| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
CILSON FINANCE & INVESTMENT LTD.
|
|
|
|
B.M.JHA
|
|
|
CHANDRA MOHAN JHA
|
|
|
LALAN KUMAR JHA
|
|
|
SANTOSH CHANDRA JHA
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-DEC-1999 TO 16-DEC-2004
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-DEC-1999 TO 16-DEC-2004
17-DEC-1999
|
|
| 102 |
|
|
CILSON FINANCE & INVESTMENT LTD.
|
|
|
|
B.M.JHA
|
|
|
CHANDRA MOHAN JHA
|
|
|
LALAN KUMAR JHA
|
|
|
SANTOSH CHANDRA JHA
|
|
DECLARED AS A VANISHING COMPANY
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-DEC-2002 TO 26-DEC-2007
PROHIBITED PUBLIC COMPANIES IN WHICH THIS DIRECTOR HAS CONTROLLING/SUBSTANTIAL INTEREST TO RAISE FUNDS FROM CAPITAL MARKET FROM 27-DEC-2002 TO 26-DEC-2007
27-DEC-2002
|
|
| 103 |
|
|
CILSON ORGANICS LTD.
|
|
|
|
B.K.JHA
|
|
|
CHANDRA MOHAN JHA
|
|
|
LALAN KUMAR JHA
|
|
|
SANTOSH CHANDRA JHA
|
|
DECLARED AS A VANISHING COMPANY
DID NOT ADHERE TO LISTING AGREEMENT
DID NOT SUBMIT STATUTORY REPORTS, DIRECTORS REPORTS AND OTHER INFORMATION TO STOCK EXCHANGE
DID NOT FURNISH FINANCIAL RESULTS INCLUDING CASH FLOW STATEMENTS, BALANCE SHEET AND PROFIT & LOSS ACCOUNT TO STOCK EXCHANGE
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-SEP-2003 TO 24-SEP-2008
PROHIBITED PUBLIC COMPANIES IN WHICH THIS DIRECTOR HAS CONTROLLING/SUBSTANTIAL INTEREST TO RAISE FUNDS FROM CAPITAL MARKET FROM 25-SEP-2003 TO 24-SEP-2008
25-SEP-2003
|
|
| 104 |
|
|
CITIZEN YARNS LTD.
|
|
|
|
GOVINDRAM KHETAN
|
|
|
MAHESH RAMANLAL JANI
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 20-JUN-2000 TO 19-JUN-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-JUN-2000 TO 19-JUN-2005
20-JUN-2000
|
|
| 105 |
|
|
CITIZEN YARNS LTD.
|
|
|
|
HARIPRASAD KHETAN
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-OCT-2000 TO 03-OCT-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-OCT-2000 TO 03-OCT-2005
04-OCT-2000
|
|
| 106 |
|
|
COMMEX TECHNOLOGY LTD.
(PAN:AABCG0986D)
|
|
|
|
ADI COOPER
PAN:AAFPC0271N
|
|
|
KISHORE HEGDE
PAN:AAFPH2481K
|
|
INDULGED IN FACILITATING SUBSCRIPTION 19,06,790 GDRS AMOUNTING TO USD 9.99 MN. THROUGH FINANCE OBTAINED FROM EURAM BANK, AUSTRIA FOR SUBSCRIPTION OF GDR AND ISSUER COMPANY (COMMEX) PLEDGED GDR WITH EURAM BANK VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D) AND 4(1), 4(2)(F), 4(2)(K) & 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
DID NOT MAKE DISCLOSURE OF ARRANGEMENT FOR SUBSCRIPTION OF GDRS VIOLATING CLAUSES 36(7) AND 50 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
|
IMPOSED PENALTY RS.10,25,00,000
31-MAY-2022
|
SEBI VIDE ITS NOTICE DATED 21/02/2023 DIRECTED TO PAY RS.10,90,01,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 10/05/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 107 |
|
|
COMOSUM INVESTMENTS PVT.LTD.
(PAN:AAACC0819J)
(Along with : GHCL LTD.)
|
|
|
FILED FALSE AND MISLEADING REPORT ON SHAREHOLDING PATTERN WITH THE STOCK EXCHANGES
DID NOT MAKE DISCLOSURE OF SALE/TRANSFER OF SHARES OF PROMOTERS IN MATTER OF GHCL LTD.
