| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
KANHAIYA MINING & MINERALS PVT.LTD.
(PAN:AACCK5740L)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MURLI INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-JUL-2015
|
|
| 102 |
|
|
KARVY FINANCIAL SERVICES LTD.
(PAN:AACCK6354L)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(1) OF SEBI (SAST) REGULATIONS, 2011 IN MATTER OF REGALIAA REALTY LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
27-OCT-2016
|
SAT: SAT VIDE ITS ORDER DATED 26/04/2018 CONDONED THE DELAY OF 409 DAYS IN FILING OF APPEAL. APPEAL DISMISSED. NO COSTS
|
| 103 |
|
|
KDS CORP.PVT.LTD.
(PAN:AACCK4674P)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF ALCHEMIST REALTY LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
30-OCT-2018
|
|
| 104 |
|
|
KENNAMETAL INC.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 76.36 % SHARES/VOTING RIGHTS AND CONTROL IN TARGET COMPANY, WIDIA INDIA LTD
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
23-OCT-2002
|
|
| 105 |
|
|
KGPL INDUSTRIES & FINVEST PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(1) READ WITH 3(3) AND 13(2) OF SAST REGULATIONS, 2011 IN MATTER OF SOMA TEXTILES & INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
05-JUL-2016
|
SAT: SAT VIDE ITS ORDER DATED 28/09/2016 MODIFIED IMPUGNED ORDER DATED 05/07/2016 BY EXTENDING THE PERIOD FOR IMPLEMENTATION OF ORDER TILL 31/12/2016. NO COSTS
|
| 106 |
|
|
KHAITAN LEFIN LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 10 AND 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF KHAITAN ELECTRICALS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
31-DEC-2012
|
SAT: SAT VIDE ITS ORDER DATED 19/06/2013 DIRECTED THE COMPANY TO DEPOSIT PENALTY AMOUNT OF RS.25 LACS WITHIN SIX WEEKS FROM THE DATE OF THIS ORDER INSTEAD OF MAKING PUBLIC OFFER AS PER ORDER DATED 31/12/2012
|
| 107 |
|
|
KHAZANA FINPORT PVT.LTD.
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-JUN-2002
|
SAT: APPEAL ALLOWED BY WAY OF REMAND
|
| 108 |
|
|
KORAPUT INVESTMENTS PVT.LTD.
(PAN:AABCK2228A)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 10, 11(2) AND 12 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF TIRRIHANNAH CO.LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
08-FEB-2018
|
|
| 109 |
|
|
KOSHA INVESTMENTS LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF SNOWCEM INDIA LTD.
|
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
27-JAN-2004
|
SAT: APPEAL DISMISSED
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| 110 |
|
|
KRISHNA FILAMENTS LTD.
(Along with : KRISHNA VINYLS LTD.)
|
|
|
|
KRISHNA KUMAR AGARWAL
|
|
|
OM PRAKASH AGARWAL
|
|
|
SHARAD KUMAR AGARWAL
|
|
FUNDED PURCHASE OF SHARES WITH SOLE OBJECT OF FIXING PRICE FOR EXIT OF CCDS OF KRISHNA FILAMENTS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
05-JUN-2008
|
SAT: APPEAL ALLOWED AND IMPUGNED ORDER DATED 05/06/2008 SET ASIDE LEAVING PARTIES TO BEAR THIER OWN COSTS
|
| 111 |
|
|
KRISHNA FILAMENTS LTD.
|
|
|
|
KRISHNA KUMAR AGARWAL
|
|
|
OM PRAKASH AGARWAL
|
|
|
R.K.AGARWAL
|
|
|
SHARAD KUMAR AGARWAL
|
|
AIDED, ABETTED AND ASSISTED IN MANIPULATION IN SCRIP OF KRISHNA FILAMENTS LTD.
ACTED IN CONCERT IN VIOLATION OF TAKEOVER REGULATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-SEP-2004 TO 09-SEP-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-SEP-2004 TO 09-SEP-2009
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
10-SEP-2004
|
SAT: APPEAL ALLOWED AND IMPUGNED ORDER SET ASIDE AND CASE REMANDED TO SEBI TO DECIDE MATTER EXPEDITIOUSLY PREFERABLY WITHIN 6 MONTHS
|
| 112 |
|
|
KRISHNA VINYLS LTD.
