| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 161 |
|
TRINITY TRADELINK LTD.
(CIN:L11103MH1985PLC035826
PAN:AAFCS8117C)
|
|
|
|
VIKRANT KAYAN
DIN:00761044
PAN:AFJPK8437M
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS VIOLATING REGULATIONS 4(2)(F)(II)(1), (6), (7), 4(2)(F)(III)(1)(3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF TRINITY TRADELINK LTD.
DID NOT ADHERE TO REGULATIONS 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF TRINITY TRADELINK LTD.
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF TRINITY TRADELINK LTD. VIOLATING SECTION 21 OF SCRA, 1956
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 29-JUN-2022 TO 28-JUN-2023
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
IMPOSED PENALTY RS.20,00,000
29-JUN-2022
|
SAT: SAT VIDE ITS ORDER DATED 07/11/2022 CONDONED THE DELAY IN FILING OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED ON OR BEFORE NEXT DATE
|
| 162 |
|
|
TRIVEDI VIJAY MAHIPATRAM (HUF)
(PAN:AACHT3689L)
|
|
|
|
ANSOYABEN RAJENDRAKUMAR SHUKAL
PAN:BPPPS5842K
|
|
|
CHANDRESH KANAIYALAL BIJAVA
PAN:ALPPB2894R
|
|
|
CHHAYA RAKESH SABLE
PAN:BRBPS8409L
|
|
|
DAKSHABEN BANAVARILAL SHARMA
PAN:BPPPS5841L
|
|
|
DILIP SITARAM WANI
PAN:ABXPW6055B
|
|
|
GAWMATI MATHURBHAI PARMAR
PAN:AUBPP2964R
|
|
|
GEETABEN NAROTTAMBHAI PARMAR
PAN:AUBPP3076G
|
|
|
GITABEN VAHALABHAI JADAV
PAN:AIXPJ9862G
|
|
|
HANSABEN JAYESHKUMAR PARMAR
PAN:ATZPP4475C
|
|
|
HASUMATIBEN MANILAL PARMAR
PAN:AUBPP3083B
|
|
|
JOHNALI GULAMALI MOMIN
PAN:ARJPM1558K
|
|
|
KAMLABEN DHANSINGBHAI LODHA
PAN:ADMPL7536P
|
|
|
LEKHABEN DINESHBHAI SHAH
PAN:APCPS2087N
|
|
|
MAHERA JOHNALI MOMIN
PAN:ARJPM1559J
|
|
|
MANJULABEN CHANDRESHBHAI BIJAVA
PAN:AOIPB3569H
|
|
|
PARULBEN MANILAL PARMAR
PAN:ATZPP4014H
|
|
|
PINTU KACHARAJI TELI
PAN:ALZPT8200D
|
|
|
PREMLATA BHAGAVENDAS KOSHTI
PAN:AWYPK0197L
|
|
|
PUSHPABEN DILIPKUMAR VANI
PAN:AGJPV7559E
|
|
|
RINABEN PREMCHANDABHAI PARMAR
PAN:AUBPP3074E
|
|
|
SANGITABEN BHUPESHBHAI BHAVSAR
PAN:AOJPB6507Q
|
|
|
SHEELA ANJAY GUPTA
PAN:ALHPG9421D
|
|
|
SMITABEN BHARATBHAI KHAMBHATI
PAN:AKAPM2479D
|
|
|
SONALBEN NIMESHKUMAR RAVAL
PAN:AMAPR3470K
|
|
|
VIJAY MAHIPATRAY TRIVEDI
PAN:AGNPT7343N
|
|
TRANSFERRED AND RECEIVED SHARES IN OFF-MARKET TRANSACTIONS WITHOUT ANY PAYMENT/RECEIPT OF CONSIDERATION SAME DAY OR NEXT DAY VIOLATING SECTION 2(I)(A) READ WITH SECTIONS 13, 16 AND 18 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956 IN IPOS OF L&T FINANCE HOLDINGS LTD., TREE HOUSE EDUCATION LTD. AND FUTURE VENTURES INDIA LTD.
|
IMPOSED PENALTY RS.15,000
31-AUG-2020
|
SAT: SAT VIDE ITS ORDER DATED 19/07/2021 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO RS.15,000.00 FROM RS.25,000.00
SAT: SAT VIDE ITS ORDER DATED 05/10/2021 REJECTED MODIFICATION APPLICATION
|
| 163 |
|
|
TULIP EXPOTRADE PVT.LTD.