MISLED INVESTORS BY GIVING FALSE SHAREHOLDING OF PROMOTERS OF GHCL LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-APR-2009 TILL FURTHER ORDERS
20-APR-2009
|
DIRECTIONS ISSUED VIDE ORDER DATED 20/04/2009 REVOKED WITH IMMEDIATE EFFECT VIDE ORDER DATED 14/03/2011
|
| 108 |
|
|
CONCURRENT (INDIA) INFRASTRUCTURE LTD.
(PAN:AAACT3165C)
|
|
|
DID NOT SUBMIT CORRECT DISCLOSURE OF SHAREHOLDING PATTERN TO BSE VIOLATING SECTION 21 OF SCRA, 1956 READ WITH CLAUSE 35 OF LISTING AGREEMENT
|
IMPOSED PENALTY RS.50,000
30-NOV-2012
|
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 109 |
|
|
CONSORTEX KARL DOELITZSCH (INDIA) LTD.
(CIN:L31909AP1984PLC004953)
|
|
|
|
G.KRISHNA MOHAN
|
|
|
K.SATYANARAYAN
|
|
|
M.SUDHAKAR RAO
|
|
|
S.SURYA PRAKASA RAO
|
|
|
V.MANOHAR
|
|
INTRODUCED FAKE SHARES
FAILED TO RECONCILE RECORDS OF DEMATERIALISED SECURITIES WITH THE SECURITIES ISSUED ON DAILY BASIS
FILED FALSE AND MISLEADING REPORT ON SHAREHOLDING PATTERN WITH THE STOCK EXCHANGES
|
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 29-SEP-2005 TILL FURTHER ORDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-SEP-2005 TILL FURTHER ORDERS
DIRECTED TO SUBMIT CERTIFIED REPORT ON THE RECORDS OF DEMATERIALISED SECURITIES WITH THE SECURITIES ISSUED
29-SEP-2005
|
CONFIRMED INTERIM ORDER DATED 29/09/2005
SEBI VIDE ITS ORDER DATED 19/07/2011 RESTRAINED COMPANY FROM 1.ISSUING FURTHER SHARES OR ALTERING ITS SHARE CAPITAL IN ANY MANNER 2.ACCESSING SECURITIES MARKET 3.PROHIBITED FROM DEALING IN SECURITIES IN ANY MANNER, DIRECTLY OR INDIRECTLY, TILL SUCH TIME COMPANY RECONCILES ITS SHARES HELD IN PHYSICAL AND DEMATERIALISED MODE WITH ITS ISSUED CAPITAL
|
| 110 |
|
|
CORAL HUB LTD.
(PAN:AAACS7326Q)
|
|
|
|
DILIP C.PAREKH
PAN:AACPP4242P
|
|
|
G.S.CHANDRASHEKAR
PAN:ACCPG6727C
|
|
|
SUBRAMANIAN VISWANATHAN GOPALASAMUDRAM
PAN:AAZPV0140R
|
|
INDULGED IN PUBLICATION OF FALSE, INFLATED SALES AND MISLEADING FINANCIAL RESULTS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1) & 4(2)(E), (F), (K) AND (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF CORAL HUB LTD.
DID NOT MAKE DISCLOSURE OF SALES MADE TO RELATED PARTY IN ITS ANNUAL REPORT VIOLATING CLAUSE 32 OF LISTING AGREEMENT READ WITH SECTION 21 OF THE SCRA, 1956 IN MATTER OF CORAL HUB LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-SEP-2021 TO 02-SEP-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-SEP-2021 TO 02-SEP-2024
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 03-SEP-2021 TO 02-SEP-2024
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
03-SEP-2021
|
|
| 111 |
|
|
CORAL HUB LTD.
(PAN:AAACS7326Q)
|
|
|
|
D.M.SHIRODKAR
PAN:ABVPS3771Q
|
|
|
GHANSHYAM K.JOSHI
DIN:01032861
PAN:ADCPJ1416A
|
|
|
HARISH SAHU
DIN:00595770
PAN:ACKPS6919E
|
|
INDULGED IN PUBLICATION OF FALSE, INFLATED SALES AND MISLEADING FINANCIAL RESULTS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1) & 4(2)(E), (F), (K) AND (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF CORAL HUB LTD.
DID NOT MAKE DISCLOSURE OF SALES MADE TO RELATED PARTY IN ITS ANNUAL REPORT VIOLATING CLAUSE 32 OF LISTING AGREEMENT READ WITH SECTION 21 OF THE SCRA, 1956 IN MATTER OF CORAL HUB LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-SEP-2021 TO 02-SEP-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-SEP-2021 TO 02-SEP-2023
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 03-SEP-2021 TO 02-SEP-2023
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
03-SEP-2021
|
|
| 112 |
|
|
CORONET INDUSTRIES LTD.
