| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
CAPITAL FORESTRY LTD.
|
|
|
|
ANUJ SHARMA
|
|
|
JAYWANT
|
|
|
MANINDER SINGH
|
|
|
MANJU TYAGI
|
|
|
MANMOHAN SINGH
|
|
|
PARAMJEET KAUR
|
|
|
RAJENDER KAUR
|
|
|
ROOPESH RAI SIKAND
|
|
|
SAWINDER SINGH SONDH
|
|
|
VINOD KUMAR TYAGI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.2.1 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.3000 ON EACH ACCUSED AND ON DEFAULT SIMPLE IMPRISONMENT FOR 2 MONTHS
|
| 102 |
|
|
CAREER AGRICULTURE FINANCE & PLANTATION LTD.
|
|
|
|
H.R.KHATRI
|
|
|
M.K.BHOOT
|
|
|
N.K.BHOOT
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.10.7LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 103 |
|
|
CASION AGRO PRODUCTS & PLANTATIONS LTD.
|
|
|
|
B.K.JHA
|
|
|
LALAN KUMAR CHOUDHRY
|
|
|
NINA KUMARI RAMPAL
|
|
|
O.N.RAMPAL
|
|
|
RADHA DEVI
|
|
|
RAM KUMAR CHOUDHRY
|
|
|
S.K.SEN GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO
|
| 104 |
|
|
CEE KAY AGRO PVT.LTD.
|
|
|
|
ANJANA BAHUKHANDI
|
|
|
C.K.KALRA
|
|
|
H.K.KALRA
|
|
|
KIRAN ARORA
|
|
|
MUKESH SHARMA
|
|
|
N.K.VIJ
|
|
|
S.S.CHAUDHERY
|
|
|
T.R.KUKREJA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A1, A2 AND A3 CONVICTED. A4 TO A9 DECLARED PO. FILE CONSIGNED TO RECORD ROOM
|
| 105 |
|
|
CELESTINE FARMS & PROPERTIES MANAGEMENT PVT.LTD.
|
|
|
|
DOMINIC CELESTINE
|
|
|
LINDA DOMINIC CELESTINE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-JUL-2001 TO 26-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
26-JUL-2001
|
SAT: WITHDRAWAL OF APPEAL ALLOWED AND APPEAL DISMISSED AS WITHDRAWN
|
| 106 |
|
|
CHAMBAL FOREST (INDIA) LTD.
|
|
|
|
GARIMA SHARDA
|
|
|
MANISH SHARDA
|
|
|
NARESH MAHESHWARI
|
|
|
RADHE SHYAM SHARDA
|
|
|
RAM SWAROOP SHARMA
|
|
|
SMITA MAHESHWARI
|
|
|
TARADEVI SHARDA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 107 |
|
|
CHAMUNDA FORESTS LTD.
|
|
|
|
AMOL YASHWANT DESAI
|
|
|
JAIPRAKASH JASWANTRAI BHATT
|
|
|
LALIT JETHALAL NATHWANI
|
|
|
PADMAKAR SHANTARAM VEDAK
|
|
|
PRABHAKAR MAHADEV SADGAONKAR
|
|
|
RANGNATH BABURAO KHAVLE
|
|
|
SANTHOSH DATTATRAYA DIKSHIT
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
SEBI VIDE ITS ORDER DATED 30/12/2015 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 20/10/2023 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.11,68,524.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
|
| 108 |
|
|
CHANDIGARH FORESTS LTD.
|
|
|
|
ALAM DEEP KAUR
|
|
|
ARVINDER KAUR
|
|
|
CHANDER KANTA
|
|
|
JASWANT SINGH
|
|
|
RAMAN CHOUDHARY
|
|
|
SATNAM SINGH
|
|
|
SHUAG WATI
|
|
|
SOMPRAKASH CHAUDHARY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 109 |
|
|
CHARBHUJNATH CEMENT CO.LTD.
