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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 27-MAY-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: CEASED AND DESIST FROM COMMITTING VIOLATIONS OF CODE OF CONDUCT FRAMED FOR STOCK BROKERS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person BLB LTD.

(Member : BSE/NSE)  
Click here to view complete history of this specific entity/person ANSHUL MEHRA
Click here to view complete history of this specific entity/person KAMAL GOEL
Click here to view complete history of this specific entity/person P.N.PANDA
Click here to view complete history of this specific entity/person SIDDARTH BAGRI
Click here to view complete history of this specific entity/person UTTAM SHARMA
Click here to view complete history of this specific entity/person VIKAS RAWAL
  		  CEASED AND DESIST FROM COMMITTING VIOLATIONS OF CODE OF CONDUCT FRAMED FOR STOCK BROKERS

CEASED AND DESIST FROM GIVING MISLEADING RECOMMENDATIONS IN ANY PUBLIC ACCESSIBLE MEDIA

10-FEB-2006 		VACATED INTERIM EX-PARTE ORDER DATED 10/02/2006  
2
History of entity/person MATHEW EASOW FISCAL SERVICES LTD.

(Member : OTC)  
Click here to view complete history of this specific entity/person MATHEW EASOW
  		  CEASED AND DESIST FROM COMMITTING VIOLATIONS OF CODE OF CONDUCT FRAMED FOR STOCK BROKERS

19-JAN-2006 		SEBI DECIDED, NO NEED TO CONTINUE DIRECTIONS PASSED VIDE INTERIM ORDER DATED 19/01/2006  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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