(PAN:AABCT6058R)
|
|
|
DID NOT FURNISH FINANCIAL RESULTS INCLUDING CASH FLOW STATEMENTS, BALANCE SHEET AND PROFIT & LOSS ACCOUNT TO STOCK EXCHANGE
SECURITIES UNDER INVESTIGATION
|
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 30-NOV-2005 TILL FURTHER ORDERS
30-NOV-2005
|
INTERIM ORDER DATED 30/11/2005 STANDS VACATED
|
| 113 |
|
|
CRESTWORLD MARINE LTD.
|
|
|
|
AZHAR (MOHD.)
|
|
|
MOHAMMED FAIZ KASSAM SAIT
|
|
|
ROY VARGHESE
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-FEB-2000 TO 02-FEB-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-FEB-2000 TO 02-FEB-2005
03-FEB-2000
|
|
| 114 |
|
|
CRESTWORLD MARINE LTD.
|
|
|
|
MOHAMMED FAIZ KASSAM SAIT
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-FEB-2001 TO 27-FEB-2006
28-FEB-2001
|
|
| 115 |
|
|
DALAL STREET INVESTMENTS LTD.
(PAN:AAACD1359E)
|
|
|
DID NOT MAKE CORRECT DISCLOSURE OF SHAREHOLDING PATTERN TO STOCK EXCHANGES VIOLATING CLAUSE 35 OF LISTING AGREEMENT
|
IMPOSED PENALTY RS.10,00,000
31-DEC-2018
|
|
| 116 |
|
|
DALMIA FINANCE LTD.
(PAN:AABCD5533H)
(Along with : GHCL LTD.)
|
|
|
FILED FALSE AND MISLEADING REPORT ON SHAREHOLDING PATTERN WITH THE STOCK EXCHANGES
DID NOT MAKE DISCLOSURE OF SALE/TRANSFER OF SHARES OF PROMOTERS IN MATTER OF GHCL LTD.
MISLED INVESTORS BY GIVING FALSE SHAREHOLDING OF PROMOTERS OF GHCL LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-APR-2009 TILL FURTHER ORDERS
20-APR-2009
|
INTERIM DIRECTIONS ISSUED VIDE EX-PARTE AD-INTERIM ORDER DATED 20/04/2009 VACATED AS PER ORDER DATED 07/07/2009
|
| 117 |
|
|
DALMIA HOUSING FINANCE LTD.
(PAN:AABCD7104J)
(Along with : GHCL LTD.)
|
|
|
FILED FALSE AND MISLEADING REPORT ON SHAREHOLDING PATTERN WITH THE STOCK EXCHANGES
DID NOT MAKE DISCLOSURE OF SALE/TRANSFER OF SHARES OF PROMOTERS IN MATTER OF GHCL LTD.
MISLED INVESTORS BY GIVING FALSE SHAREHOLDING OF PROMOTERS OF GHCL LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-APR-2009 TILL FURTHER ORDERS
20-APR-2009
|
DIRECTIONS ISSUED VIDE ORDER DATED 20/04/2009 REVOKED WITH IMMEDIATE EFFECT VIDE ORDER DATED 14/03/2011
|
| 118 |
|
|
DANIN LEATHERS LTD.
|
|
|
|
ASHOK MAHAJAN
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-FEB-2001 TO 27-FEB-2006
28-FEB-2001
|
|
| 119 |
|
|
DANIN LEATHERS LTD.
|
|
|
|
AJAY MAHAJAN
|
|
|
KESHAV RAM MAHAJAN
|
|
|
SANJAY MAHAJAN
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 11-MAY-2000 TO 10-MAY-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-MAY-2000 TO 10-MAY-2005
11-MAY-2000
|
|
| 120 |
|
|
DEAR INVESTMENTS PVT.LTD.
(PAN:AABCD4873C)
(Along with : GHCL LTD.)
|
|
|
FILED FALSE AND MISLEADING REPORT ON SHAREHOLDING PATTERN WITH THE STOCK EXCHANGES
DID NOT MAKE DISCLOSURE OF SALE/TRANSFER OF SHARES OF PROMOTERS IN MATTER OF GHCL LTD.
MISLED INVESTORS BY GIVING FALSE SHAREHOLDING OF PROMOTERS OF GHCL LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-APR-2009 TILL FURTHER ORDERS
20-APR-2009
|
DIRECTIONS ISSUED VIDE ORDER DATED 20/04/2009 REVOKED WITH IMMEDIATE EFFECT VIDE ORDER DATED 14/03/2011
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 6 of 28
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