| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1581 |
|
VENKATARAMAN RAJAMANI
(PAN:ADHPR6633G)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(1) READ WITH 1312) AND 13(2)(A) OF SAST REGULATIONS, 2011 IN MATTER OF IIFL FINANCE LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-MAR-2022
|
|
| 1582 |
|
|
VIDHI ATUL HEMANI
(PAN:ACIPH0949K)
|
|
|
DID NOT MAKE DISCLOSURES OF RELEASE OF PLEDGE AND INVOCATION OF PLEDGE OF SHARES TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 31(1) AND 31(2) READ WITH 31(3) OF SAST REGULATIONS, 2011 IN MATTER OF OMNITECH INFOSOLUTIONS LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED REGULATIONS 13(4) AND 13(4A) READ WITH 13(5) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF OMNITECH INFOSOLUTIONS LTD.
|
IMPOSED PENALTY RS.4,00,000
17-OCT-2022
|
SAT: SAT VIDE ITS ORDER DATED 19/12/2022 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS NOTICE DATED 12/04/2023 DIRECTED TO PAY RS.4,29,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 03/05/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 1583 |
|
|
VIDHI N.SHAH
|
|
|
DELAYED DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF FORTUNE FINANCIAL SERVICES (INDIA) LTD.
|
IMPOSED PENALTY RS.1,00,000 ALONG WITH OTHER ENTITIES/PERSONS
29-SEP-2021
|
|
| 1584 |
|
|
VIDYA SRINIVASAN
(PAN:AAGPS0203B)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF HYDRO S&S INDUSTRIES LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(4A) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF HYDRO S&S INDUSTRIES LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF HYDRO S&S INDUSTRIES LTD.
|
IMPOSED PENALTY RS.4,00,000
29-OCT-2015
|
SAT: SAT VIDE ITS ORDER DATED 17/03/2016 QUASHED AND SET ASIDED IMPUGNED ORDER AND RESTORED THE MATTER TO FILE OF AO TO PASS FRESH ORDER ON MERITS AND IN ACCORDANCE WITH LAW. NO COSTS
|
| 1585 |
|
|
VIJAY BIYANI
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(3) READ WITH 3(2) AND 25(5) OF SAST REGULATIONS, 2011 IN MATTER OF PRAXIS HOME RETAIL LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-APR-2023
|
|
| 1586 |
|
|
VIJAY JAIN
(PAN:ACRPJ9847M)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF GAYLORD COMMERCIAL CO.LTD.
|
IMPOSED PENALTY RS.3,00,000 ALONG WITH OTHER ENTITIES/PERSONS
15-JAN-2014
|
SAT: APPEAL DISMISSED. NO COSTS
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 1587 |
|
|
VIJAY JAMNADAS VORA
(PAN:ACOPV9937D)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SELF, REVERSAL OF TRADE AND SYNCHRONIZED TRANSACTIONS IN SCRIP OF SKY INDUSTRIES LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGE IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(3) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF SKY INDUSTRIES LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35 OF SAST REGULATIONS, 2011 IN MATTER OF SKY INDUSTRIES LTD.
|
IMPOSED PENALTY RS.2,62,00,000
12-MAR-2015
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS NOTICE DATED 09/12/2019 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 24/02/2020 DIRECTED ALL THE BANKS TO REMIT RS.4,17,91,795.00 TO THE EXTENT LYING IN THE ACCOUNT OF MR.VIJAY JAMNADAS VORA BY WAY OF EFT/NEFT/RTGS
|
| 1588 |
|
|
VIJAY JAMNADAS VORA
(PAN:ACOPV9937D)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35(2) OF SAST REGULATIONS, 2011 IN MATTER OF SKY INDUSTRIES LTD.
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE ITS ORDER DATED 28/03/2014 TO MAKE PUBLIC ANNOUNCEMENT IN MATTER OF SKY INDUSTRIES LTD.
|
IMPOSED PENALTY RS.4,50,00,000
26-JUL-2017
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS NOTICE DATED 09/12/2019 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 24/02/2020 DIRECTED ALL THE BANKS TO REMIT RS.6,55,02,370.00 TO THE EXTENT LYING IN THE ACCOUNT OF MR.VIJAY JAMNADAS VORA BY WAY OF EFT/NEFT/RTGS
|
| 1589 |
|
|
VIJAY JEEVAN PATEL
(PAN:AQFPP6714P)
(Along with : HITESH MOHANBHAI PATEL,
BHAVNA HITESH PATEL,
DIMPLE VIPUL PATEL,
VIPUL MOHANBHAI PATEL,
VAISHALI VIJAY PATEL)
|
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT VIOLATING SECTION 12A(F) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(1), 3(2), 3(3), 4 READ WITH 13 AND 25(5) OF SEBISAST REGULATIONS, 2011 IN MATTER OF NUTRICIRCLE LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
25-JUN-2024
|
|
| 1590 |
|
|
VIJAY JEEVAN PATEL
(PAN:AQFPP6714P)
(Along with : HITESH MOHANBHAI PATEL,
BHAVNA HITESH PATEL,
DIMPLE VIPUL PATEL,
VIPUL MOHANBHAI PATEL,
VAISHALI VIJAY PATEL)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF NUTRICIRCLE LTD.
