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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 12-OCT-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: CANCELLED REGISTRATION AS INVESTMENT ADVISOR

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
141
History of entity/person STOCKEY INVESTMENT ADVISORS

(PAN:EHVPS8595A)  
Click here to view complete history of this specific entity/person VAIBHAV SHARMA

PAN:EHVPS8595A
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
142
History of entity/person TACTERIAL CONSULTING PVT.LTD.

(PAN:AAGCT8653H)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

07-AUG-2026 		 
143
History of entity/person TAURO INVESTMENT ADVISORS PVT.LTD.

(PAN:AAFCT3930N)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
144
History of entity/person TRADE INDIA RESEARCH

(PAN:BEHPG5479R)  
Click here to view complete history of this specific entity/person NEHA GUPTA

PAN:BEHPG5479R
  		CHARGED UNREASONABLE, ARBITRARILY AND INCONSISTENT FEE

PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS

SOLD ADVISORY SERVICES/PRODUCTS TO CLIENTS WITHOUT ENSURING SUITABILITY OF ADVICE ACCORDING TO THEIR RISK PROFILE

PROVIDED INVESTMENT ADVICE WITHOUT CONSENT OF THE CLIENTS

DID NOT OBTAIN AND/OR MAINTAIN ANY DOCUMENTS FOR KNOW YOUR CLIENTS (KYC), RISK PROFILING, SUITABILITY, ACKNOWLEDGEMENT FROM CLIENTS, COMMUNICATION WITH CLIENTS/INVESTORS, CALL RECORDING OF CARRYING OUT RISK PROFILING AND RATIONALE FOR ADVISORY SERVICES ETC.

DID NOT INTIMATE SEBI ABOUT MATERIAL CHANGE IN INFORMATION

MANIPULATED AND FORCED CLIENT TO PAY MORE AND MORE FEES WITH THREAT OF FORFEITURE

PROVIDED EXECUTION SERVICES TO CLIENT

MOBILIZED MONEY FROM CLIENT IN DECEITFULLY AND CREATED FAKE PORTFOLIO

CONCEALED INFORMATION IN APPLICATION FORM FOR GRANT OF REGISTRATION CERTIFICATE

REPRESENTATIVES/EMPLOYEES DID NOT HAVE REQUISITE QUALIFICATION AND CERTIFICATION

DID NOT REDRESS INVESTOR COMPLAINTS   		CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 30-NOV-2023

30-NOV-2023 		 
145
History of entity/person TRADE INDIA RESEARCH

(PAN:BEHPG5479R)  
Click here to view complete history of this specific entity/person NEHA GUPTA

PAN:BEHPG5479R
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 22-SEP-2026

22-SEP-2026 		 
146
History of entity/person TRADEBIZZ RESEARCH

(PAN:BEKPP6860A)  
Click here to view complete history of this specific entity/person SANTOSH SINGH PARIHAR

PAN:AKXPJ5392B
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

07-AUG-2026 		 
147
History of entity/person TRADECURE FINANCIAL RESEARCH

(PAN:AAKFT7256R)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-JUL-2026

21-JUL-2026 		 
148
History of entity/person TRUENORTH LABS PVT.LTD.

(PAN:AAFCT8811L)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
149
History of entity/person UNIQUE RESEARCH

(PAN:AWYPG8752B)  
Click here to view complete history of this specific entity/person POONAM GAUTAM

PAN:AWYPG8752B
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

07-AUG-2026 		 
150
History of entity/person VALUEVEST SERVICES PVT.LTD.

(PAN:AAGCV1497F)  
  DID NOT ADHERE TO NET WORTH REQUIREMENT AS SPECIFIED UNDER REGULATION 8(1) OF SEBI (INVESTMENT ADVISORS) REGULATIONS, 2013   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 09-MAY-2024

09-MAY-2024 		 
151
History of entity/person VARHAD CAPITAL PVT.LTD.  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 11-SEP-2026

11-SEP-2026 		 
152
History of entity/person VASISTH CAPITAL PVT.LTD.  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 22-SEP-2026

22-SEP-2026 		 
153
History of entity/person VBS INVESTMENTS

(PAN:AARFV0808L)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-JUL-2025

25-JUL-2025 		 
154
History of entity/person VRUDHI ADVISORY SERVICES LLP

(PAN:AAPFV2336R)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
155
History of entity/person WALLET INVESTMENT ADVISORS

(Along with : AM WEALTH MANAGERS PVT.LTD.)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
156
History of entity/person WEALTH CHASER GLOBAL RESEARCH

(PAN:AXAPR0008C)  
Click here to view complete history of this specific entity/person SUMIT RATHI

PAN:AXAPR0008C
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
157
History of entity/person WEALTHFUND SERVICES PVT.LTD.

(PAN:AADCI7727C)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
158
History of entity/person WEALTHIT GLOBAL

(PAN:CXGPM4395H)  
Click here to view complete history of this specific entity/person MOHIT MANGHNANI

PAN:CXGPM4395H
  		DID NOT RENEW NISM REGISTRATION

DID NOT HAVE QUALIFICATION TO CONTINUE TO ACT AS REGISTERED INVESTMENT ADVISER

PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS

SOLD MULTIPLE PRODUCTS AND CHARGED UNREASONABLE FEES AND/OR SERVICE CHARGE

DID NOT CO-OPERATE IN PROVIDING INFORMATION TO SEBI FOR THE PURPOSE OF EXAMINATION OF ITS AFFAIRS

DID NOT PROVIDE MATERIAL INFORMATION TO SEBI

DID NOT COMMUNICATE RISK PROFILE TO CLIENTS

DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES IN STIPULATED TIME

DID NOT REDRESS INVESTOR COMPLAINTS   		CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 30-APR-2023

31-MAR-2023 		SAT: SAT VIDE ITS ORDER DATED 25/07/2023 CONDONED THE DELAY IN FILING OF APPEAL. ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER 31/03/2023. MATTER REMITTED BACK TO SEBI TO PASS FRESH ORDER IN ACCORDANCE WITH LAW  
159
History of entity/person WEALTHMAX SOLUTION INVESTMENT ADVISER

(PAN:ATCPJ2297H)  
Click here to view complete history of this specific entity/person PIYUSH JAIN

PAN:ATCPJ2297H
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER

DID NOT RENEW NISM REGISTRATION

DID NOT OBTAIN MEMBERSHIP FROM BSE ADMINISTRATION & SUPERVISION LTD. (BASL)   		CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 09-APR-2026

09-APR-2026 		 
160
History of entity/person WEALTHWIZ ADVISORS

(PAN:AEPPG8593M)  
Click here to view complete history of this specific entity/person CHIRAG GOKANI

PAN:AEPPG8593M
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

07-AUG-2026 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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