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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

DEPOSITORIES: CANCELLED REGISTRATION AS PORTFOLIO MANAGER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person LFS BROKING PVT.LTD.

(PAN:AACCL1007D)

(Member : NSE)  
  MISUSED REGISTRATION TO PROMOTE LFS BROKING AND PMS SERVICES AND ANOTHER UNREGISTERED ENTITY MOL COMMODITIES COLLECTED FUNDS FROM INVESTORS   CANCELLED REGISTRATION AS PORTFOLIO MANAGER

CANCELLED REGISTRATION AS STOCK BROKER FROM 28-JUN-2024

CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT

CANCELLED REGISTRATION AS RESEARCH ANALYST

28-JUN-2024 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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