| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
CHAITANYA DOSHI
(PAN:CCWPD2229L)
|
|
|
|
KORE DIGITAL PVT.LTD.
PAN:AADCK9543J
|
|
DID NOT PERFORM DUTIES AND RESPONSIBILITIES AS KEY MANAGERIAL PERSONNELS VIOLATING SECTION 27 OF SEBI ACT, 1992 AND REGULATIONS 4(1)(C), 4(1)(E), 4(1)(G),4(1)(H), 4(1)(J) AND 4(2)(E)(I) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF KORE DIGITAL LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET INCLUDING BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 17-SEP-2026 UNTIL FURTHER ORDERS
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES OF KORE DIGITAL LTD., EITHER DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 17-SEP-2026 UNTIL FURTHER ORDERS
DIRECTED TO CO-OPERATE WITH SEBI IN INVESTIGATION BY FURNISHING ALL RELEVANT INFORMATION
DIRECTED SEBI TO APPOINT FORENSIC AUDITOR TO EXAMINE BOOKS OF ACCOUNTS
17-SEP-2026
|
|
| 2 |
|
|
KASHMIRA DOSHI
(PAN:ADNPD3334N)
|
|
|
|
KORE DIGITAL PVT.LTD.
PAN:AADCK9543J
|
|
DID NOT PERFORM DUTIES AND RESPONSIBILITIES AS KEY MANAGERIAL PERSONNELS VIOLATING SECTION 27 OF SEBI ACT, 1992 AND REGULATIONS 4(1)(C), 4(1)(E), 4(1)(G),4(1)(H), 4(1)(J) AND 4(2)(E)(I) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF KORE DIGITAL LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET INCLUDING BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 17-SEP-2026 UNTIL FURTHER ORDERS
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES OF KORE DIGITAL LTD., EITHER DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 17-SEP-2026 UNTIL FURTHER ORDERS
DIRECTED TO CO-OPERATE WITH SEBI IN INVESTIGATION BY FURNISHING ALL RELEVANT INFORMATION
DIRECTED SEBI TO APPOINT FORENSIC AUDITOR TO EXAMINE BOOKS OF ACCOUNTS
17-SEP-2026
|
|
| 3 |
|
|
MAHESH AMOLAKH MAHESHWARI
(PAN:ACDPM5613L)
|
|
|
DID NOT MAKE TRUE AND CORRECT DISCLOSURE WITH RESPECT TO UTILIZATION OF IPO PROCEEDS IN PROSPECTUS AND ITS ANNUAL REPORT VIOLATING SECTIONS 12(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), (K) AND (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ASTER SILICATES LTD.. (NOW KNOWN AS SHRI ASTER SILICATES LTD.)
|
RESTRAINED FROM ACCESSING SECURITIES MARKET INCLUDING BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 29-APR-2022 TO 28-APR-2027
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-APR-2022 TO 28-APR-2027
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-APR-2022 TO 28-APR-2027
29-APR-2022
|
|
| 4 |
|
|
NAMRATA MAHESH MAHESHWARI
(PAN:AFGPM6835A)
|
|
|
DID NOT MAKE TRUE AND CORRECT DISCLOSURE WITH RESPECT TO UTILIZATION OF IPO PROCEEDS IN PROSPECTUS AND ITS ANNUAL REPORT VIOLATING SECTIONS 12(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), (K) AND (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ASTER SILICATES LTD.. (NOW KNOWN AS SHRI ASTER SILICATES LTD.)
|
RESTRAINED FROM ACCESSING SECURITIES MARKET INCLUDING BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 29-APR-2022 TO 28-APR-2027
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-APR-2022 TO 28-APR-2027
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-APR-2022 TO 28-APR-2027
29-APR-2022
|
|
| 5 |
|
|
RAVINDRA DOSHI
(PAN:ADNPD3332L)
|
|
|
|
KORE DIGITAL PVT.LTD.
PAN:AADCK9543J
|
|
DID NOT PERFORM DUTIES AND RESPONSIBILITIES AS KEY MANAGERIAL PERSONNELS VIOLATING SECTION 27 OF SEBI ACT, 1992 AND REGULATIONS 4(1)(C), 4(1)(E), 4(1)(G),4(1)(H), 4(1)(J) AND 4(2)(E)(I) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF KORE DIGITAL LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET INCLUDING BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 17-SEP-2026 UNTIL FURTHER ORDERS
RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES OF KORE DIGITAL LTD., EITHER DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 17-SEP-2026 UNTIL FURTHER ORDERS
DIRECTED TO CO-OPERATE WITH SEBI IN INVESTIGATION BY FURNISHING ALL RELEVANT INFORMATION
DIRECTED SEBI TO APPOINT FORENSIC AUDITOR TO EXAMINE BOOKS OF ACCOUNTS
17-SEP-2026
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
