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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 27-MAY-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DID NOT ADHERE TO PROVISION REGULATION OF SEBI

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
121
History of entity/person D.JASRAPURIA & CO.

(Member : UPSE)  
Click here to view complete history of this specific entity/person DILIP KUMAR JASRAPURIA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 15-APR-2002

15-APR-2002 		 
122
History of entity/person DAGA & SONS

(Member : CSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
123
History of entity/person DALEEP KHOSLA,M/S

(Member : NSE)  
Click here to view complete history of this specific entity/person DALEEP KHOSLA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-SEP-2004

03-SEP-2004 		 
124
History of entity/person DAVIS THOMAS,M/S

(Member : COCSE)  
Click here to view complete history of this specific entity/person DAVIS THOMAS
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
125
History of entity/person DAYANAND AGARWAL,M/S

(Member : UPSE)  
Click here to view complete history of this specific entity/person DAYANAND AGARWAL
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 29-SEP-2004

29-SEP-2004 		 
126
History of entity/person DEBASHISH BOSE,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person DEBASHISH BOSE
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
127
History of entity/person DEENA DAYAL SARDA,M/S

(Member : UPSE)  
Click here to view complete history of this specific entity/person DEENA DAYAL SARDA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 15-APR-2002

15-APR-2002 		 
128
History of entity/person DEEPAK PORTFOLIOS LTD.

(Member : OTC)  
  DID NOT PAY FEES TO SEBI

DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED   		CANCELLED REGISTRATION AS STOCK BROKER FROM 23-JAN-2008

23-JAN-2008 		 
129
History of entity/person DEEPAK RELAN,M/S

(Member : DSE)  
Click here to view complete history of this specific entity/person DEEPAK RELAN
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-SEP-2004

03-SEP-2004 		 
130
History of entity/person DEEPAK S.OBEROI,M/S

(Member : OTC)  
Click here to view complete history of this specific entity/person DEEPAK S.OBEROI
  		DID NOT PAY FEES TO SEBI

DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED   		CANCELLED REGISTRATION AS STOCK BROKER FROM 23-JAN-2008

23-JAN-2008 		 
131
History of entity/person DEEPIKA FINANCIAL SERVICES LTD.

(Member : OTC)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992

DID NOT PAY FEES TO SEBI   		CANCELLED REGISTRATION AS STOCK BROKER FROM 15-MAR-2007

15-MAR-2007 		 
132
History of entity/person DEROLIA & CO.

(Member : UPSE)  
Click here to view complete history of this specific entity/person JAGDISH PRASAD DEROLIA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 29-SEP-2004

29-SEP-2004 		 
133
History of entity/person DESAI ASSOCIATES

(Member : SKSE)  
Click here to view complete history of this specific entity/person AMUL DEVENDRA DESAI
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-SEP-2004

03-SEP-2004 		 
134
History of entity/person DEVATHA HOLDINGS PVT.LTD.

(Member : OTC)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-JAN-2005

03-JAN-2005 		 
135
History of entity/person DHANESH BAID,M/S

(Member : JSE)  
Click here to view complete history of this specific entity/person DHANESH BAID
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 24-DEC-2002

24-DEC-2002 		 
136
History of entity/person DIAMOND SECURITIES PVT.LTD.

(Member : NSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-SEP-2004

03-SEP-2004 		 
137
History of entity/person DIGITAL LEASING & FINANCE LTD.

(Member : NSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-SEP-2004

03-SEP-2004 		 
138
History of entity/person DINESH G.THAKKAR,M/S

(Member : SKSE)  
Click here to view complete history of this specific entity/person DINESH G.THAKKAR
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 13-MAY-2002

13-MAY-2002 		 
139
History of entity/person DINESH KUMAR SINGHANIA & CO.

(Member : CSE)  
Click here to view complete history of this specific entity/person DINESH KUMAR SINGHANIA
  		DECLARED DEFAULTER AND NOT RE-ADMITTED WITHIN A PERIOD OF SIX MONTHS   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2001

22-OCT-2001 		 
140
History of entity/person DINESH S.SHARMA,M/S

(Member : JSE)

(Along with : AGRASEN ENGINEERING INDUSTRIES LTD.)  
Click here to view complete history of this specific entity/person DINESH SHARMA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 24-DEC-2002

24-DEC-2002 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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