| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 141 |
|
RIGHT FINSTOCK PVT.LTD.
(PAN:AAACR9277R)
|
|
|
|
SANKET S.SHAH
|
|
|
VISHNUBHAI S.PAREKH
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67,000.00
|
| 142 |
|
|
RITEDEAL TRADING CO.PVT.LTD.
(PAN:AACCR9537J)
|
|
|
|
AJIT SAMBHAJI SURYAVANSHI
PAN:AVOPS4111P
|
|
|
SANTOSH ROHIDAS JAGTAP
PAN:AFUPJ0681F
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 143 |
|
|
RITUJA FINVEST PVT.LTD.
|
|
|
|
ANIL D.DOSHI
|
|
|
DILIP N.SHAH
|
|
|
DINESH D.DOSHI
|
|
|
VINOD C.SHAH
|
|
FAILED TO PAY PENALTY
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACQUITTED
|
| 144 |
|
|
ROCKY MARKETING PVT.LTD.
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
THE OFFENCE WAS COMPOUNDED
|
| 145 |
|
|
S.J.IMPEX
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 146 |
|
|
S.J.SECURITIES PVT.LTD.
(CIN:U74899DL1995PTC066129)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 147 |
|
|
S.J.SECURITIES PVT.LTD.
(CIN:U74899DL1995PTC066129)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 148 |
|
|
S.S.FORGINGS & ENGINEERING LTD.
(CIN:L27106MH1994PLC108685
PAN:AABCS2068J)
|
|
|
|
ASHOK SHARMA
|
|
|
DALJIT SINGH MATHARU
PAN:AILPM1271C
|
|
|
MITHLESH SURESH SHARMA
|
|
|
RAM PRATAP SINGH
|
|
|
SURESH JAIRAM SHARMA
PAN:ANFPS2503J
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 149 |
|
|
SAMRADHA FINSTOCK PVT.LTD.
|
|
|
|
JACKY RUDOLF FERNANDES
|
|
|
MANISH JAMUNADAS VORA
|
|
|
MANOJ JAIN
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.467821.00 TO SEBI
|
| 150 |
|
|
SANYO FINANCE & INVESTMENT PVT.LTD.
|
|
|
|
RAKESH SONI
|
|
VIOLATED SEBI ACT, 1992
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 151 |
|
|
SANYOG COMMODITIES PVT.LTD.
|
|
|
|
DEBANSHU BERA
|
|
|
DEBENDRA NATH PAIRA
|
|
|
RAKESH AGARWAL
|
|
|
SHRAVAN SHARMA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 152 |
|
|
SARAL WEBSITE & EXIM PVT.LTD.
|
|
|
|
GAURAV BANSAL
|
|
|
PRAMOD KUMAR
|
|
FAILED TO PAY PENALTY
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 153 |
|
|
SARSWATI VINCOM LTD.
(CIN:U51909WB1995PLC068330
PAN:AAECS4656B)
|
|
|
|
AJAY JHUNJHUNWALA
DIN:01400477
|
|
|
RAJ KUMAR MODI
|
|
|
SAJJAN KUMAR JHUNJHUNWALA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED RS.3,55,447.00
|
| 154 |
|
|
SAWACA BUSINESS MACHINES LTD.
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 155 |
|
|
SAWACA COMMUNICATION LTD.
(CIN:L64201GJ1995PLC024912)
|
|
|
|
JELAL I.BATRA
|
|
|
JYOTSNA S.SHAH
PAN:AKAPS1175J
|
|
|
KALPESH L.TRIVEDI
|
|
|
KAUSHIK C.RAMANIY
|
|
|
MAHENDRA A.SHAH
|
|
|
MAHESH KUMAR HARIBHAI HADVANI PATEL
|
|
|
MAKUL H.SHAH
|
|
|
PINAKIN R.PATEL
|
|
|
RAJU B.SHAH
|
|
|
SATISH R.SHAH
PAN:ACBPS8940G
|
|
|
SHEETAL S.SHAH
PAN:ANYPS3796C
|
|
|
VISHAL S.SHAH
PAN:AJWPS2689A
|
|
FAILED TO PAY PENALTY
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.6,15,955.00
|
| 156 |
|
|
SHREEHARI HIRA STOCK BROKING PVT.LTD.
(PAN:AAJCS0518D)
|
|
|
|
MAHESH KUMAR BISSA
|
|
|
SARLA VASANT BISSA
|
|
|
SHIVKUMAR HARIKISHAN BISSA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 157 |
|
|
SHREEHARI HIRA STOCK BROKING PVT.LTD.
(PAN:AAJCS0518D)
|
|
|
|
MAHESH KUMAR BISSA
|
|
|
SARLA VASANT BISSA
|
|
|
SHIVKUMAR HARIKISHAN BISSA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 158 |
|
|
SHRI PARSHWA FINANCE
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 159 |
|
|
SHRI PARSHWA FINANCE
|
|
|
|
PIYUSH SUBODHCHANDRA JHAVERI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.16,78,660.00
|
| 160 |
|
|
SHRI PARSHWA FINANCE
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 8 of 10
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