| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A.P.MOHAMMED ALI
|
|
|
NOT AVAILABLE
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
10-APR-2003
|
SEBI VIDE ITS NOTICE DATED 03/08/2026 DIRECTED TO PAY RS.20,70,945.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 27/08/2026 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS, MUTUAL FUNDS FOLIOS AND/OR POST OFFICE ACCOUNT EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 2 |
|
|
ANIL PATEL
(PAN:AAMPP3264F)
|
|
|
|
ADITYA INFO-SOFT LTD.
|
|
NOT AVAILABLE
|
SHOW CAUSE NOTICE ISSUED
13-AUG-2009
|
|
| 3 |
|
|
ANUP SAXENA
|
|
|
|
CAUVERY SOFTWARE ENGINEERING SYSTEMS LTD.
|
|
NOT AVAILABLE
|
IMPOSED PENALTY RS.15,00,000
07-OCT-2004
|
SEBI VIDE ITS NOTICE DATED 17/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 4 |
|
|
ASHWANI KHERA
|
|
|
|
SG GLOBAL EXPORTS LTD.
PAN:AACCS4594E
|
|
NOT AVAILABLE
|
NOTICE ISSUED
12-JUL-2010
|
|
| 5 |
|
|
BHARAT KABRA
|
|
|
|
BOOM SECURITIES & LEASING LTD.
|
|
NOT AVAILABLE
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 6 |
|
|
C.U.BINOY
(PAN:ACDPB8124D)
|
|
|
NOT AVAILABLE
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
10-APR-2003
|
SEBI VIDE ITS NOTICE DATED 03/08/2026 DIRECTED TO PAY RS.20,70,945.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 27/08/2026 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS, MUTUAL FUNDS FOLIOS AND/OR POST OFFICE ACCOUNT EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 7 |
|
|
D.P.SINGH
|
|
|
|
SG GLOBAL EXPORTS LTD.
PAN:AACCS4594E
|
|
NOT AVAILABLE
|
NOTICE ISSUED
12-JUL-2010
|
|
| 8 |
|
|
DWARKDAS B.NEGANDHI
|
|
|
|
CAUVERY SOFTWARE ENGINEERING SYSTEMS LTD.
|
|
NOT AVAILABLE
|
IMPOSED PENALTY RS.15,00,000
07-OCT-2004
|
SEBI VIDE ITS NOTICE DATED 17/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 9 |
|
|
G.KRISHNA MOHAN
|
|
|
|
CONSORTEX KARL DOELITZSCH (INDIA) LTD.
CIN:L31909AP1984PLC004953
|
|
NOT AVAILABLE
|
NOTICE ISSUED
20-MAY-2010
|
|
| 10 |
|
|
HEMANT GOPAL
|
|
|
|
SG GLOBAL EXPORTS LTD.
PAN:AACCS4594E
|
|
NOT AVAILABLE
|
NOTICE ISSUED
12-JUL-2010
|
|
| 11 |
|
|
INDRAJIT SINGH KHANUJA
|
|
|
|
BOOM SECURITIES & LEASING LTD.
|
|
NOT AVAILABLE
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 12 |
|
|
JASMIN PATEL
|
|
|
|
ADITYA INFO-SOFT LTD.
|
|
NOT AVAILABLE
|
SHOW CAUSE NOTICE ISSUED
13-AUG-2009
|
|
| 13 |
|
|
KALLACHUMURI PAILY GEORGE
(PAN:ADBPG1272A)
|
|
|
NOT AVAILABLE
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
10-APR-2003
|
SEBI VIDE ITS NOTICE DATED 03/08/2026 DIRECTED TO PAY RS.20,70,945.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 27/08/2026 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS, MUTUAL FUNDS FOLIOS AND/OR POST OFFICE ACCOUNT EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 14 |
|
|
KUTHUR CHUMMAR APPUNKUNJAN
(PAN:AGEPA6226G)
|
|
|
NOT AVAILABLE
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
10-APR-2003
|
SEBI VIDE ITS NOTICE DATED 03/08/2026 DIRECTED TO PAY RS.20,70,945.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 27/08/2026 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS, MUTUAL FUNDS FOLIOS AND/OR POST OFFICE ACCOUNT EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 15 |
|
|
KUTHUR CHUMMAR RAJAN
|
|
|
NOT AVAILABLE
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
10-APR-2003
|
SEBI VIDE ITS NOTICE DATED 03/08/2026 DIRECTED TO PAY RS.20,70,945.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 27/08/2026 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS, MUTUAL FUNDS FOLIOS AND/OR POST OFFICE ACCOUNT EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 16 |
|
|
M.SUDHAKAR RAO
|
|
|
|
CONSORTEX KARL DOELITZSCH (INDIA) LTD.
CIN:L31909AP1984PLC004953
|
|
NOT AVAILABLE
|
NOTICE ISSUED
20-MAY-2010
|
|
| 17 |
|
|
MAHAVIR JAIN
|
|
|
|
BOOM SECURITIES & LEASING LTD.
|
|
NOT AVAILABLE
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 18 |
|
|
MANAMKANDATH MOHAMED ASHRAF
|
|
|
NOT AVAILABLE
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
10-APR-2003
|
SEBI VIDE ITS NOTICE DATED 03/08/2026 DIRECTED TO PAY RS.20,70,945.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 27/08/2026 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS, MUTUAL FUNDS FOLIOS AND/OR POST OFFICE ACCOUNT EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 19 |
|
|
MHRISHI KUMAR GUPTA
|
|
|
NOT AVAILABLE
|
SHOW CAUSE NOTICE ISSUED
13-AUG-2009
|
|
| 20 |
|
|
P.M.BENNY
|
|
|
NOT AVAILABLE
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
10-APR-2003
|
SEBI VIDE ITS NOTICE DATED 03/08/2026 DIRECTED TO PAY RS.20,70,945.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 27/08/2026 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS, MUTUAL FUNDS FOLIOS AND/OR POST OFFICE ACCOUNT EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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