|
|
|
|
MADHUKAR JANGID
|
|
|
MOOL NATH
|
|
|
SANJAY PANDEY
|
|
|
SHAILENDRA PANDEY
|
|
|
SHANKAR LAL PANDEY
|
|
|
SRI KUMARI PANDYA
|
|
|
TARA CHAND KHAROL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.1 TO 7 CONVICTED AND SENTENCED ACCUSED NO.2 TO 7 TO RIGOROUS IMPRISONMENT FOR 6 MONTHS EACH AND PAY A FINE OF RS 1,00,000EACH AND ON DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 6 MONTHS EACH. IN ADDITION, THE COURT SENTENCED ACCUSED NO.1 COMPANY TO PAY FINE OF RS 1,00,000 ACCUSED NO. 8 DECLARED AS PROCLAIMED OFFENDER
|
| 110 |
|
|
CHARMWOOD PLANTATIONS PVT.LTD.
|
|
|
|
DWIVEDI KUMAR ALOK
|
|
|
TRIVEDY BINITA
|
|
|
TRIVEDY NATH DHIRENDRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 111 |
|
|
CHHATRASAL FARMS & PLANTATIONS LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 112 |
|
|
CHOTANAGPUR HERBAL AGRO PVT.LTD.
|
|
|
|
ASHA KIRAN KUJUR
|
|
|
KIRAN AJIT KUJUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-NOV-2002 TO 15-NOV-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
15-NOV-2002
|
|
| 113 |
|
|
CITIGOLD AGRO INDIA LTD.
|
|
|
|
AJIT KUMAR SINHA
|
|
|
ANIL KUMAR GUPTA
|
|
|
BHARAT BHARDWAJ
|
|
|
LALIT KALRA
|
|
|
MOHAN JEET SINGH
|
|
|
PRADIP KUMAR SINHA
|
|
|
RAGHUVIR SARAN SINHA
|
|
|
RAJESH JOSHI
|
|
|
SANJAY VIJ
|
|
|
SAROJ SHARMA
|
|
|
SUJIT KUMAR SIHNA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF RS.5000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 15 DAYS
|
| 114 |
|
|
CITRUS CHECK-INNS LTD.
(CIN:U55101MH2011PLC222394)
|
|
|
|
NARAYAN SHIVRAM KOTNIS
PAN:ABIPK5022D
|
|
|
OMPRAKASH BASANTLAL GOENKA
PAN:AECPG3854J
|
|
|
PRAKASH GANPAT UTEKAR
PAN:AALPU9100E
|
|
|
VENKATRAMAN NATRAJAN
PAN:ACUPV4686K
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 03-JUN-2015 TILL ALL MONIES REFUNDED TO ITS INVESTORS
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 03-JUN-2015 TILL ALL MONIES REFUNDED TO ITS INVESTORS
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 03-JUN-2015 TILL ALL MONIES REFUNDED TO ITS INVESTORS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 03-JUN-2015 TILL ALL MONIES REFUNDED TO ITS INVESTORS
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 03-JUN-2015 TILL ALL MONIES REFUNDED TO ITS INVESTORS
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO SUBMIT DETAILS OF EXPENDITURE INCURRED UNDER THE HEAD “ADMINISTRATION OVERHEADS” DULY CERTIFIED BY AUDITOR
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-JUN-2015 TILL ALL MONIES REFUNDED TO ITS INVESTORS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-JUN-2015 TILL ALL MONIES REFUNDED TO ITS INVESTORS
03-JUN-2015
|
