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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: PROHIBITED FROM TAKING UP ANY NEW ASSIGNMENT AS DEBENTURE TRUSTEE OR INVOLVEMENT IN ANY NEW ISSUE OF CAPITAL INCLUDING IPO, FOLLOW-ON ISSUE

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
141
History of entity/person TAPAS KUMAR BASU

(PAN:ADLPB2640K)  
Click here to view complete history of this specific entity/person VIBGYOR ALLIED INDUSTRIES LTD.

CIN:U01132WB1989PLC046854
PAN:AAGCS7590C
  		ACTED AS DEBENTURE TRUSTEE WITHOUT SEBI REGISTRATION   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2018 TO 08-MAR-2022

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2018 TO 08-MAR-2022

PROHIBITED FROM TAKING UP ANY NEW ASSIGNMENT AS DEBENTURE TRUSTEE OR INVOLVEMENT IN ANY NEW ISSUE OF CAPITAL INCLUDING IPO, FOLLOW-ON ISSUE FROM 09-MAR-2018 TO 08-MAR-2022

09-MAR-2018 		SEBI VIDE ITS ORDER DATED 20/12/2018 PROHIBITED FROM 1. ACCESSING SECURITIES MARKET OR BUY, SELL OR OTHERWISE DEAL IN SECURITIES MARKET, EITHER DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS 2) ACTING AS DEBENTURE TRUSTEE IN DEBENTURE OF VIBGYOR ALLIED INDUSTRIES LTD. AND FROM TAKING UP ANY ASSIGNMENT OR INVOLVE ITSELF IN ANY ISSUE OF SECURITIES IN SIMILAR CAPACITY WHATSOEVER, DIRECTLY OR INDIRECTLY, WITHOUT OBTAINING REGISTRATION AS DEBENTURE TRUSTEE  
142
History of entity/person TAPAS KUMAR DEY  
Click here to view complete history of this specific entity/person PRISM INFRACON LTD.

PAN:AAFCP1275L
  		ACTED AS DEBENTURE TRUSTEE WITHOUT SEBI REGISTRATION   PROHIBITED FROM CONTINUING WITH THE PRESENT ASSIGNMENT AS DEBENTURE TRUSTEE

PROHIBITED FROM TAKING UP ANY NEW ASSIGNMENT AS DEBENTURE TRUSTEE OR INVOLVEMENT IN ANY NEW ISSUE OF CAPITAL INCLUDING IPO, FOLLOW-ON ISSUE FROM 18-FEB-2016 TO 17-FEB-2020

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-FEB-2016 TO 17-FEB-2020

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-FEB-2016 TO 17-FEB-2020

24-NOV-2014 		SEBI VIDE ITS ORDER DATED 18/02/2016 RESTRAINED FROM ACTING AS AN INTERMEDIARY, ACCESSING SECURITIES MARKET AND FURTHER RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES, IN ANY MANNER WHATSOEVER, FOR A PERIOD OF 4 YEARS

SAT: SAT VIDE ITS ORDER DATED 11/10/2017 DIRECTED APPELLANT TO FURNISH THE LIST OF ITS ASSETS (AS STIPULATED IN THE IMPUGNED ORDER) TO SEBI WITHIN A PERIOD OF FOUR WEEKS FROM THE DATE OF THIS ORDER. FURTHER DIRECTED NOT TO DISPOSE OFF ANY OF ITS ASSETS WITHOUT PRIOR APPROVAL OF SEBI TILL THE ENTIRE AMOUNT UNDER THE IMPUGNED ORDER REFUNDED TO THE INVESTORS. NO COSTS  
143
History of entity/person TINKU DAS  
Click here to view complete history of this specific entity/person MRS DEBENTURE TRUST
  		ACTED AS DEBENTURE TRUSTEE WITHOUT SEBI REGISTRATION   PROHIBITED FROM CONTINUING WITH THE PRESENT ASSIGNMENT AS DEBENTURE TRUSTEE

PROHIBITED FROM TAKING UP ANY NEW ASSIGNMENT AS DEBENTURE TRUSTEE OR INVOLVEMENT IN ANY NEW ISSUE OF CAPITAL INCLUDING IPO, FOLLOW-ON ISSUE FROM 08-MAY-2015 TO 07-MAY-2019

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-MAY-2015 TO 07-MAY-2019

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-MAY-2015 TO 07-MAY-2019

08-MAY-2015 		SEBI VIDE ITS ORDER DATED 18/10/2016 PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR A PERIOD OF FOUR YEARS  
144
History of entity/person V.AYYAPPAN NAIR  
Click here to view complete history of this specific entity/person KERALA HOUSING FINANCE LTD.

CIN:U65992KL1992PLC006417
PAN:AACCK2183P
Click here to view complete history of this specific entity/person KERALA HOUSING FINANCE LTD.

CIN:U65992KL1992PLC006417
PAN:AACCK2183P
  		ACTED AS DEBENTURE TRUSTEE WITHOUT SEBI REGISTRATION   PROHIBITED FROM CONTINUING WITH THE PRESENT ASSIGNMENT AS DEBENTURE TRUSTEE

PROHIBITED FROM TAKING UP ANY NEW ASSIGNMENT AS DEBENTURE TRUSTEE OR INVOLVEMENT IN ANY NEW ISSUE OF CAPITAL INCLUDING IPO, FOLLOW-ON ISSUE FROM 10-AUG-2017 TO 09-AUG-2018

20-NOV-2015 		SEBI VIDE ITS ORDER DATED 14/08/2017 DIRECTED NOT TO ACT AS DEBENTURE TRUSTEE IN RESPECT OF DEBENTURES OF KERALA HOUSING FINANCE LTD. AND SHALL NOT TAKE UP ANY NEW ASSIGNMENT OR INVOLVEMENT IN ANY NEW ISSUE OF SECURITIES IN A SIMILAR CAPACITY, FOR A PERIOD OF ONE YEAR FROM DATE OF THIS ORDER  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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