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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

DEPOSITORIES: DIRECTED PROMOTERS OF NSDL TO TAKE APPROPRIATE ACTION INCLUDING REVAMPING OF MANAGEMENT

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person NATIONAL SECURITIES DEPOSITORY LTD.

(PAN:AADCN9802F)  
  DID NOT EXERCISE OVERSIGHT OVER THEIR DEPOSITORY PARTICIPANTS   DIRECTED PROMOTERS OF NSDL TO TAKE APPROPRIATE ACTION INCLUDING REVAMPING OF MANAGEMENT

27-APR-2006

D TO DISGORGE RS.45,01,09,226

21-NOV-2006~ 		DIRECTED TO DISGORGE AN AMOUNT OF RS.45,01,09,225.90 (SEVERALLY) AND RS.90,02,18,451.80 (JOINTLY WITH IDBI BANK LTD., JHAVERI SECURITIES PVT. LTD., KHANDWALA INTEGRATED FINANCIAL SERVICES PVT.LTD., HDFC BANK LTD., KARVY STOCK BROKING LTD., ING VYSYA BANK LTD. AND PRAVIN RATILAL SHARE & STOCK BROKERS LTD.) WITHIN SIX MONTHS FROM THE DATE OF THIS ORDER

SAT: ORDER STAYED  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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