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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 27-AUG-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

SUB-BROKERS: CEASE AND DESIST FROM COMMITTING VIOLATIONS OF CODE OF CONDUCT FRAMED FOR SUB BROKERS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person MATHEW EASOW FINANCIAL SERVICES

(Sub-Broker of EUREKA STOCK & SHARE BROKING SERVICES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person MATHEW EASOW
  		FAILURE ON PART OF EMPLOYEE/REPRESENTATIVES IN DISCLOSING SELF INTEREST AND POSITIONS IN SECURITIES WHILE MAKING INVESTMENT RECOMMENDATIONS ON PUBLICLY ACCESSIBLE MEDIA   CEASE AND DESIST FROM COMMITTING VIOLATIONS OF CODE OF CONDUCT FRAMED FOR SUB BROKERS

19-JAN-2006 		SEBI DECIDED, NO NEED TO CONTINUE DIRECTIONS PASSED VIDE INTERIM ORDER DATED 19/01/2006  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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