(CIN:U51909PB2007PTC031001
PAN:AACCT6697B)
|
|
|
INDULGED IN OFF MARKET TRANSACTIONS OF SHARES WITHOUT SALE CONSIDERATION VIOLATING SECTION 16 OF SCRA, 1956 READ WITH SEBI NOTIFICATION NO.G.S.R.219 (E) DATED 02/03/2000 AND SECTIONS 13 AND 18 OF SCRA READ WITH SECTIONS 2(I) OF SCRA ACT, 1956 IN MATTER OF VERTEX SPINNING LTD.
|
IMPOSED PENALTY RS.10,00,000
26-SEP-2018
|
SEBI VIDE ITS NOTICE DATED 30/08/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 07/09/2022 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT TO THE EXTENT LYING IN THE BANK AND TERM DEPOSIT ACCOUNTS OF TULIP EXPOTRADE PVT.LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 164 |
|
|
TULIP EXPOTRADE PVT.LTD.
(CIN:U51909PB2007PTC031001
PAN:AACCT6697B)
|
|
|
ENTERED INTO OFF-MARKET TRANSACTIONS WHICH WERE NOT IN THE NATURE OF SPOT DELIVERY CONTRACTS VIOLATING SECTION 13 READ WITH SECTION 2(I) OF SECURITIES CONTRACTS (REGULATION) ACT, 1956 IN SCRIP OF IFL PROMOTERS LTD.
|
IMPOSED PENALTY RS.11,00,000
25-JUN-2018
|
SEBI VIDE ITS NOTICE DATED 20/01/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 165 |
|
|
TULIVE DEVELOPERS LTD.
(PAN:AAACK4787D)
|
|
|
|
ATUL GUPTA
PAN:AFZPG6089H
|
|
|
K.V.RAMANA SHETTY
PAN:ATZPS3443D
|
|
DID NOT ADHERE TO PRESCRIBED METHODS OF COMPLIANCE WITH MINIMUM PUBLIC SHAREHOLDING REQUIREMENTS AS PER CLAUSE 40A OF LISTING AGREEMENT IN MATTER OF TULIVE DEVELOPERS LTD.
DID NOT ADHERE TO PRESCRIBED METHODS OF COMPLIANCE WITH MINIMUM PUBLIC SHAREHOLDING REQUIREMENTS VIOLATING PROVISIONS OF SECTION 21 OF SCRA AND PROVISO TO REULE 19A (1) OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
|
IMPOSED PENALTY RS.50,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-AUG-2015
|
|
| 166 |
|
|
TUSHAR (INDIA) PVT.LTD.
(CIN:U74899DL1985PTC022572
PAN:AABCT5830B)
|
|
|
DID NOT PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF DELTA LEASING & FINANCE LTD.
DELAY IN SETTLING TRANSACTIONS IN RESPECT OF SALE OF SHARES VIOLATING SECTIONS 13, 16 AND 18 OF SC(R)A READ WITH SEBI NOTIFICATION G.S.R.219(E) DATED 02/03/2000 & SEBI NOTIFICATION NO.LAD-NRO/GN/2013-14/26/6667 DATED 03/10/2013 IN MATTER OF DELTA LEASING & FINANCE LTD.
|
IMPOSED PENALTY RS.1,50,000
18-OCT-2022
|
SEBI VIDE ITS NOTICE DATED 20/04/2023 DIRECTED TO PAY RS.1,61,500.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 08/06/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 167 |
|
|
TUSHAR COMMODITIES PVT.LTD.
(CIN:U51101DL2005PTC132136
PAN:AACCT2372F)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF KALPA COMMERCIAL LTD.
