| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 121 |
|
OPTIMATES TEXTILE INDUSTRIES LTD.
|
|
|
|
ANOOP AGARWAL
|
|
|
B.K.JAIN
|
|
|
HARI BERIA
|
|
|
MAHENDRA SINGH
|
|
|
MAHESH LADHA
|
|
|
MOHIT BREY
|
|
|
RENU SINGH
|
|
|
SHARAD SOGANI
|
|
|
SUBHASH PATEL
|
|
|
SUDHIR JAIN
|
|
|
SUNIL AGARWAL
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 122 |
|
|
ORBIT SECURITIES PVT.LTD.
|
|
|
|
MANISHA SAMIR SHAH
|
|
|
SAMIR ROHIT KUMAR SHAH
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
RS.20,57,500.00 PENALY PAID TOWARDS INTEREST WHICH INCLUDED LEGAL COSTS
|
| 123 |
|
|
ORCHID CULTIVATION PROJECTS INDIA LTD.
(CIN:U01403WB2011PLC166376
PAN:AABCO5512D)
|
|
|
|
JYOTIRMOY BHATTACHARJEE
DIN:06840082
PAN:BOZPB3968J
|
|
|
RAJIV KUMAR SINGH
PAN:BYDPS1992M
|
|
|
SUBIR KUMAR PAUL
PAN:AKLPP5280G
|
|
|
SUMANTA BANERJEE
DIN:02121460
PAN:AMNPB4741N
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
ALL ACCUSED PLEADED GUILTY. CONSIDERING THEIR SUBMISSIONS THE COURT HELD THEM GUILTY AND DIRECTED THEM TO PAY RS.7,00,000.00 AS COMPENSATION TO SEBI AND RS.60,000.00
AS FINE. IN DEFAULT THE SIMPLE IMPRISONMENT OF 2YEARS. THEY HAVE
DEPOSITED THE AMOUNT IN CASH BEFORE THE REGISTRY OF COURT
|
| 124 |
|
|
OSIAN LPG BOTTLING LTD.
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.2,32,500.00 TO SEBI
|
| 125 |
|
|
PAFL INDUSTRIES LTD.
(CIN:U29253WB2011PLC161075
PAN:AAFCP9552J)
|
|
|
|
ABDUL MALEK
DIN:06792696
PAN:APYPM6292D
|
|
|
ANJAN DAS
DIN:02611879
PAN:AGAPD6510E
|
|
|
KRISHNA DAKUYA
DIN:06792698
PAN:AWUPD0139P
|
|
|
MABUD HOSSAIN
DIN:06792700
PAN:AELPH0259M
|
|
|
MITA MUKHERJEE
DIN:05330663
PAN:AJNPM7974K
|
|
|
REJAUL SEIKH
DIN:06793785
PAN:EPXPS8288L
|
|
|
SANJOY BISWAS
DIN:06619539
PAN:APVPB0765K
|
|
|
SANKAR SAHA
DIN:03053658
PAN:AKUPS5629M
|
|
|
SATYA CHARAN MONDAL
DIN:03065451
PAN:AWZPM0095L
|
|
|
SUDIP BALA
DIN:06815979
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 126 |
|
|
PANCHMAHAL CEMENT CO.LTD.
|
|
|
|
ASHOK RAOJIBHAI PATEL
|
|
|
JAYANT PURUSHOTTAMBHAI PATEL
|
|
|
MAFATLAL GORDHANBHAI PATEL
|
|
|
MAYUR MANUBHAI AMIN
|
|
|
NAGIBHAI CHHOTALAL SHAH
|
|
|
PRATAPSINH VASANTJI SAMPAT
|
|
|
TARPAN AMIN
|
|
FAILED TO PAY PENALTY
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 127 |
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
(PAN:AAACP3045P)
|
|
|
|
AMIT K.PAREKH
|
|
|
KARTIK KIRTIKUMAR PAREKH
DIN:00009502
|
|
|
KETAN VINAYCHANDRA PAREKH
DIN:00009468
PAN:AADPP1505A
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
|
NAVINCHANDRA NARBHERAM PAREKH
DIN:00009547
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
|
| 128 |
|
|
PANTHER INVESTRADE LTD.
