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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

SUB-BROKERS: CERTIFICATE OF REGISTRATION EXPIRED/SURRENDERED/CEASED/SUSPENDED

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
101
History of entity/person ABHISHEK LAKHOTIA,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person ABHISHEK LAKHOTIA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 07-MAY-2011

07-MAY-2011 		 
102
History of entity/person ABHISHEK M.JAIN,M/S

(Sub-Broker of ALWIN SECURITIES LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ABHISHEK M.JAIN
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

02-OCT-2015 		 
103
History of entity/person ABHISHEK MAHESH RUIA,M/S

(Sub-Broker of TECHNO SHARES & STOCKS LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person ABHISHEK MAHESH RUIA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
104
History of entity/person ABHISHEK MUNDADA,M/S

(Sub-Broker of P.C.S.SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person ABHISHEK MUNDADA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

14-MAR-2016 		 
105
History of entity/person ABHISHEK N.KOTHARI,M/S

(Sub-Broker of LABDHI FINANCE CORP., Member : NSE)  
Click here to view complete history of this specific entity/person ABHISHEK N.KOTHARI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

11-SEP-2015 		 
106
History of entity/person ABHISHEK N.KOTHARI,M/S

(Sub-Broker of L.F.C.SECURITIES PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ABHISHEK N.KOTHARI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

11-SEP-2015 		 
107
History of entity/person ABHISHEK NARENDRA PATWA,M/S

(Sub-Broker of ARIHANT CAPITAL MARKETS LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ABHISHEK NARENDRA PATWA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

23-FEB-2012 		 
108
History of entity/person ABHISHEK PANDAY,M/S

(Sub-Broker of EDELWEISS STOCK BROKING LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ABHISHEK PANDAY
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

14-MAR-2012 		 
109
History of entity/person ABHISHEK PANDEY,M/S

(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)  
Click here to view complete history of this specific entity/person ABHISHEK SHRIKANT PANDEY
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
110
History of entity/person ABHISHEK SHARMA,M/S

(Sub-Broker of RELIANCE SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person ABHISHEK SHARMA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2018

10-MAR-2018 		 
111
History of entity/person ABHISHEK SHARMA,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person ABHISHEK SHARMA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

21-JUN-2012 		 
112
History of entity/person ABHISHEK TAPARIA,M/S

(Sub-Broker of ANAGRAM STOCKBROKING LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ABHISHEK TAPARIA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
113
History of entity/person ABHISHEK TULSIYAN,M/S

(Sub-Broker of SMC GLOBAL SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person ABHISHEK TULSIYAN
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

23-FEB-2012 		 
114
History of entity/person ABJIJEET N.SARDA,M/S

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person ABJIJEET N.SARDA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
115
History of entity/person ABNISH GUPTA,M/S

(Sub-Broker of SMC GLOBAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person ABNISH GUPTA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

23-FEB-2012 		 
116
History of entity/person ABRAHAM GEORGE,M/S

(Sub-Broker of HSBC INVESTDIRECT SECURITIES (INDIA) LTD., Member : NSE)  
Click here to view complete history of this specific entity/person ABRAHAM GEORGE
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 20-MAR-2012

20-MAR-2012 		 
117
History of entity/person ABS STOCK SERVICES

(Sub-Broker of RELIGARE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person PINKI RODHE
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

01-MAR-2012 		 
118
History of entity/person ABU SALAM,M/S

(Sub-Broker of DANI SHARES & STOCKS PVT.LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person ABU SALAM
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

20-NOV-2017 		 
119
History of entity/person ABUN DANZE,M/S

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ABUN DANZE
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2011

24-MAR-2011 		 
120
History of entity/person ABV ASSOCIATES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2011

24-MAR-2011 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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