TRANSFERRED AND RECEIVED SHARES IN OFF-MARKET TRANSACTIONS WITHOUT/PARTIAL CONSIDERATION VIOLATING SECTION 16 OF SCRA, 1956 READ WITH SEBI NOTIFICATION NO.G.S.R. 219(E) DATED 03/10/2013 AND SECTIONS 13 AND 18 OF SCRA, 1956 READ WITH SECTION 2(I) OF SEBI SECURITIES CONTRACTS (REGULATION) ACT, 1956 IN MATTER OF KALPA COMMERCIAL LTD.
DID NOT PROVIDE INFORMATION/DOCUMENTS SOUGHT VIDE SUMMON IN MATTER OF KALPA COMMERCIAL LTD.
|
IMPOSED PENALTY RS.9,00,000
24-NOV-2021
|
SEBI VIDE ITS ORDER DATED 09/09/2022 ENHANCED PENALTY FROM RS.4 LAC TO RS.5 LAC AND DIRECTED TO PAY ENHANCED PENALTY WITHIN FORTY FIVE DAYS FROM THE DATE OF COMING INTO FORCE OF THIS DIRECTIONS
SAT: SAT VIDE ITS ORDER DATED 12/05/2023 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED APPELLANT FURTHER THREE WEEKS TO FILE REJOINDER
|
| 168 |
|
|
UMANG D.PATEL (HUF)
(PAN:AAAHU6870N)
|
|
|
TRANSFERRED AND RECEIVED SHARES IN OFF-MARKET TRANSACTIONS WITHOUT ANY PAYMENT/RECEIPT OF CONSIDERATION SAME DAY OR NEXT DAY VIOLATING SECTION 2(I) READ WITH SECTIONS 13, 16 AND 18 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956 IN MATTER OF L&T FINANCE HOLDINGS LTD.
|
IMPOSED PENALTY RS.25,000
31-JAN-2020
|
|
| 169 |
|
|
UNITY GLOBAL FINANCIAL SERVICES PVT.LTD.
(PAN:AABCU7794H)
|
|
|
ENTERED OFF-MARKET TRANSACTION OF SHARES WITHOUT ANY PAYMENT/RECEIPT OF CONSIDERATION VIOLATING SECTION 16 OF SCRA, 1956 READ WITH SEBI NOTIFICATION DATED 03/10/2013 AND SECTION 13 AND 18 OF SCRA, 1956 READ WITH SECTION 2(I) OF SCRA, 1956 IN MATTER OF OPTIEMUS INFRACOM LTD.
|
IMPOSED PENALTY RS.4,25,000
31-JUL-2024
|
SEBI VIDE ITS NOTICE DATED 13/03/2025 DIRECTED TO PAY RS.4,64,250.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
|
| 170 |
|
|
UNJHA FORMULATIONS LTD.
|
|
|
DID NOT SUBMIT CORRECT DISCLOSURE OF SHAREHOLDING PATTERN TO BSE VIOLATING SECTION 21 OF SCRA, 1956 AND CLAUSE 35 OF EQUITY LISTING AGREEMENT READ WITH REGULATIONS 31(1) AND 103 OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
|
IMPOSED PENALTY RS.1,00,000
18-MAR-2019
|
|
| 171 |
|
|
VANI DILIP SITARAM (HUF)
(PAN:AAHHV0378P)
|
|
|
|
ANSOYABEN RAJENDRAKUMAR SHUKAL
PAN:BPPPS5842K
|
|
|
CHANDRESH KANAIYALAL BIJAVA
PAN:ALPPB2894R
|
|
|
CHHAYA RAKESH SABLE
PAN:BRBPS8409L
|
|
|
DAKSHABEN BANAVARILAL SHARMA
PAN:BPPPS5841L
|
|
|
DILIP SITARAM WANI
PAN:ABXPW6055B
|
|
|
GAWMATI MATHURBHAI PARMAR
PAN:AUBPP2964R
|
|
|
GEETABEN NAROTTAMBHAI PARMAR
PAN:AUBPP3076G
|
|
|
GITABEN VAHALABHAI JADAV
