| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 121 |
|
ABHILASHA MONEY OPERATIONS PVT.LTD.
(PAN:AABCA8262G)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET THROUGH SYNCHRONIZED AND STRUCTURED TRANSACTIONS IN SCRIP OF BHAGERIA INDUSTRIES LTD.
|
IMPOSED PENALTY RS.7,00,000
31-MAR-2023
|
SEBI VIDE ITS NOTICE DATED 06/07/2023 DIRECTED TO PAY RS.7,29,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 25/07/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6777 OF 2023 DATED 06/07/2023
|
| 122 |
|
|
ABHILEKH SHETH (HUF)
(PAN:AANHA5298M)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 123 |
|
|
ABHINANDAN FINTEX PVT.LTD.
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF BACCHHAT INVESTMENT & FINANCE LTD.
|
IMPOSED PENALTY RS.2,50,000
19-JUN-2009
|
|
| 124 |
|
|
ABHINANDAN STOCK BROKING PVT.LTD.
(PAN:AAICA8362N)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
30-SEP-2021
|
|
| 125 |
|
|
ABHINANDAN VANIJYA PVT.LTD.
(PAN:AACCA5379H)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
22-MAY-2019
|
|
| 126 |
|
|
ABHINAV AGARWAL (HUF)
(PAN:AALHA5879G)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 127 |
|
|
ABHINAV GARG (HUF)
(PAN:AANHA9193D)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
25-JAN-2022
|
SAT: SAT VIDE ITS ORDER DATED 17/11/2022 CONDONED THE DELAY IN FILING OF APPEAL. APPEAL DISMISSED
|
| 128 |
|
|
ABHINAV INVESTMENTS PVT.LTD.
|
|
|
|
DIPAK SHAH
|
|
INDULGED IN CREATION ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF ADANI EXPORTS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-OCT-2007 TO 23-APR-2008
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-OCT-2007 TO 23-APR-2008
24-OCT-2007
|
|
| 129 |
|
|
ABHINAV SHETH (HUF)
(PAN:AALHA0721M)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
05-APR-2022
|
SEBI VIDE ITS NOTICE DATED 01/02/2023 DIRECTED TO PAY RS.5,56,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 16/02/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6229 OF 2023 DATED 01/02/2023
|
| 130 |
|
|
ABHIPREET SHETH (HUF)
(PAN:AAOHA2885D)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000
05-APR-2022
|
SEBI VIDE ITS NOTICE DATED 01/02/2023 DIRECTED TO PAY RS.5,56,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 16/02/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6230 OF 2023 DATED 01/02/2023
|
| 131 |
|
|
ABHIRATI TRADING PVT.LTD.
(PAN:AAICA2271N)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF VAKRANGEE LTD.
|
IMPOSED PENALTY RS.75,00,000 ALONG WITH OTHER ENTITIES/PERSONS
26-APR-2021
|
|
| 132 |
|
|
ABHIRATI TRADING PVT.LTD.
(PAN:AAICA2271N)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF VAKRANGEE LTD.
|
IMPOSED PENALTY RS.50,00,000 ALONG WITH OTHER ENTITIES/PERSONS
26-APR-2021
|
|
| 133 |
|
|
ABHIRATI TRADING PVT.LTD.
(PAN:AAICA2271N)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF VAKRANGEE LTD.
|
IMPOSED PENALTY RS.50,00,000 ALONG WITH OTHER ENTITIES/PERSONS
26-APR-2021
|
|
| 134 |
|
|
ABHISHEK AGARWAL (HUF)
(PAN:AALHA4449L)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( CONSENT ORDER)
08-MAR-2023
|
|
| 135 |
|
|
ABHISHEK AGARWAL (HUF)
(PAN:AAIHA6393N)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.5,00,000 VIDE CONSENT ORDER)
14-JAN-2021
|
|
| 136 |
|
|
ABHISHEK AGARWAL (HUF)
(PAN:AANHA5024P)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( CONSENT ORDER)
08-MAR-2023
|
|
| 137 |
|
|
ABHISHEK AGARWAL (HUF)
(PAN:AAGHA3171G)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( CONSENT ORDER)
08-MAR-2023
|
|
| 138 |
|
|
ABHISHEK AGARWAL (HUF)
(PAN:AAOHA0580R)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( CONSENT ORDER)
08-MAR-2023
|
|
| 139 |
|
|
ABHISHEK AGRAWAL (HUF)
(PAN:AAOHA5592D)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 140 |
|
|
ABHISHEK BAGARIA (HUF)
(PAN:AAKHA3706P)
|
|
|
|
ABHISHEK BAGARIA
PAN:AAKHA3706P
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
24-MAR-2022
|
SAT: SAT VIDE ITS ORDER DATED 21/11/2022 DISMISSED THE APPEAL
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 7 of 594
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