12(2)(A) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF DJS STOCK & SHARES LTD.
|
IMPOSED PENALTY RS.4,00,000
26-SEP-2017
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS NOTICE DATED 12/02/2024 DIRECTED TO PAY RS. 7,13,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 04/03/2024 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 04/04/2024 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.3,34,115.45 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
|
| 1030 |
|
|
VIJAY JAIN (HUF)
(PAN:AABHV5452N)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF GAYLORD COMMERCIAL CO.LTD.
|
IMPOSED PENALTY RS.3,00,000 ALONG WITH OTHER ENTITIES/PERSONS
15-JAN-2014
|
SAT: APPEAL DISMISSED. NO COSTS
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 1031 |
|
|
VIJAYKUMAR MANGTURAM KHEMANI (HUF)
(PAN:AABHV3111Q)
|
|
|
|
VIJAYKUMAR KHEMANI
PAN:AGFPK2444R
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENTS AS REQUIRED UNDER REGULATIONS 13 AND 25(5) READ WITH 3(2), 3(3) AND 4 OF SAST REGULATIONS, 2011 IN MATTER OF KHEMANI DISTRIBUTORS & MARKETING LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
11-MAR-2025
|
|
| 1032 |
|
|
VIKAS GARG (HUF)
(PAN:AADHV2736H)
|
|
|
NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(2) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF VIKAS ECOTECH LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF VIKAS ECOTECH LTD.
|
IMPOSED PENALTY RS.2,00,000
27-JUL-2023
|
SEBI VIDE ITS NOTICE DATED 01/12/2023 DIRECTED TO PAY RS.2,13,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 01/01/2024 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.7416 OF 2023 DATED 01/12/2023
|
| 1033 |
|
|
VIKAS LIFECARE LTD.
(PAN:AADCA5571A)
|
|
|
NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(2) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF VIKAS ECOTECH LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF VIKAS ECOTECH LTD.
|
IMPOSED PENALTY RS.2,00,000
27-JUL-2023
|
|
| 1034 |
|
|
VIKAS WSP LTD.
(CIN:L24139HR1988PLC030300
PAN:AAACV7816Q)
|
|
|
|
BIMLA DEVI JINDAL
PAN:ABSPJ6495R
|
|
DELAY IN MAKING DISCLOSURE OF DETAILS OF DISCLOSURES OF PLEDGE OF SHARES TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 8A (3) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35 OF SAST REGULATIONS, 2011
|
IMPOSED PENALTY RS.1,00,000
18-OCT-2017
|
|
| 1035 |
|
|
VIKASH LOHIA (HUF)
(PAN:AAGHV8011A)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) AND 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF ELEGANT FLORICULTURE & AGROTECH (INDIA) LTD.
|
IMPOSED PENALTY RS.6,00,000 ALONG WITH OTHER ENTITIES/PERSONS
23-JAN-2025
|
|
| 1036 |
|
|
VIKING INDUSTRIES PVT.LTD.
(PAN:AACCV3221B)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) AND 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF 20 MICRONS LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(1) OF SEBI (PIT) REGULATIONS, 1992 READ WITH REGULATION 12 OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF 20 MICRONS LTD.
|
IMPOSED PENALTY RS.3,00,000
24-APR-2020
|
|
| 1037 |
|
|
VIKRAM HIMATSINGKA (HUF)
(PAN:AADHV8276J)
|
|
|
|
ADITI HIMATSINGKA
PAN:AEIPB4750N
|
|
|
ANURADHA HIMATSINGKA
PAN:AASPM5653P
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35(2) OF SAST REGULATIONS, 2011 IN MATTER OF P.H.TRADING LTD.
|
IMPOSED PENALTY RS.22,00,000 ALONG WITH OTHER ENTITIES/PERSONS
19-SEP-2017
|
|
| 1038 |
|
|
VIKRAM HIMATSINGKA (HUF)
(PAN:AADHV8276J)
(Along with : VARIABLE PLAZA PVT.LTD.,
HIMATSINGKA CHEMICALS PVT.LTD.)
|
|
|
|
ADITI HIMATSINGKA
PAN:AEIPB4750N
|
|
|
AJIT KUMAR BHUWALKA
PAN:AGZPB4007B
|
|
|
ANURADHA HIMATSINGKA
PAN:AASPM5653P
|
|
|
AVISHEK HIMATSINGKA
PAN:AASPH1474M
|
|
|
MADHURI HIMATSINGKA
PAN:AANPH4865R
|
|
|
PRAKASH HIMATSINGKA
PAN:AAQPH3238R
|
|
|
RAVI SHANKAR JHUNJHUNWALA
PAN:AABPJ5051B
|
|
|
VIKRAM HIMATSINGKA
PAN:AAQPH2906N
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35(2) OF SAST REGULATIONS, 2011 IN MATTER OF P.H.TRADING LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
19-SEP-2017
|
|
| 1039 |
|
|
VIKRAM HIMATSINGKA (HUF)
(PAN:AADHV8276J)
(Along with : VARIABLE PLAZA PVT.LTD.,
HIMATSINGKA CHEMICALS PVT.LTD.)
|
|
|
|
ADITI HIMATSINGKA
PAN:AEIPB4750N
|
|
|
AJIT KUMAR BHUWALKA
PAN:AGZPB4007B
|
|
|
ANURADHA HIMATSINGKA
PAN:AASPM5653P
|
|
|
AVISHEK HIMATSINGKA
PAN:AASPH1474M
|
|
|
MADHURI HIMATSINGKA
PAN:AANPH4865R
|
|
|
PRAKASH HIMATSINGKA
PAN:AAQPH3238R
|
|
|
RAVI SHANKAR JHUNJHUNWALA
PAN:AABPJ5051B
|
|
|
VIKRAM HIMATSINGKA
PAN:AAQPH2906N
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(1) AND 30(2) OF SAST REGULATIONS, 2011 IN MATTER OF P.H.TRADING LTD.
|
IMPOSED PENALTY RS.22,00,000 ALONG WITH OTHER ENTITIES/PERSONS
19-SEP-2017
|
|
| 1040 |
|
|
VIKRAM HIMATSINGKA (HUF)
(PAN:AADHV8276J)
|
|
|
|
ADITI HIMATSINGKA
PAN:AEIPB4750N
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF P.H.TRADING LTD.
|
IMPOSED PENALTY RS.22,00,000 ALONG WITH OTHER ENTITIES/PERSONS
19-SEP-2017
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 52 of 55
|