PAN:AIXPJ9862G
|
|
|
HANSABEN JAYESHKUMAR PARMAR
PAN:ATZPP4475C
|
|
|
HASUMATIBEN MANILAL PARMAR
PAN:AUBPP3083B
|
|
|
JOHNALI GULAMALI MOMIN
PAN:ARJPM1558K
|
|
|
KAMLABEN DHANSINGBHAI LODHA
PAN:ADMPL7536P
|
|
|
LEKHABEN DINESHBHAI SHAH
PAN:APCPS2087N
|
|
|
MAHERA JOHNALI MOMIN
PAN:ARJPM1559J
|
|
|
MANJULABEN CHANDRESHBHAI BIJAVA
PAN:AOIPB3569H
|
|
|
PARULBEN MANILAL PARMAR
PAN:ATZPP4014H
|
|
|
PINTU KACHARAJI TELI
PAN:ALZPT8200D
|
|
|
PREMLATA BHAGAVENDAS KOSHTI
PAN:AWYPK0197L
|
|
|
PUSHPABEN DILIPKUMAR VANI
PAN:AGJPV7559E
|
|
|
RINABEN PREMCHANDABHAI PARMAR
PAN:AUBPP3074E
|
|
|
SANGITABEN BHUPESHBHAI BHAVSAR
PAN:AOJPB6507Q
|
|
|
SHEELA ANJAY GUPTA
PAN:ALHPG9421D
|
|
|
SMITABEN BHARATBHAI KHAMBHATI
PAN:AKAPM2479D
|
|
|
SONALBEN NIMESHKUMAR RAVAL
PAN:AMAPR3470K
|
|
|
VIJAY MAHIPATRAY TRIVEDI
PAN:AGNPT7343N
|
|
TRANSFERRED AND RECEIVED SHARES IN OFF-MARKET TRANSACTIONS WITHOUT ANY PAYMENT/RECEIPT OF CONSIDERATION SAME DAY OR NEXT DAY VIOLATING SECTION 2(I)(A) READ WITH SECTIONS 13, 16 AND 18 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956 IN IPOS OF L&T FINANCE HOLDINGS LTD., TREE HOUSE EDUCATION LTD. AND FUTURE VENTURES INDIA LTD.
|
IMPOSED PENALTY RS.15,000
31-AUG-2020
|
SAT: SAT VIDE ITS ORDER DATED 19/07/2021 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO RS.15,000.00 FROM RS.25,000.00
SAT: SAT VIDE ITS ORDER DATED 05/10/2021 REJECTED MODIFICATION APPLICATION
|
| 172 |
|
|
VANRAJ VINODCHANDRA SHAH (HUF)
(PAN:AABHV8057K)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF JYOTI LTD.
TRANSFERRED AND RECEIVED SHARES IN OFF-MARKET TRANSACTIONS WITHOUT ANY PAYMENT/RECEIPT OF CONSIDERATION VIOLATING SECTION 16 OF SCRA, 1956 READ WITH SEBI NOTIFICATION NO.S.O.184(E) DATED 01/03/2000 & SEBI NOTIFICATION NO.LAD-NRO/GN/2013-14/26/6667 DATED 03/10/2013, SECTIONS 13 AND 18 OF SCRA, 1956 READ WITH SECTION 2(I) OF SEBI SECURITIES CONTRACTS (REGULATION) ACT, 1956 IN MATTER OF JYOTI LTD.
|
IMPOSED PENALTY RS.1,00,000
29-JUN-2021
|
|
| 173 |
|
|
VARUN INDUSTRIES LTD.
(PAN:AAACV2069F)
|
|
|
|
KAILASH SHREERAM AGARWAL
PAN:AACPA6833F
|
|
|
KIRANKUMAR NAVRATANMAL MEHTA
PAN:ADUPM1326J
|
|
|
VARUN KIRANKUMAR MEHTA
PAN:AMUPM8063F
|
|
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGE ABOUT NON-MATERIALIZATION OF JOINT VENTURE AGREEMENT VIOLATING CLAUSES 22(D), 36(7), 41(III)(A) AND (B) OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA ACT, 1956 IN MATTER OF VARUN INDUSTRIES LTD.
