| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
ABHIPREET SHETH (HUF)
(PAN:AAOHA2885D)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
05-APR-2022
|
SEBI VIDE ITS NOTICE DATED 01/02/2023 DIRECTED TO PAY RS.5,56,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 16/02/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6230 OF 2023 DATED 01/02/2023
|
| 102 |
|
|
ABHIRATI TRADING PVT.LTD.
(PAN:AAICA2271N)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF VAKRANGEE LTD.
|
IMPOSED PENALTY RS.50,00,000 ALONG WITH OTHER ENTITIES/PERSONS
26-APR-2021
|
|
| 103 |
|
|
ABHIRATI TRADING PVT.LTD.
(PAN:AAICA2271N)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF VAKRANGEE LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF VAKRANGEE LTD.
|
IMPOSED PENALTY RS.9,50,000
21-FEB-2018
|
|
| 104 |
|
|
ABHIRATI TRADING PVT.LTD.
(PAN:AAICA2271N)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF VAKRANGEE LTD.
|
IMPOSED PENALTY RS.50,00,000 ALONG WITH OTHER ENTITIES/PERSONS
26-APR-2021
|
|
| 105 |
|
|
ABHIRATI TRADING PVT.LTD.
(PAN:AAICA2271N)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF VAKRANGEE LTD.
|
IMPOSED PENALTY RS.75,00,000 ALONG WITH OTHER ENTITIES/PERSONS
26-APR-2021
|
|
| 106 |
|
|
ABHISHEK BAGARIA (HUF)
(PAN:AAKHA3706P)
|
|
|
|
ABHISHEK BAGARIA
PAN:AAKHA3706P
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
24-MAR-2022
|
SAT: SAT VIDE ITS ORDER DATED 21/11/2022 DISMISSED THE APPEAL
|
| 107 |
|
|
ABHISHEK CAPITAL SERVICES PVT.LTD.
(PAN:AACCA2447G)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
20-AUG-2019
|
|
| 108 |
|
|
ABHISHEK CHAKRABORTY (HUF)
(PAN:AAOHA5497B)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
15-MAR-2022
|
|
| 109 |
|
|
ABHISHEK FAMILY TRUST
(PAN:AABTA6513H)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
08-FEB-2022
|
SAT: SAT VIDE ITS ORDER DATED 04/11/2022 DISPOSED OF THE APPEAL DIRECTING APPELLANT TO FILE APPROPRIATE APPLICATION FOR SETTLEMENT BEFORE THE AUTHORITY WITHIN TWO WEEKS FROM DATE OF THIS ORDER
|
| 110 |
|
|
ABHISHEK INFRAVENTURES LTD.
(PAN:AAACE2100L)
|
|
|
|
A.SRINIVAS
PAN:AHZPA1708R
|
|
|
ABHISHEK ARORA
PAN:ANPPA8729A
|
|
|
AKSHAY SHAH
PAN:DQFPS9637K
|
|
|
ANIL KUMAR
PAN:AWZPK8103H
|
|
|
BALRAM AERROLLA
PAN:AETPA9424R
|
|
|
GOPAL D.MUDAVATI
PAN:BNJPM0036K
|
|
|
JITENDRA SINGH
PAN:AQIPJ9645C
|
|
|
JOSPEH POLISETTY
PAN:APQPP2850L
|
|
|
LATA BEJGAM
PAN:BSMPB3068C
|
|
|
MAHESH OMPRAKASH KHANDELWAL
PAN:AACPK8137A
|
|
|
MEGHA MAHESH KHANDELWAL
PAN:AACPK8139Q
|
|
|
PERRAJU PERICHARLA
PAN:AHPPP4933M
|
|
|
RAJENDRA PRASAD ADIRAJU
PAN:ABLPA2819H
|
|
|
RAMACHANDRA MURTHY ADIRAJU
PAN:ACVPA4343H
|
|
|
SAINATH GOUD KASULA
PAN:BHSPK5828G
|
|
|
SHIVA KUMAR KOMARAVELLI
PAN:AAYPK8925A
|
|
|
VEERRAJU PERICHARLA
PAN:AMMPP9024D
|
|
|
YADAIAH PASUPULA
PAN:AALPP6088N
|
|
MISUSED THE FUNDS RAISED THROUGH PREFERENTIAL ALLOTMENT VIOLATING SECTIONS 12(A) TO 12A(B) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(C) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ABHISHEK INFRAVENTURES LTD.
