| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
CHHATRASAL FARMS & PLANTATIONS LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 102 |
|
|
CHOTANAGPUR HERBAL AGRO PVT.LTD.
|
|
|
|
ASHA KIRAN KUJUR
|
|
|
KIRAN AJIT KUJUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-NOV-2002 TO 15-NOV-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
15-NOV-2002
|
|
| 103 |
|
|
CITIGOLD AGRO INDIA LTD.
|
|
|
|
AJIT KUMAR SINHA
|
|
|
ANIL KUMAR GUPTA
|
|
|
BHARAT BHARDWAJ
|
|
|
LALIT KALRA
|
|
|
MOHAN JEET SINGH
|
|
|
PRADIP KUMAR SINHA
|
|
|
RAGHUVIR SARAN SINHA
|
|
|
RAJESH JOSHI
|
|
|
SANJAY VIJ
|
|
|
SAROJ SHARMA
|
|
|
SUJIT KUMAR SIHNA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF RS.5000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 15 DAYS
|
| 104 |
|
|
CITY AGRISILVICULTURE & HOUSING DEVELOPMENT (INDIA) LTD.
|
|
|
|
JAGDISH VISHWAKARMA
|
|
|
SHIV KUMAR SAHU
|
|
|
SURENDER KUMAR TIWARI
|
|
|
TEJPAL SINGH BHATIA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 105 |
|
|
CLIFFWOOD AGRO PLANTATIONS LTD.
|
|
|
|
P.V.EASOW
|
|
|
P.V.GEORGE
|
|
|
SIBY ALEXANDER
|
|
|
U.KUNJU MOHAMMED
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 106 |
|
|
COLOURFUL CULTIVATORS & IRRIGATIONS LTD.
|
|
|
|
DILIP RAVISHANKAR RAVAL
|
|
|
HEMANT C.MEHTA
|
|
|
JITENDRAKUMAR JAIN
|
|
|
KAMALA VIJAYA JAIN
|
|
|
VIJAY KUMAR JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 107 |
|
|
CORAL GREEN FIELDS LTD.
|
|
|
|
MANOJ KUMAR
|
|
|
RAJINDER SINGH
|
|
|
RAM SINGH
|
|
|
REKHA MALIK
|
|
|
SARITA
|
|
|
SHEEL SINGH
|
|
|
SHEELA TOMAR
|
|
|
SURENDER SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.1.1 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.5,000 ON EACH ACCUSED AND ON DEFAULT SIMPLE IMPRISONMENT FOR ONE MONTH
|
| 108 |
|
|
CRYSTAL BIOTECH INDUSTRIES LTD.
|
|
|
|
AFROZ AHMED
|
|
|
B.K.DHAWAN
|
|
|
KANHAIYA LAL PATHAK
|
|
|
M.PHATAK
|
|
|
MAHESH PATHAK
|
|
|
NIRANJAN LAL PATHAK
|
|
|
P.VENKATACHALAM
|
|
|
PUSHPA VERMA
|
|
|
R.S.NEGI
|
|
|
RAJIV JOHRI
|
|
|
SANJIV JOHRI
|
|
|
SARVESH KUMAR JOHRI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
PROCLAIMED OFFENDERS
|
| 109 |
|
|
DANVANTI AGRO FOREST LTD.
|
|
|
|
SUDESH PAL SINGH
|
|
|
SURVENDER PAL SINGH
|
|
|
VEENA SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 110 |
|
|
DBR AGROTECH INDIA LTD.
|
|
|
|
ANIL KUMAR MATHUR
|
|
|
ASHA SINGH TEOTIA
|
|
|
BHUPENDRA KUMAR
|
|
|
DHIRENDRA SINGH CHONIYAN
|
|
|
NARESH KUMAR PAL
|
|
|
PRAVESH RANI
|
|
|
SEEMA TEOTIA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED COMPANY AND ACCUSED NO.3,4,6 TO 8 CONVICTED AND SENTENCED TO PAY A FINE OF RS 10,000 EACH AND ON DEFAULT, ACCUSED NO. 3, 4, 6 TO 8 SHALL GO SIMPLE IMPRISONMENT FOR 3 MONTHS.FURTHER, OUT OF THE AMOUNT OF FINE REALIZED A SUM OF RS.20,000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION, APPEAL, TOWARDS THE EXPENSES INCURRED BY IT. ACCUSED NO.2 &5 DECLARED AS PROCLAIMED OFFENDERS
|
| 111 |
|
|
DEEP SANGEET PLANTATION LTD.
|
|
|
|
D.K.PAUL
|
|
|
K.DEO DAS
|
|
|
KUMKUM PAUL
|
|
|
MANOJ KUMAR SHUKLA
|
|
|
R.S.SHUKLA
|
|
|
SADHANA MISHRA
|
|
|
SANJAY KUMAR SHUKLA
|
|
|
SETWAN MISHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 112 |
|
|
DEEPSHIKHA ORCHARDS & FARMS LTD.
