| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 11801 |
|
YASHODHAM MERCHANTS PVT.LTD.
(PAN:AAACY1075E)
(Along with : HIMACHAL FUTURISTIC COMMUNICATIONS LTD.)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH OFF-MARKET TRANSACTIONS IN SCRIP OF HIMACHAL FUTURISTIC COMMUNICATIONS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.10,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
28-JAN-2010
|
|
| 11802 |
|
|
YASHOVARDHAN LOHIA (HUF)
(PAN:AAAHY3811K)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 11803 |
|
|
YASHRAJ CONTAINEURS LTD.
(CIN:L28120MH1993PLC073160
PAN:AAACV4846L)
|
|
|
FURNISHED MISLEADING DISCLOSURE OF SHAREHOLDING OF PROMOTER GROUP IN MATTER OF YASHRAJ CONTAINEURS LTD.
FURNISHED UNAUDITED QUARTERLY RESULTS AND AUDITED ANNUAL RESULTS WITH MAJOR DISCREPANCIES IN MATTER OF YASHRAJ CONTAINEURS LTD.
DELAYED DISCLOSURE OF CORPORATE ACTIONS IN MATTER OF YASHRAJ CONTAINEURS LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH OFF-MARKET TRANSACTIONS IN SCRIP OF YASHRAJ CONTAINEURS LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF YASHRAJ CONTAINEURS LTD.
|
IMPOSED PENALTY RS.5,00,000
13-NOV-2009
|
SAT: APPEAL DISMISSED AS WITHDRAWN
|
| 11804 |
|
|
YASHSWI ENGGINEERS PVT.LTD.
|
|
|
|
DHAMISTHA K.PANCHAL
|
|
|
MEENA N.PANCHAL
|
|
|
PRAKASH P.BHAT
|
|
|
RAJU PANCHAL
|
|
DEALT AT BSE IN SUBSTANTIAL QUANTITIES WITH AN INTENTION TO CREATE AN ARTIFICIAL MARKET AND MANIPULATE THE PRICE IN SCRIP OF NORTH STAR GEMS INDIA LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-AUG-1999 TO 29-AUG-2002
30-AUG-1999
|
|
| 11805 |
|
|
YASHWANT KUMAR (HUF)
(PAN:AAAHY5945G)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.6,97,500 VIDE CONSENT ORDER)
14-JAN-2021
|
|
| 11806 |
|
|
YASHWANT SHROFF (HUF)
(PAN:AAAHY7202A)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 11807 |
|
|
YASHWANTRAI V SHAH (HUF)
(PAN:AAAHY3714K)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 11808 |
|
|
YASHWI COMMODITIES PVT.LTD.
(PAN:AAACY2616F)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 11809 |
|
|
YASHWI FINANCIAL SERVICES PVT.LTD.
(PAN:AAACY3014F)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 11810 |
|
|
YASHWI SECURITIES PVT.LTD.
(PAN:AAACY2134J)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 11811 |
|
|
YATIN PANDYA (HUF)
(PAN:AAAHY6896C)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET THROUGH FICTITIOUS TRADE IN SCRIP OF STERLING INTERNATIONAL ENTERPRISES LTD.
|
IMPOSED PENALTY RS.2,00,000
08-SEP-2021
|
SAT: SAT VIDE ITS ORDER DATED 16/12/2021 STAYED EFFECT AND OPERATION OF THE IMPUGNED ORDER TILL FURTHER ORDER
SAT: SAT VIDE ITS ORDER DATED 23/12/2021 ADJOURNED THE PROCEEDINGS AND DIRECTED APPELLANT TO PRODUCE ORDER OF THE SUPREME COURT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 11812 |
|
|
YAYESH VINOD JHAVERI (HUF)
(PAN:AAAHY1752M)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 11813 |
|
|
YES INVESTMENTS
|
|
|
|
DINESH CHUDASMA
|
|
INDULGED IN IRREGULAR TRANSACTIONS IN SCRIP OF SURYADEEP SALTS REFINERY & CHEMICAL WORKS LTD.
|
IMPOSED PENALTY RS.1,05,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-AUG-2004
|
INCLUDED IN SEBI LIST DATED 31/03/2014, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 11814 |
|
|
YES INVESTMENTS
|
|
|
|
DEEPAK CHUDASMA
|
|
GAVE MISLEADING IMPRESSION THAT PUBLIC ISSUE OF SURYADEEP SALT REFINERY & CHEMICAL WORKS LTD. RECEIVED REQUIRED MINIMUM SUBSCRIPTION
INDULGED IN PRICE MANIPULATION IN CONNIVANCE WITH DIRECTORS OF SURYADEEP SALTS, REFINERY & CHEMICALS WORKS LTD.,AASH INFIN & AGROWTH PVT.LTD.,SCALLOP INVESTMENTS AND LEASING (P) LTD.,ALBLESS TRADING, YES INVESTMENTS AND PRARTHANA ENGINEERING IN SCRIP OF SURYADEEP SALTS REFINERY & CHEMICAL WORKS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-AUG-2002 TO 18-AUG-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-AUG-2002 TO 18-AUG-2005
19-AUG-2002
|
|
| 11815 |
|
|
YES INVESTMENTS
|
|
|
|
VISHAL KISHORE BHATIA
PAN:AINPB3663P
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN VARIOUS SCRIPS
|
IMPOSED PENALTY RS.2,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
27-AUG-2014
|
SAT: SAT VIDE ITS ORDER DATED 22/03/2016 QUASHED AND SET ASIDED IMPUGNED ORDER DATED 25/03/2015 AND RESTORED THE MATTER TO FILE OF AO TO PASS FRESH ORDER ON MERITS AND IN ACCORDANCE WITH LAW. NO COSTS
SEBI VIDE ITS ORDER DATED 14/12/2017 REDUCED THE PENALTY AMOUNT TO RS.20 LACS FROM RS.2.00 CRORES U/S 15HA OF SEBI ACT
|
| 11816 |
|
|
YIN TREXIM PVT.LTD.
(PAN:AAACY5285E)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 11817 |
|
|
YM BHANSALI (HUF)
|
|
|
MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPO OF NISSAN COPPER LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF NISSAN COPPER LTD.
|
BOMBAY STOCK EXCHANGE & NATIONAL STOCK EXCHANGE DIRECTED/ORDERED TO HOLD THE PROFIT AND GAINS IN A SEPARATE ESCROW ACCOUNT
17-JAN-2007
|
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES IN WHATSOVER MANNER, DIRECTLY OR INDIRECTLY FOR A PERIOD OF 3 YEARS FROM THE DATE OF THIS ORDER I.E.31/12/2008
SAT: APPEAL DISMISSED WITH COSTS OF RS.50,000
|
| 11818 |
|
|
YOCHANA VYAPAAR PVT.LTD.
(PAN:AAACY5598E)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.25,00,000
11-AUG-2020
|
|
| 11819 |
|
|
YODEL INSTRUMENTS PVT.LTD.
(PAN:AAACY4336Q)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF ERA INFRA ENGINEERING LTD.
|
IMPOSED PENALTY RS.10,000
28-JAN-2022
|
|
| 11820 |
|
|
YOGENDER DUGAR (HUF)
(PAN:AAAHY8515N)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 591 of 594
|