DID NOT MAKE DISCLOSURE OF ABOUT NON-MATERIALIZATION OF JOINT VENTURE AGREEMENT TO STOCK EXCHANGES VIOLATING CLAUSES 2.1 AND 7.0 (II) OF CODE OF CORPORATE DISCLOSURE PRACTICES FOR PREVENTION OF INSIDER TRADING AS SPECIFIED UNDER REGULATION 12) OF SCHEDULE II OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF VARUN INDUSTRIES LTD.
|
IMPOSED PENALTY RS.1,00,000 ALONG WITH OTHER ENTITIES/PERSONS
08-NOV-2017
|
SEBI VIDE ITS NOTICE DATED 31/08/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 174 |
|
|
VASANTBHAI S.ADANI FAMILY TRUST
|
|
|
|
PUSHPA V.ADANI
|
|
|
VASANT S.ADANI
|
|
VIOLATED SECTION 2 (I) (A) OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 16 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 23 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 24 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.30,00,000 BY THE ACCUSED TO SEBI
|
| 175 |
|
|
VIDEOCON REALTY & INFRASTRUCTURES LTD.
(PAN:AAACV2303E)
|
|
|
TRANSFERRED AND RECEIVED SHARES IN OFF-MARKET TRANSACTIONS WITHOUT ANY PAYMENT/RECEIPT OF CONSIDERATION VIOLATING SECTION 2(I) READ WITH SECTIONS 13, 16 AND 18 OF SCRA, 1956 READ WITH SEBI NOTIFICATION G.S.R.219(E) DATED 02/03/2000 IN MATTER OF VIDEOCON INDUSTRIES LTD.
|
IMPOSED PENALTY RS.1,00,000
10-AUG-2021
|
SEBI VIDE ITS NOTICE DATED 23/01/2025 DIRECTED TO PAY RS.1,43,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 24/02/2025 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 176 |
|
|
VIEWPOINT MARKETING PVT.LTD.
(PAN:AACCV8003B)
|
|
|
EXECUTED OFF-MARKET TRANSACTION OF SHARES WITHOUT ANY PAYMENT/RECEIPT OF CONSIDERATION VIOLATING SECTION 2(I) OF SCRA, 1956 READ WITH SECTIONS 13, 16 AND 18 OF SCRA, 1956 AND READ WITH SEBI NOTIFICATION G.S.R.184 (E) DATED 01/03/2000 AND NOTIFICATION NO. LAD-NRO/GN/2013-14/26/6667 DATED 03/10/2013 IN MATTER OF METALYST FORGINGS LTD. (EARLIER KNOWN AS AHMEDNAGAR FORGINGS LTD.)
|
IMPOSED PENALTY RS.3,00,000
30-AUG-2022
|
SEBI VIDE ITS NOTICE DATED 20/02/2023 DIRECTED TO PAY RS.3,22,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 07/06/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 177 |
|
|
VIJAY MANGALDAS SHAH (HUF)
(PAN:AAGHV9796J)
|
|
|
|
ANSOYABEN RAJENDRAKUMAR SHUKAL
PAN:BPPPS5842K
|
|
|
CHANDRESH KANAIYALAL BIJAVA
PAN:ALPPB2894R
|
|
|
CHHAYA RAKESH SABLE
PAN:BRBPS8409L
|
|
|
DAKSHABEN BANAVARILAL SHARMA
PAN:BPPPS5841L
|
|
|
DILIP SITARAM WANI
PAN:ABXPW6055B
|
|
|
GAWMATI MATHURBHAI PARMAR
PAN:AUBPP2964R
|
|
|
GEETABEN NAROTTAMBHAI PARMAR
PAN:AUBPP3076G
|
|
|
GITABEN VAHALABHAI JADAV
PAN:AIXPJ9862G
|
|
|
HANSABEN JAYESHKUMAR PARMAR
PAN:ATZPP4475C
|
|
|
HASUMATIBEN MANILAL PARMAR
PAN:AUBPP3083B
|
|
|
JOHNALI GULAMALI MOMIN
PAN:ARJPM1558K
|
|
|
KAMLABEN DHANSINGBHAI LODHA
PAN:ADMPL7536P
|
|
|
LEKHABEN DINESHBHAI SHAH
PAN:APCPS2087N
|
|
|
MAHERA JOHNALI MOMIN
PAN:ARJPM1559J
|
|
|
MANJULABEN CHANDRESHBHAI BIJAVA
PAN:AOIPB3569H
|
|
|
PARULBEN MANILAL PARMAR
PAN:ATZPP4014H
|
|
|
PINTU KACHARAJI TELI
PAN:ALZPT8200D
|
|
|
PREMLATA BHAGAVENDAS KOSHTI
PAN:AWYPK0197L
|
|
|
PUSHPABEN DILIPKUMAR VANI
PAN:AGJPV7559E
|
|
|
RINABEN PREMCHANDABHAI PARMAR
PAN:AUBPP3074E
|
|
|
SANGITABEN BHUPESHBHAI BHAVSAR
PAN:AOJPB6507Q
|
|
|
SHEELA ANJAY GUPTA
PAN:ALHPG9421D
|
|
|
SMITABEN BHARATBHAI KHAMBHATI
PAN:AKAPM2479D
|
|
|
SONALBEN NIMESHKUMAR RAVAL
PAN:AMAPR3470K
|
|
|
VIJAY MAHIPATRAY TRIVEDI
PAN:AGNPT7343N
|
|
