| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
HEXA TRADEX LTD.
(PAN:AACCH5334B)
|
|
|
|
GIRISH SHARMA
PAN:AASPS8031K
|
|
|
PRAVESH SRIVASTAVA
PAN:BFLPS9954Q
|
|
|
RAJ KAMAL AGGARWAL
PAN:AAAPA4978M
|
|
|
RAVINDER NATH LEEKHA
PAN:ABRPL7538E
|
|
|
VINITA JHA
PAN:AJAPJ5970D
|
|
PASSED INCORRECT RESOLUTION OF HEXA TRADEX LTD. AND ACQUIRER'S RELATED ENTITIES VIZ MR.PRITHVI RAJ JINDAL AND OTHER PROMOTER ENTITIES VIZ, JINDAL SAW LTD. JITF LNFRALOGISTICS LTD. AND SIGNMATECH INC TO BE IN COMPLIANCE WITH SECURITIES LAW VIOLATING REGULATIONS 10(3), 28(2) AND 28(3) OF SEBI (DELISTING) REGULATIONS, 2021 IN MATTER OF HEXA TRADEX LTD.
|
IMPOSED PENALTY RS.5,00,000
18-JUN-2024
|
SAT: SAT VIDE ITS ORDER DATED 08/10/2024 GRANTED RESPONDENT THREE WEEKS TO FILE REPLY
SAT: SAT VIDE ITS ORDER DATED 18/12/2024 CONDONED THE DELAY IN FILING OF APPEAL
|
| 2 |
|
|
INNOX GLOBAL MULTIVENTURES PVT.LTD.
(PAN:AAECI3872K)
|
|
|
DID NOT MAKE DISCLOSURE OF MATERIAL INFORMATION IN DETAILED PUBLIC ANNOUNCEMENT (DPA) THEY WERE PROMOTER GROUP ENTITIES OF HEXA TRADEX LTD. VIOLATING REGULATION 15(2) OF SEBI (DELISTING) REGULATIONS, 2021 IN MATTER OF HEXA TRADEX LTD.
|
IMPOSED PENALTY RS.5,00,000
18-JUN-2024
|
SAT: SAT VIDE ITS ORDER DATED 08/10/2024 GRANTED RESPONDENT THREE WEEKS TO FILE REPLY
SAT: SAT VIDE ITS ORDER DATED 18/12/2024 CONDONED THE DELAY IN FILING OF APPEAL
|
| 3 |
|
|
JM FINANCIAL LTD.
(PAN:AAACJ2590B)
|
|
|
ALLEGED VIOLATION OF REGULATION 29(4) OF SEBI (DELISTING) REGULATIONS, 2021 IN THE MATTER OF ELCID INVESTMENTS LTD.
ALLEGED VIOLATION OF REGULATION 13 READ WITH SCHEDULE III OF SEBI (MERCHANT BANKERS) REGULATIONS, 1992 IN THE MATTER OF ELCID INVESTMENTS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.15,00,000 VIDE CONSENT ORDER)
21-MAY-2024
|
|
| 4 |
|
|
JSL LTD.
(PAN:AACCJ1451F)
|
|
|
DID NOT MAKE DISCLOSURE OF MATERIAL INFORMATION IN DETAILED PUBLIC ANNOUNCEMENT (DPA) THEY WERE PROMOTER GROUP ENTITIES OF HEXA TRADEX LTD. VIOLATING REGULATION 15(2) OF SEBI (DELISTING) REGULATIONS, 2021 IN MATTER OF HEXA TRADEX LTD.
|
IMPOSED PENALTY RS.5,00,000
18-JUN-2024
|
SAT: SAT VIDE ITS ORDER DATED 08/10/2024 GRANTED RESPONDENT THREE WEEKS TO FILE REPLY
SAT: SAT VIDE ITS ORDER DATED 18/12/2024 CONDONED THE DELAY IN FILING OF APPEAL
|
| 5 |
|
|
OPELINA SUSTAINABLE SERVICES PVT.LTD.
(PAN:AAACO5195R)
|
|
|
DID NOT MAKE DISCLOSURE OF MATERIAL INFORMATION IN DETAILED PUBLIC ANNOUNCEMENT (DPA) THEY WERE PROMOTER GROUP ENTITIES OF HEXA TRADEX LTD. VIOLATING REGULATION 15(2) OF SEBI (DELISTING) REGULATIONS, 2021 IN MATTER OF HEXA TRADEX LTD.
|
IMPOSED PENALTY RS.5,00,000
18-JUN-2024
|
SAT: SAT VIDE ITS ORDER DATED 08/10/2024 GRANTED RESPONDENT THREE WEEKS TO FILE REPLY
SAT: SAT VIDE ITS ORDER DATED 18/12/2024 CONDONED THE DELAY IN FILING OF APPEAL
|
| 6 |
|
|
SIDDESHWARI TRADEX PVT.LTD.
(PAN:AATCS0974M)
|
|
|
DID NOT MAKE DISCLOSURE OF MATERIAL INFORMATION IN DETAILED PUBLIC ANNOUNCEMENT (DPA) THEY WERE PROMOTER GROUP ENTITIES OF HEXA TRADEX LTD. VIOLATING REGULATION 15(2) OF SEBI (DELISTING) REGULATIONS, 2021 IN MATTER OF HEXA TRADEX LTD.
|
IMPOSED PENALTY RS.5,00,000
18-JUN-2024
|
SAT: SAT VIDE ITS ORDER DATED 08/10/2024 GRANTED RESPONDENT THREE WEEKS TO FILE REPLY
SAT: SAT VIDE ITS ORDER DATED 18/12/2024 CONDONED THE DELAY IN FILING OF APPEAL
|
| 7 |
|
|
SUNDAE CAPITAL ADVISORS PVT.LTD.
(PAN:AAXCS5517J)
|
|
|
DID NOT DO PROPER DUE DILIGENCE RESULTING IN INADEQUATE DISCLOSURE IN DETAILED PUBLIC ANNOUNCEMENT BY ACQUIRERS VIOLATING REGULATION 29(2) OF SEBI (DELISTING) REGULATIONS, 2021 IN MATTER OF HEXA TRADEX LTD.
|
IMPOSED PENALTY RS.1,00,000
22-MAY-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