(Along with : KRISHNA FILAMENTS LTD.)
|
|
|
FUNDED PURCHASE OF SHARES WITH SOLE OBJECT OF FIXING PRICE FOR EXIT OF CCDS OF KRISHNA FILAMENTS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
05-JUN-2008
|
SAT: APPEAL ALLOWED AND IMPUGNED ORDER DATED 05/06/2008 SET ASIDE LEAVING PARTIES TO BEAR THIER OWN COSTS
|
| 113 |
|
|
KRISHNA VINYLS LTD.
|
|
|
AIDED, ABETTED AND ASSISTED IN MANIPULATION IN SCRIP OF KRISHNA FILAMENTS LTD.
ACTED IN CONCERT IN VIOLATION OF TAKEOVER REGULATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-SEP-2004 TO 09-SEP-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-SEP-2004 TO 09-SEP-2009
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
10-SEP-2004
|
|
| 114 |
|
|
KRISHNUM INVESTMENTS PVT.LTD.
(PAN:AACCK5953H)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MURLI INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-JUL-2015
|
|
| 115 |
|
|
LAHOTI EXPORTS PVT.LTD.
(PAN:AAACL1455F)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(1) READ WITH 13(2) OF SAST REGULATIONS, 2011 IN MATTER OF SERVOTECH ENGINEERING INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
23-JAN-2015
|
|
| 116 |
|
|
LAKHI PACKAGING PVT.LTD.
(PAN:AABCL0873C)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MURLI INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-JUL-2015
|
|
| 117 |
|
|
LALCHAND B MALOO (HUF)
(PAN:AAAHL2224F)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MURLI INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-JUL-2015
|
SAT: SAT VIDE ITS ORDER DATED 31/08/2021 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER BY SETTING ASIDE THE ATTACHMENT ORDER ALSO. REMITTED MATTER TO AO TO DECIDE AFRESH AFTER GRANTING OPPORTUNITY OF HEARING TO THE APPELLANTS
|
| 118 |
|
|
LONGWELL INVESTMENT PVT.LTD.
(PAN:AAACL3163G)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF SBEC SUGAR LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-SEP-2018
|
SAT: SAT VIDE ITS ORDER DATED 01/08/2019 HAS ALLOWED THREE WEEKS TIME TO FILE REJOINDER AND INTERITM ORDER, IF ANY, EXTENDED TILL DATE OF HEARING
SAT: SAT VIDE ITS ORDER DATED 29/01/2020 PARTLY ALLOWED THE APPEAL
|
| 119 |
|
|
LUXOTTICA GROUP S.P.A.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 44.152 % SHARES/VOTING RIGHTS AND CONTROL OF RAY BAN SUN OPTICS INDIA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
05-AUG-2002
|
SAT: IMPUGNED ORDER MODIFIED TO THE EXTENT THAT PERSONS HOLDING SHARES AS ON 27/08/1999 AND CONTINUE TO BE SHAREHOLDERS ON THE CLOSURE DAY OF THE PUBLIC OFFER ALONE SHOULD BE ELIGIBLE TO RECEIVE INTEREST, SURVIVES AND APPEAL DISPOSED OFF
|
| 120 |
|
|
LYRIC INVESTMENT & TRADING PVT.LTD.
|
|
|
|
LUNKARAN KAYAL
|
|
|
MAHENDRA PATOLE
|
|
|
MALALAXMI PILLAI
|
|
|
MURUGAN PILLAI
|
|
|
RATNESH CHAND JAIN
|
|
|
SANJAY KABRA
|
|
|
VIJAYALAKSHMI PODDAR
|
|
AIDED, ABETTED AND ASSISTED IN MANIPULATION IN SCRIP OF KRISHNA FILAMENTS LTD.
ACTED IN CONCERT IN VIOLATION OF TAKEOVER REGULATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-SEP-2004 TO 09-SEP-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-SEP-2004 TO 09-SEP-2009
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
10-SEP-2004
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 6 of 13
|
