| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
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ASSURE AGROWTECH LTD.
(CIN:U51213TN2007PLC064744
PAN:AAGCA7035E)
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P.SARAVANAN
DIN:06467396
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R.DEVADOSS
DIN:07097648
PAN:AUCPD0859J
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SENGAN THANGAPPALAM
DIN:01709534
PAN:AFUPT3687B
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SHANMUGAM RAJENDRAN
DIN:01656296
PAN:ALAPR1414Q
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V.VENKATARAMANUJAM
PAN:AABPV3976F
DIN:07097641
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF CHARGES, IF ANY, CREATED ON ITS ASSETS BY COMPANY
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM INVESTORS
DIRECTED TO CEASE & DESIST AND NOT TO SOLICIT OR UNDERTAKE CIS ACTIVITIES OR ANY OTHER ACTIVITIES IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED TO SUBMIT FULL DETAILS OF PROJECT DEVELOPMENT EXPENSES OF RS.19.90 CRORES IN FINANCIAL STATEMENTS FOR F.Y.2013-14, ALONGWITH POSITION FOR F.Y. 2014-15
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAY-2016 TO 08-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAY-2016 TO 08-MAY-2020
03-JUL-2015
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SEBI VIDE ITS ORDER DATED 09/05/2016 DIRECTED ASURE AGROWTECH LTD. TO A) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER B) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) DIRECTED FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM F) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 06/04/2018 CONDONED THE DELAY OF 40 DAYS IN FILING OF APPEAL. FURTHER, DISPOSED OFF THE APPEAL AND MISC. APPLICATIONS. NO COSTS
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| 2 |
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G LIFE INDIA DEVELOPERS & COLONISERS LTD.
(CIN:U70101MP2010PLC024268
PAN:AADCG9560H)
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DEEPAK SHARMA
DIN:03631493
PAN:BLQPS6267P
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GIRIRAJ PANDEY
DIN:03201749
PAN:BIPPP0583D
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MANOJ KUMAR PANDEY
DIN:05122877
PAN:ANDPP4284F
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PAPPU PAWAR
DIN:07061188
PAN:BVEPP1224K
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PRAMOD KUMAR PANDEY
DIN:03222416
PAN:BSHPP0251N
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SIRAJ ALI
DIN:07393639
PAN:AKRPA6259Q
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SUNIL KUMAR SHARMA
DIN:03201760
PAN:DRZPS9894D
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 17-OCT-2019 TO 16-OCT-2023
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 17-OCT-2019 TO 16-OCT-2023
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 17-OCT-2019 TO 16-OCT-2023
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH ALL RELEVANT DOCUMENTS I.E.APPLICATION FORM, AGREEMENTS AND CERTIFICATES ETC.
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-OCT-2019 TO 16-OCT-2023
30-MAY-2018
|
SEBI VIDE ITS ORDER DATED 17/10/2019 DIRECTED TO 1) JOINTLY AND SEVERALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE CONTRIBUTIONS OR PAYMENTS COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ 2) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WINDING UP AND REPAYMENT REPORT SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 3) PROVIDE FULL INVENTORY OF ASSETS PURCHASED IN NAME OF COMPANY OR DIRECTORS INCLUDING ALL ASSETS MOVABLE AND/OR IMMOVABLE DIRECTLY OR INDIRECTLY IN WHATSOEVER MANNER TO SEBI WITHIN PERIOD OF 15 DAYS FROM THE DATE OF THIS ORDER 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS
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| 3 |
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PRAGYA DAIRIES & AGRO LTD.
(CIN:U01400MP2010PLC023243
PAN:AAFCP3908E)
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ALOK SAHAI VIDYARTHI
PAN:ABSPV8334R
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ANSAR AHMED
DIN:02336694
PAN:AFFPA4197L
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DURGA PATIDAR
DIN:02977847
PAN:APJPP6921M
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NANA LAL PATIDAR
DIN:02978194
PAN:AJWPP3490J
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POOJA PATIDAR
DIN:02977813
PAN:AVBPP1293Q
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PRAMILA JAIN
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PUNAM CHAND PATIDAR
DIN:02977863
PAN:BTUPP0108C
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RAJESH JAIN
DIN:02978284
PAN:AEDPJ0277M
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 06-MAR-2020 TO 05-MAR-2024
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 06-MAR-2020 TO 05-MAR-2024
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 06-MAR-2020 TO 05-MAR-2024
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH ALL RELEVANT DOCUMENTS I.E.APPLICATION FORM, AGREEMENTS AND CERTIFICATES ETC.
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 06-MAR-2020 TO 05-MAR-2024
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-MAR-2020 TO 05-MAR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-MAR-2020 TO 05-MAR-2024
09-NOV-2018
|
SEBI VIDE ITS ORDER DATED 06/03/2020 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS AND WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER 2) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH CERTIFIED FROM TWO INDEPENDENT CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A FURTHER PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
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| 4 |
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SUNPLANT BIO ENERGY PVT.LTD.