|
|
|
|
ANIL KUMAR SHUKLA
|
|
|
JITENDRA PATI TRIPATHI
|
|
|
MARKANDAY TIWARI
|
|
|
SUNIL KUMAR SHUKLA
|
|
|
THAKURJEE MISHRA
|
|
|
UDAY RAJ SHUKLA
|
|
|
VIJAY RAJ SHUKLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED THE ACCUSED NO.1 COMPANY AND IMPOSED FINE OF RS.5000 THE COURT ACQUITTED ACCUSED NO.5 ALL OTHER ACCUSED WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 113 |
|
|
DEEPTI AGRO FARMS PVT.LTD.
|
|
|
|
N.SASHIKALA
|
|
|
P.MOHANA RAO
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 114 |
|
|
DHAN FOREST (INDIA) LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
DISMISSED
|
| 115 |
|
|
DHANBAD PLANTATIONS PVT.LTD.
|
|
|
|
ANJU SAHA
|
|
|
SUNIL KUMAR SAHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 116 |
|
|
DHANVARSHA FORESTS (INDIA) LTD.
|
|
|
|
ANITA AWASTHI
|
|
|
HARI SHANKAR MISHRA
|
|
|
RAJINDER GARG
|
|
|
SANJAY SHARMA
|
|
|
SHARMILA PARMAR
|
|
|
SUSMA SEHGAL
|
|
|
VINEET JOSHI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
COMPLAINT DISMISSED AND ALL THE 7 ACCUSED HAVE BEEN ACQUITTED
|
| 117 |
|
|
DIAMOND TREE TEAK PLANTATION
|
|
|
|
BHAVESH C.SHAH
|
|
|
BHUPESH R.SHAH
|
|
|
CHETAN R.SHAH
|
|
|
GOVINDBHAI J.PATEL
|
|
|
MILAN S.SHAH
|
|
|
PRANAV S.SHAH
|
|
|
RAMESHBHAI N.PATEL
|
|
|
SURESHBHAI O.SHAH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 118 |
|
|
DIP SHIKHA PLANTATION LTD.
|
|
|
|
ANIL KUMAR SHUKLA
|
|
|
GEETADEVI SHUKLA
|
|
|
JITENDRA PATI TRIPATHI
|
|
|
SUNIL KUMAR SHUKLA
|
|
|
VIJAY RAJ SHUKLA
|
|
|
VINDHYA VASANIDEVI SHUKLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 119 |
|
|
DIVYABHUMI AGRO (I) LTD.
|
|
|
|
BHUPINDER SINGH
|
|
|
G.S.VERMA
|
|
|
HARBANS SINGH
|
|
|
KALPANA VERMA
|
|
|
KRISHNI VERMA
|
|
|
RASHMI VERMA
|
|
|
SURINDER THAKUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED THE ACCUSED NO.1 COMPANY AND SENTENCED TO A FINE OF RS.1,00,000. FURTHER, THE COURT GRANTED THE LIBERTY TO SEBI TO APPROACH THE COURT FOR REALIZATION OF FINE AS AND WHEN PROPERTY DETAILS OF THE ACCUSED COMPANY ARE TRACED OUT. PROCEEDING QUA ACCUSED 4 & 7 ABATED ON ACCOUNT OF THEIR DEATH. ACCUSED 2 AND 3 WERE DECLARED AS PROCLAIMED OFFENDERS PROCEEDINGS AGAINST ACCUSED NO.6 HAD BEEN QUASHED BY HC.COURT ACQUITTED ACCUSED NO.5 AND 8
|
| 120 |
|
|
DMC INTERNATIONAL LTD.
(PAN:AACCD5023B)
|
|
|
|
A.K.JAIN
|
|
|
A.S.SINGHAL
|
|
|
ALKA JAIN
|
|
|
CHET RAM GUPTA
|
|
|
DAVENDER JAIN
|
|
|
DHRUV AGARWAL
|
|
|
GURCHARAN DASS MEHTA
|
|
|
INDER MOHAN LAL KAURA
|
|
|
JINESH C.JAIN
|
|
|
KAMAL SHARMA
|
|
|
MRIDUL KUMAR JAIN
|
|
|
NEELAM JAIN
|
|
|
NITI MEHTA
|
|
|
RAJIV KUMAR JAIN
|
|
|
RAMESH CHAND PURI
|
|
|
SANTOSH KUMAR SINGH
|
|
|
SHAM SUNDER GUPTA
PAN:AISPG6871B
|
|
|
SUBHASH C.JAIN
|
|
|
SURENDER SHARMA
|
|
|
SWATANTAR KUMAR JAIN
|
|
|
VIJESH C.JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
21-OCT-2002
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 6 of 28
|