|
IMPOSED PENALTY RS.20,00,000
16-SEP-2022
|
|
| 111 |
|
|
ABHISHEK JAIN (HUF)
(PAN:AAMHA5265R)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
14-MAR-2022
|
|
| 112 |
|
|
ABHISHEK KAYAN (HUF)
(PAN:AAHHA2896K)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
08-FEB-2022
|
|
| 113 |
|
|
ABHISHEK KUMAR JAIN (HUF)
(PAN:AAKHA6205R)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
30-MAR-2022
|
SAT: SAT VIDE ITS ORDER DATED 23/08/2022 DISPOSED OF THE APPEAL DIRECTING APPELLANT TO FILE APPROPRIATE APPLICATION FOR SETTLEMENT BEFORE THE AUTHORITY WITHIN TWO WEEKS FROM DATE OF THIS ORDER
|
| 114 |
|
|
ABHISHEK NIDHI,M/S
(PAN:AABTT6803F)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
31-MAY-2022
|
SAT: SAT VIDE ITS ORDER DATED 24/08/2022 DISMISSED THE APPEAL FOR WANT OF PROSECUTION
SAT: SAT VIDE ITS ORDER DATED 04/11/2022 CONDONED THE DELAY IN FILING OF APPEAL AND DISPOSED OF THE APPEAL DIRECTING APPELLANT TO FILE APPROPRIATE APPLICATION FOR SETTLEMENT BEFORE THE AUTHORITY WITHIN TWO WEEKS FROM DATE OF THIS ORDER
|
| 115 |
|
|
ABHISHEK PODDAR (HUF)
(PAN:AAFHA1105B)
|
|
|
|
ABHISHEK PODDAR
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-FEB-2022
|
SAT: SAT VIDE ITS ORDER DATED 23/08/2022 DISPOSED OF THE APPEAL DIRECTING APPELLANT TO FILE APPROPRIATE APPLICATION FOR SETTLEMENT BEFORE THE AUTHORITY WITHIN TWO WEEKS FROM DATE OF THIS ORDER
|
| 116 |
|
|
ABHISHEK SHETH (HUF)
(PAN:AALHA0795D)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
21-MAR-2022
|
SEBI VIDE ITS NOTICE DATED 01/02/2023 DIRECTED TO PAY RS.5,61,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 16/02/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6231 OF 2023 DATED 01/02/2023
|
| 117 |
|
|
ABHISHEK VEDPRAKASH AGARWAL (HUF)
(PAN:AAKHA2281B)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
28-FEB-2022
|
SAT: SAT VIDE ITS ORDER DATED 13/06/2022 DISMISSED THE APPEAL. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 04/11/2022 CONDONED THE DELAY IN FILING OF APPEAL AND DISPOSED OF THE APPEAL DIRECTING APPELLANT TO FILE APPROPRIATE APPLICATION FOR SETTLEMENT BEFORE THE AUTHORITY WITHIN TWO WEEKS FROM DATE OF THIS ORDER
|
| 118 |
|
|
ABL BIOTECHNOLOGIES LTD.
(CIN:L52599TN1992PLC022340
PAN:AAACA5463G)
|
|
|
|
KOLLENMARETH OOMMAN ISAAC
DIN:01421392
PAN:AAAPI2428J
|
|
DELAY IN MAKING DISCLOSURE TO STOCK EXCHANGES OUTCOMES OF BOARD MEETINGS DATED 01/03/2018 AND 20/06/2018 REGARDING APPROVAL OF THE PROPOSAL FOR RAISING FINANCIAL RESOURCES BY WAY OF GDR AND ALLOTMENT OF GDRS VIOLATING CLAUSES 36(7) AND 50 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
DID NOT MAKE DISCLOSURE OF ARRANGEMENT FOR SUBSCRIPTION OF GDRS AND SUBSEQUENT DELISTING OF GDRS ON LUXEMBOURG STOCK EXCHANGE VIOLATING CLAUSES 36(7) AND 50 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
DEVISED MANIPULATIVE AND DECEPTIVE SCHEME TO ENSURE SUBSCRIPTION OF GDRS WITHOUT ANY CONSIDERATION IN THE MATTER OF ABL BIOTECHNOLOGIES LTD.
|
IMPOSED PENALTY RS.50,00,000
23-APR-2018
|
|
| 119 |
|
|
ABM INTERNATIONAL LTD.
(PAN:AAACD4075H)
|
|
|
DID NOT COMPLETE BONUS ISSUE WITHIN STIPULATED TIME AS PRESCRIBED UNDER REGULATION 95 OF SEBI (ICDR) REGULATIONS, 2009
|
IMPOSED PENALTY RS.5,00,000
21-JUL-2014
|
|
| 120 |
|
|
ABN GLOBAL SECURITIES PVT.LTD.
(PAN:AADCA9887D)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
28-FEB-2022
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 6 of 385
|