(CIN:U24100WB2011PTC158737
PAN:AAPCS3390F)
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AWDHESH KUMAR SINGH
DIN:00301404
PAN:AKQPS6527G
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GIRIJA SHANKAR KUMAR
DIN:00355512
PAN:AKAPK2774R
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NEERAJ PATHAK
DIN:03561265
PAN:BAZPP2860B
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PADMALOCHAN NAYAK
DIN:06966981
PAN:AHZPN2835J
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SUBIR GUPTA
DIN:07133112
PAN:BONPG5600Q
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SUMANTA SINHA
DIN:03573218
PAN:ALBPS3314F
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SUNIL KUMAR JHA
DIN:03566733
PAN:AMHPJ3198H
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 18-SEP-2017 TO 17-SEP-2021
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 18-SEP-2017 TO 17-SEP-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 18-SEP-2017 TO 17-SEP-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT FINANCIAL STATEMENTS DULY CERTIFIED BY STATUTORY AUDITOR FOR THE LAST THREE YEARS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-SEP-2017 TO 17-SEP-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-SEP-2017 TO 17-SEP-2021
09-DEC-2015
|
SEBI VIDE ITS ORDER DATED 18/09/2017 TO 1) JOINTLY AND SEVEALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER. REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ WITHIN A FURTHER PERIOD OF SEVEN DAYS AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
SEBI VIDE ITS NOTICE DATED 07/02/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
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| 5 |
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VAYAA BUILDER & DEVELOPERS PVT.LTD.
(PAN:AADCV3685L
CIN:U45201MP2010PTC024055)
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JITENDRA BISAY
DIN:00128091
PAN:AFZPB2659A
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YOGENDRA BISAY
DIN:02664008
PAN:AFQPB2353A
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 25-FEB-2020 TO 24-FEB-2024
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 25-FEB-2020 TO 24-FEB-2024
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 25-FEB-2020 TO 24-FEB-2024
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH ALL RELEVANT DOCUMENTS I.E.APPLICATION FORM, AGREEMENTS AND CERTIFICATES ETC.
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 25-FEB-2020 TO 24-FEB-2024
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-FEB-2020 TO 24-FEB-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-FEB-2020 TO 24-FEB-2024
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
09-NOV-2018
|
SEBI VIDE ITS ORDER DATED 25/02/2020 DIRECTED TO 1) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER 2) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH CERTIFIED FROM TWO INDEPENDENT CHARTERED ACCOUNTS 3) NOT TO DIVERT FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN IN BANK ACCOUNTS AND/OR CUSTODY OF COMPANY OR ITS DIRECTORS AND NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS MOVABLE AND/OR IMMOVABLE DIRECTLY OR INDIRECTLY IN WHATSOEVER MANNER 5) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A FURTHER PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
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| 6 |
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VINAYAK HOMES & REAL ESTATE LTD.
(CIN:U70101MP2010PLC024267
PAN:AADCV4004B)
|
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KALU SINGH VERMA
DIN:03397048
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 30-OCT-2019 TO 29-OCT-2020
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 30-OCT-2019 TO 29-OCT-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 30-OCT-2019 TO 29-OCT-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH ALL RELEVANT DOCUMENTS I.E.APPLICATION FORM, AGREEMENTS AND CERTIFICATES ETC.
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-OCT-2019 TO 29-OCT-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-OCT-2019 TO 29-OCT-2020
24-DEC-2018
|
SEBI VIDE ITS ORDER DATED 30/10/2019 DIRECTED TO 1) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ 2) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) JOINTLY OR SEVERALLY TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WINDING UP AND REPAYMENT REPORT SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 3) PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES OR ANY INTEREST OR INVESTMENT OR CHARGE INCLUDING DETAILS OF ALL BANK ACCOUNTS AND HOLDINGS OF MUTUAL FUND INVESTMENTS 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL OR CREATE ANY ENCUMBRANCE ON ANY ASSETS EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5) ABSTAIN FROM COLLECTING ANY MONEY FROM THE INVESTORS IN RESPECT OF THE SCHEMES IDENTIFIED AS COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 6) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS
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| 7 |
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VINAYAK HOMES & REAL ESTATE LTD.
(CIN:U70101MP2010PLC024267
PAN:AADCV4004B)
|
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JITENDRA BISAY
DIN:00128091
PAN:AFZPB2659A
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PHOOL CHAND BISAY
DIN:00128087
PAN:AIQPB4211L
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YOGENDRA BISAY
DIN:02664008
PAN:AFQPB2353A
|
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YUVRAJ SHRIRAM MALAKAR
DIN:07113606
PAN:AKYPY9430C
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 30-OCT-2019 TO 29-OCT-2023
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 30-OCT-2019 TO 29-OCT-2023
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 30-OCT-2019 TO 29-OCT-2023
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH ALL RELEVANT DOCUMENTS I.E.APPLICATION FORM, AGREEMENTS AND CERTIFICATES ETC.
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-OCT-2019 TO 29-OCT-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-OCT-2019 TO 29-OCT-2023
24-DEC-2018
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SEBI VIDE ITS ORDER DATED 30/10/2019 DIRECTED TO 1) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ 2) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) JOINTLY OR SEVERALLY TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WINDING UP AND REPAYMENT REPORT SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 3) PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES OR ANY INTEREST OR INVESTMENT OR CHARGE INCLUDING DETAILS OF ALL BANK ACCOUNTS AND HOLDINGS OF MUTUAL FUND INVESTMENTS 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL OR CREATE ANY ENCUMBRANCE ON ANY ASSETS EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5) ABSTAIN FROM COLLECTING ANY MONEY FROM THE INVESTORS IN RESPECT OF THE SCHEMES IDENTIFIED AS COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 6) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