(PAN:AAACP3259R)
|
|
|
|
AMIT K.PAREKH
|
|
|
KARTIK KIRTIKUMAR PAREKH
DIN:00009502
|
|
|
KETAN VINAYCHANDRA PAREKH
DIN:00009468
PAN:AADPP1505A
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
|
| 129 |
|
|
PARSOLI CORP.LTD.
(PAN:AABCP9030F)
|
|
|
|
AALIYA SARESHWALA
|
|
|
JUVERIA PUTHAWALA
|
|
|
MAHESH NANABHAI BHATT
|
|
|
MOHAMMAD IQBAL MOHAMMEAD HUSSAIN HAVA
|
|
|
MOHAMMED HABIB ZAFAR SARESHWALA
|
|
|
MOHAMMEDYUNUS MOHAMMEDHABIB SARESHWALA
|
|
|
PEER MOHAMMAD SYULTAN KHAN RANGREZ
|
|
|
SALEHA MOHAMMED YUNUS SARESHWALA
|
|
|
TALHA YUNUS SARESHWALA
|
|
|
TASKEEN U.SARESHWALA
|
|
|
UVES MOHAMMED YUNUS SARESHWALA
DIN:00123493
PAN:AOFPS5856M
|
|
|
VAJIHA TALHA SARESHWALA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 130 |
|
|
PENTAFOUR PRODUCTS LTD.
|
|
|
|
S.KRISHNAMOORTHY
|
|
|
S.N.RAJAN
|
|
|
T.D.SADASIVAM
|
|
|
V.RAMAKRISHNA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 131 |
|
|
PILLAIYAR PATTIYAR TEXTILES LTD.
|
|
|
|
DEEPAK BHALOTIA
|
|
|
GIRDHAR DAS BINANI
|
|
|
K.GOPALAKRISHNAN
|
|
|
K.M.VENKATESWARAN
|
|
|
N.M.MANTRI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF PENALTY AMOUNT AND COMPOUNDING CHARGES TO SEBI
|
| 132 |
|
|
POORVA TREXIM PVT.LTD.
(PAN:AACCP0015D)
|
|
|
|
AMIT DUTTA
|
|
|
PIYUSH KUMAR CHHAPARIA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
CONVICTION
|
| 133 |
|
|
POWERFLOW HOLDING & TRADING PVT.LTD.
|
|
|
|
ASHOK KUMAR SHARMA
|
|
|
MANOJ KUMAR BALOTHIA
|
|
|
MANOJ KUMAR BHALOTIA
|
|
|
S.RANJITH KUMAR
|
|
FAILED TO PAY PENALTY
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 134 |
|
|
PRAKASH CERAMICS LTD.
|
|
|
|
RAJESH JAIN
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 135 |
|
|
PRAKASH FOTRAN SOFTECH LTD.
|
|
|
|
RAJESH JAIN
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 136 |
|
|
R.C.OVERSEAS PVT.LTD.
|
|
|
|
DEEPAK
|
|
|
OM PRAKASH
|
|
|
RAJENDER SINGH RAWAT
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
|
| 137 |
|
|
RAI CHEMICALS PVT.LTD.
(CIN:U00304BR1989PTC003656)
|
|
|
|
A.MUKHERJEE
|
|
|
DIGAMBAR MANDAL
|
|
|
M.C.MALOO
|
|
|
S.L.MALOO
PAN:AAAPM0844N
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
THE OFFENCE WAS COMPOUNDED
|
| 138 |
|
|
RICHTONE FINTRADE & INVESTMENT PVT.LTD.
(CIN:U65990MH1996PTC100093)
|
|
|
|
NIKITA GHIA
|
|
|
SANJAY JOGANI
|
|
|
SHARAD GHADI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
25-AUG-2016
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 139 |
|
|
RIDDHI SILK MILLS
(PAN:AAJFR2520H)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-JUL-2022
|
WITHDRAWN
|
| 140 |
|
|
RIGHT FINSTOCK PVT.LTD.
(PAN:AAACR9277R)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67,000.00
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 7 of 10
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