| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ADITYA INFO-SOFT LTD.
|
|
|
|
ANIL PATEL
PAN:AAMPP3264F
|
|
|
JASMIN PATEL
|
|
NOT AVAILABLE
|
SHOW CAUSE NOTICE ISSUED
13-AUG-2009
|
|
| 2 |
|
|
ASIAN INDUSTRIES & SECURITIES (SA) LTD.
|
|
|
NOT AVAILABLE
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-FEB-2000 TO 02-FEB-2005
03-FEB-2000
|
|
| 3 |
|
|
BAFNA SPINNING MILLS & EXPORTS LTD.
(PAN:AACCB2067K)
|
|
|
NOT AVAILABLE
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-FEB-2000 TO 02-FEB-2005
03-FEB-2000
|
|
| 4 |
|
|
BOOM SECURITIES & LEASING LTD.
|
|
|
|
BHARAT KABRA
|
|
|
INDRAJIT SINGH KHANUJA
|
|
|
MAHAVIR JAIN
|
|
NOT AVAILABLE
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 5 |
|
|
CANARA CREDIT LTD.
|
|
|
NOT AVAILABLE
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-FEB-2000 TO 02-FEB-2005
03-FEB-2000
|
|
| 6 |
|
|
CAUVERY SOFTWARE ENGINEERING SYSTEMS LTD.
|
|
|
|
ANUP SAXENA
|
|
|
DWARKDAS B.NEGANDHI
|
|
|
R.K.KAPUR
|
|
|
U.B.SEGHLAY
|
|
NOT AVAILABLE
|
IMPOSED PENALTY RS.15,00,000
07-OCT-2004
|
SEBI VIDE ITS NOTICE DATED 17/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 7 |
|
|
CONSENT FINANCIAL SERVICES PVT.LTD.
|
|
|
NOT AVAILABLE
|
SHOW CAUSE NOTICE ISSUED
13-AUG-2009
|
|
| 8 |
|
|
CONSORTEX KARL DOELITZSCH (INDIA) LTD.
(CIN:L31909AP1984PLC004953)
|
|
|
|
V.MANOHAR
|
|
NOT AVAILABLE
|
NOTICE ISSUED
20-MAY-2010
|
|
| 9 |
|
|
CONSORTEX KARL DOELITZSCH (INDIA) LTD.
(CIN:L31909AP1984PLC004953)
|
|
|
|
G.KRISHNA MOHAN
|
|
NOT AVAILABLE
|
NOTICE ISSUED
20-MAY-2010
|
|
| 10 |
|
|
CONSORTEX KARL DOELITZSCH (INDIA) LTD.
(CIN:L31909AP1984PLC004953)
|
|
|
|
M.SUDHAKAR RAO
|
|
NOT AVAILABLE
|
NOTICE ISSUED
20-MAY-2010
|
|
| 11 |
|
|
EIDER INFOTECH LTD.
(CIN:L72200CH1990PLC010436
PAN:AAACE8838K)
|
|
|
NOT AVAILABLE
|
IMPOSED PENALTY RS.30,00,000
16-MAR-2015
|
SEBI VIDE ITS NOTICE DATED 29/09/2016 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 12 |
|
|
EUROPEAN INVESTMENTS LTD.
|
|
|
NOT AVAILABLE
|
SHOW CAUSE NOTICE ISSUED
13-AUG-2009
|
|
| 13 |
|
|
GENOMICS BIOTECH LTD.
(PAN:AAACA2994G)
|
|
|
NOT AVAILABLE
|
SHOW CAUSE NOTICE ISSUED
13-AUG-2009
|
|
| 14 |
|
|
GOGA FOODS LTD.
|
|
|
NOT AVAILABLE
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-FEB-2000 TO 02-FEB-2005
03-FEB-2000
|
|
| 15 |
|
|
INTEGRATED AMUSEMENT LTD.
|
|
|
NOT AVAILABLE
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-FEB-2000 TO 02-FEB-2005
03-FEB-2000
|
SAT: APPEAL DISMISSED
SAT: APPEAL ALLOWED BY WAY OF REMAND
|
| 16 |
|
|
MAJESTIC BUILDERS LTD.
(PAN:AACCM5711D)
|
|
|
NOT AVAILABLE
|
NOTICE ISSUED
12-JUL-2010
|
|
| 17 |
|
|
NOVA ELECTRO MAGNETICS LTD.
(CIN:L93090TN1989PLC033430)
|
|
|
NOT AVAILABLE
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-FEB-2000 TO 02-FEB-2005
03-FEB-2000
|
|
| 18 |
|
|
OCEAN KNITS LTD.
|
|
|
NOT AVAILABLE
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-FEB-2000 TO 02-FEB-2005
03-FEB-2000
|
|
| 19 |
|
|
SAIGRUHA FINANCES & ENGINEERING LTD.
|
|
|
NOT AVAILABLE
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-FEB-2000 TO 02-FEB-2005
03-FEB-2000
|
|
| 20 |
|
|
SG GLOBAL EXPORTS LTD.
(PAN:AACCS4594E)
|
|
|
|
ASHWANI KHERA
|
|
NOT AVAILABLE
|
NOTICE ISSUED
12-JUL-2010
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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