| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 141 |
|
ADINATH INVESTMENT
(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
24-FEB-2012
|
|
| 142 |
|
|
ADINATH INVESTMENT
(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : BSE/NSE)
|
|
|
|
BHAVESH JAGDISHBHAI SHAH
|
|
IN THE PROCESS OF CANCELING SUB-BROKER REGISTRATION
|
CANCELLED REGISTRATION AS SUB-BROKER
28-JUL-2012
|
|
| 143 |
|
|
ADINATH SECURITIES
(Sub-Broker of INDIA CAPITAL MARKETS PVT.LTD., Member : NSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
03-DEC-2011
|
|
| 144 |
|
|
ADINATH SECURITIES
(Sub-Broker of INDIA CAPITAL MARKETS PVT.LTD., Member : BSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
03-DEC-2011
|
|
| 145 |
|
|
ADISH INVESTMENT
(Sub-Broker of B.R.JALAN SECURITIES PVT.LTD., Member : BSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
27-AUG-2011
|
|
| 146 |
|
|
ADISH JI & CO.
(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
04-AUG-2012
|
|
| 147 |
|
|
ADITI ASSOCIATES
(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2011
24-MAR-2011
|
|
| 148 |
|
|
ADITI GUPTA,M/S
(Sub-Broker of GLOBE CAPITAL MARKET LTD., Member : NSE)
|
|
|
|
ADITI GUPTA
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
08-OCT-2012
|
|
| 149 |
|
|
ADITYA AGARWAL,M/S
(Sub-Broker of INDIA INFOLINE LTD., Member : NSE/BSE)
|
|
|
|
ADITYA AGARWAL
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 26-OCT-2010
26-OCT-2010
|
|
| 150 |
|
|
ADITYA CAPITAL
(Sub-Broker of RELIANCE SECURITIES LTD., Member : NSE/BSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 08-OCT-2015
08-OCT-2015
|
|
| 151 |
|
|
ADITYA CONSULTANT
(Sub-Broker of ANAGRAM STOCKBROKING LTD., Member : BSE)
|
|
|
|
RAJESH R.SHIROLE
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 22-OCT-2007
22-OCT-2007
|
|
| 152 |
|
|
ADITYA CONSULTANT
(Sub-Broker of ANAGRAM SECURITIES LTD., Member : NSE)
|
|
|
|
RAJESH R.SHIROLE
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 22-OCT-2007
22-OCT-2007
|
|
| 153 |
|
|
ADITYA FINANCIAL SERVICES
(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2013
05-MAR-2013
|
|
| 154 |
|
|
ADITYA FINANCIAL SERVICES
(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)
|
|
|
|
SHARAD VYAS
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
24-MAR-2012
|
|
| 155 |
|
|
ADITYA INVESTMENT
(Sub-Broker of ANGEL BROKING LTD., Member : BSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
31-MAR-2012
|
|
| 156 |
|
|
ADITYA INVESTMENT
(Sub-Broker of J.L.SHAH SECURITIES PVT.LTD., Member : BSE)
|
|
|
|
ASHOK JAYANTILAL SHAH
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 18-FEB-2009
18-FEB-2009
|
|
| 157 |
|
|
ADITYA INVESTMENTS
(Sub-Broker of MAGNUM EQUITY BROKING LTD., Member : BSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
12-MAR-2012
|
|
| 158 |
|
|
ADITYA INVESTMENTS
(Sub-Broker of HSBC INVESTDIRECT SECURITIES (INDIA) LTD., Member : BSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 09-JUN-2011
09-JUN-2011
|
|
| 159 |
|
|
ADITYA INVESTMENTS
(Sub-Broker of KISAN RATILAL CHOKSEY SHARES & SECURITIES PVT.LTD., Member : BSE/NSE)
|
|
|
|
RINKU SINGH
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
01-MAR-2014
|
|
| 160 |
|
|
ADITYA INVESTMENTS
(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : BSE/NSE)
|
|
|
|
AMIT ANANDRAO KANASE
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 01-DEC-2006
01-DEC-2006
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 8 of 344
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