|
IMPOSED PENALTY RS.3,00,000 ALONG WITH OTHER ENTITIES/PERSONS
25-JUN-2024
|
|
| 1591 |
|
|
VIJAY SAJJANRAJ KOTHARI
(PAN:BAKPK3846B)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF JAYAVANT INDUSTRIES LTD.
|
IMPOSED PENALTY RS.1,00,000 ALONG WITH OTHER ENTITIES/PERSONS
17-MAY-2017
|
|
| 1592 |
|
|
VIJAYAN I.V.
(PAN:ABKPV3974B)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF ARTECH POWER PRODUCTS LTD.
|
IMPOSED PENALTY RS.1,00,000
22-MAR-2019
|
|
| 1593 |
|
|
VIJAYKUMAR KHEMANI
(PAN:AGFPK2444R)
|
|
|
|
KHEMANI DISTRIBUTORS & MARKETING LTD.
PAN:AAECK2123P
|
|
|
ONYX PARTNERS
PAN:AAFFO1175R
|
|
|
VIJAYKUMAR MANGTURAM KHEMANI (HUF)
PAN:AABHV3111Q
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENTS AS REQUIRED UNDER REGULATIONS 13 AND 25(5) READ WITH 3(2), 3(3) AND 4 OF SAST REGULATIONS, 2011 IN MATTER OF KHEMANI DISTRIBUTORS & MARKETING LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
11-MAR-2025
|
|
| 1594 |
|
|
VIJAYKUMAR NANDKUMAR HARCHANDANI
(PAN:AASPH7883E)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35 OF SAST REGULATIONS, 2011 IN MATTER OF LINKHOUSE INDUSTRIES LTD.
|
IMPOSED PENALTY RS.25,00,000 ALONG WITH OTHER ENTITIES/PERSONS
24-MAY-2018
|
SEBI VIDE ITS NOTICE DATED 29/10/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SAT: SAT VIDE ITS ORDER DATED 05/12/2019 ALLOWED THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 10/12/2019 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF DEFAULTERS WHICH WERE ATTACHED PURSUANT TO NOTICE OF ATTACHMENT DATED 29/10/2018
|
| 1595 |
|
|
VIJETA VALSARAJ
(PAN:AFSPV9350F)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF COASTAL CORP.LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF COASTAL CORP.LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.13,12,188 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
29-MAR-2019
|
|
| 1596 |
|
|
VIJU BABULAL JAIN
(PAN:AUXPJ7590H)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 4 READ WITH 13(1) OF SAST REGULATIONS, 2011 IN MATTER OF SHRI KRISHNA PRASADAM LTD.
|
IMPOSED PENALTY RS.20,00,000
30-MAR-2022
|
SEBI VIDE ITS NOTICE DATED 10/10/2022 DIRECTED TO PAY RS.21,61,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 30/11/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 19/12/2022 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 30/11/2022
SAT: SAT VIDE ITS ORDER DATED 20/01/2023 DISMISSED THE REVIEW APPLICATION
|
| 1597 |
|
|
VIKAS BHAWANISHANKAR SHARMA
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 31(1) READ WITH 31(3) OF SAST REGULATIONS, 2011 IN MATTER OF SUPREME INFRA INDIA LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.3,55,806 VIDE CONSENT ORDER)
08-FEB-2019
|
|
| 1598 |
|
|
VIKAS GARG
(PAN:AAAPG8241P)
(Along with : SEEMA GARG,
SUKRITI GARG,
VRINDA GARG,
VAASU GARG,
NAND KISHORE GARG,
USHA GARG,
MADANLAL AGARWAL,
LAXMIDEVI AGARWAL)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) AND 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF BEST AGROLIFE LTD. (FORMERLY KNOWN AS SAHYOG MULTIBASE LTD.)
|
IMPOSED PENALTY RS.6,00,000 ALONG WITH OTHER ENTITIES/PERSONS
21-MAR-2024
|
|
| 1599 |
|
|
VIKAS GARG
(PAN:AAAPG8241P)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF BEST AGROLIFE LTD. (FORMERLY KNOWN AS SAHYOG MULTIBASE LTD.)
|
IMPOSED PENALTY RS.2,00,000
21-MAR-2024
|
|
| 1600 |
|
|
VIKAS GARG
(PAN:AAAPG8241P)
(Along with : SUKRITI GARG)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF SAHYOG MULTIBASE LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.3,48,075 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
16-JUL-2019
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 80 of 84
|
