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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
101
History of entity/person SECUREX FINANCIAL SERVICES (INDIA) LTD.

(Member : MPSE)  
Click here to view complete history of this specific entity/person AJAY TODY
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
102
History of entity/person SETHURAMAN CHANDRU,M/S

(Member : PSE)  
Click here to view complete history of this specific entity/person SETHURAMAN CHANDRU
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
103
History of entity/person SHAKUNTAL SECURITIES PVT.LTD.

(Member : ASE)  
  ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
104
History of entity/person SHASHIKANT ADHIKARI,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person SHASHIKANT ADHIKARI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
105
History of entity/person SUBRAMANIAM & CO.

(Member : MDSE)  
Click here to view complete history of this specific entity/person S.RAMASWAMY
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
106
History of entity/person SUDHIR KUMAR JAIN,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person SUDHIR KUMAR JAIN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
107
History of entity/person SUMITI BEDI,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person SUMITI BEDI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
108
History of entity/person SUNIL KUMAR PRABHAKAR,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person SUNIL KUMAR PRABHAKAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
109
History of entity/person SURENDRA KUMAR JAIN,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person SURENDRA KUMAR JAIN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
110
History of entity/person T.R.S.RAGHAVAN,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person T.R.S.RAGHAVAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
111
History of entity/person TANDEM SECURITIES PVT.LTD.

(Member : PSE)  
  ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
112
History of entity/person UMED SINGH JAIN,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person UMED SINGH JAIN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
113
History of entity/person USHA NAIR,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person USHA NAIR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
114
History of entity/person V.S.ALAMELU,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person V.S.ALAMELU
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
115
History of entity/person V.SRIKANT RAJAN,M/S

(Member : CMBSE)  
Click here to view complete history of this specific entity/person V.SRIKANT RAJAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
116
History of entity/person VASUDEV UMIYASHANKAR BHATT,M/S

(Member : ASE)  
Click here to view complete history of this specific entity/person VASUDEV UMIYASHANKAR BHATT
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
117
History of entity/person VIKRAM KAPUR,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person VIKRAM KAPUR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
118
History of entity/person VINITHA ASSOCIATES LTD.

(Member : MDSE)  
Click here to view complete history of this specific entity/person R.SUMER CHAND BAFNA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
119
History of entity/person YOGENDRA K.MODI,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person YOGENDRA K.MODI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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