TRANSFERRED AND RECEIVED SHARES IN OFF-MARKET TRANSACTIONS WITHOUT ANY PAYMENT/RECEIPT OF CONSIDERATION SAME DAY OR NEXT DAY VIOLATING SECTION 2(I)(A) READ WITH SECTIONS 13, 16 AND 18 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956 IN IPOS OF L&T FINANCE HOLDINGS LTD., TREE HOUSE EDUCATION LTD. AND FUTURE VENTURES INDIA LTD.
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IMPOSED PENALTY RS.15,000
31-AUG-2020
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SAT: SAT VIDE ITS ORDER DATED 19/07/2021 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO RS.15,000.00 FROM RS.25,000.00
SAT: SAT VIDE ITS ORDER DATED 05/10/2021 REJECTED MODIFICATION APPLICATION
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| 178 |
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VIKAS WSP LTD.
(CIN:L24139HR1988PLC030300
PAN:AAACV7816Q)
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B.D.AGARWAL
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B.L.JINDAL
|
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J.D.AGARWAL
|
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RAMESH CHAND JINDAL
|
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VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 21 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
DID NOT PAY DIVIDEND WITHIN STIPULATED PERIOD
SECURITIES CONTRACTS (REGULATION) ACT, 1956 SECURITES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 24 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
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PROSECUTION LAUNCHED
15-MAY-2006
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THE OFFENCE WAS COMPOUNDED
|
| 179 |
|
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VINODBHAI S.ADANI FAMILY TRUST
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RAJAN V.ADANI
|
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VINOD S.ADANI
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VIOLATED SECTION 2 (I) (A) OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 16 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 23 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 24 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
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PROSECUTION LAUNCHED
15-MAY-2006
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THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.30,00,000 BY THE ACCUSED TO SEBI
|
| 180 |
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VINTRON INFORMATICS LTD.
(PAN:AAACV1596K)
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DELAY IN COMPLIANCE WITH MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING RULE 19A OF SCRR, 1957 READ WITH SECTION 21 OF SECURITIES CONTRACTS (REGULATIONS) ACT, 1956
DELAY IN COMPLIANCE WITH MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING CLAUSE 40A OF LISTING AGREEMENT READ WITH RULE 19 2(B) OF SECURITIES CONTRACTS (REGULATION) RULES, 1957
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IMPOSED PENALTY RS.2,00,000
28-DEC-2018
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SEBI VIDE ITS NOTICE DATED 10/06/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 18/06/2019 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 10/06/2019
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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