SAT: SAT VIDE ITS ORDER DATED 06/08/2015 REITERATED THAT IF THE SEBI FAILED TO HEAR THE APPELLANTS ON OR BEFORE 13/08/2015 AND FAIED TO PASS AND COMMUNICATE THE FINAL ORDER ON OR BEFORE 24/08/2015, THEN THE EX-PARTE AD INTERIM ORDER DATED 03/06/2015 SHALL FORTHWITH COME TO AN END
SEBI VIDE ITS ORDER DATED 24/08/2015 CONFIRMED DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 03/06/2015
SAT: SAT VIDE ITS ORDER DATED 03/02/2016 SET ASIDED DIRECTIONS GIVEN BY SEBI VIDE IMPUGNED ORDERS DATED 03/06/2015 NAD 24/08/2015 AND DIRECTED APPELLANTS TO MAKE AN APPLICATION FOR REGISTRATION WITH SEBI IN RESPECT OF REFUNDABLE SCHEMES COVERED BY CIS REGULATIONS AND FURTHER DIECTED SEBI TO GRANT PROVISIONAL CERTIFICATE OF REGISTRATION AS PROVIDED UNDER CIS REGULATIONS. NO COSTS
SEBI VIDE ITS NOTICE DATED 23/11/2021 ORDERED TO SALE THE IMMOVABLE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES AS PER ORDERS OF THE HON’BLE SUPREME COURT DATED 06/08/2019, 21/10/2019, 13/12/2019 AND 17/02/2020
SEBI VIDE ITS ORDER DATED 09/10/2025 DIRECTED TO A) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES TILL ALL MONIES MOBILIZED THROUGH COLLECTIVE INVESTMENT SCHEMES REFUNDED TO ITS INVESTORS B) NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR PROPERTIES OR ASSETS EXCEPT FOR PURPOSE OF MAKING REFUNDS
|
| 115 |
|
|
CITY AGRISILVICULTURE & HOUSING DEVELOPMENT (INDIA) LTD.
|
|
|
|
JAGDISH VISHWAKARMA
|
|
|
SHIV KUMAR SAHU
|
|
|
SURENDER KUMAR TIWARI
|
|
|
TEJPAL SINGH BHATIA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 116 |
|
|
CLIFFWOOD AGRO PLANTATIONS LTD.
|
|
|
|
P.V.EASOW
|
|
|
P.V.GEORGE
|
|
|
SIBY ALEXANDER
|
|
|
U.KUNJU MOHAMMED
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 117 |
|
|
COLOURFUL CULTIVATORS & IRRIGATIONS LTD.
|
|
|
|
DILIP RAVISHANKAR RAVAL
|
|
|
HEMANT C.MEHTA
|
|
|
JITENDRAKUMAR JAIN
|
|
|
KAMALA VIJAYA JAIN
|
|
|
VIJAY KUMAR JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 118 |
|
|
CORAL GREEN FIELDS LTD.
|
|
|
|
MANOJ KUMAR
|
|
|
RAJINDER SINGH
|
|
|
RAM SINGH
|
|
|
REKHA MALIK
|
|
|
SARITA
|
|
|
SHEEL SINGH
|
|
|
SHEELA TOMAR
|
|
|
SURENDER SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.1.1 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.5,000 ON EACH ACCUSED AND ON DEFAULT SIMPLE IMPRISONMENT FOR ONE MONTH
|
| 119 |
|
|
CRYSTAL BIOTECH INDUSTRIES LTD.
|
|
|
|
AFROZ AHMED
|
|
|
B.K.DHAWAN
|
|
|
KANHAIYA LAL PATHAK
|
|
|
M.PHATAK
|
|
|
MAHESH PATHAK
|
|
|
NIRANJAN LAL PATHAK
|
|
|
P.VENKATACHALAM
|
|
|
PUSHPA VERMA
|
|
|
R.S.NEGI
|
|
|
RAJIV JOHRI
|
|
|
SANJIV JOHRI
|
|
|
SARVESH KUMAR JOHRI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
PROCLAIMED OFFENDERS
|
| 120 |
|
|
DANVANTI AGRO FOREST LTD.
|
|
|
|
SUDESH PAL SINGH
|
|
|
SURVENDER PAL SINGH
|
|
|
VEENA SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 6 of 33
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