| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
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ALCHEMIST HOLDINGS LTD.
(CIN:U74899DL1995PLC074874
PAN:AAACM5575D)
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ASHIMA SOOD
DIN:00037854
PAN:AMZPS9585P
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BALVIR SINGH
DIN:00139599
PAN:AAAPS5463P
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SUKRIT SOOD
DIN:00084077
PAN:AOBPS0340E
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SUNIL KANTI KAR
DIN:00476819
PAN:AEQPK2126K
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MOBILIZED RS.444.67 CRORES THROUGH ALLOTMENT OF 44,46,72,800 REDEEMABLE PREFERENCE SHARES TO 4,26,676 ALLOTTEES VIOLATING SECTIONS 56, 60, 67(3), 69 AND 73 OF COMPANIES ACT, 1956 IN MATTER OF ALCHEMIST HOLDINGS LTD.
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DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 18-JUN-2021 TO 17-JUN-2025
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 18-JUN-2021 TO 17-JUN-2025
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 18-JUN-2021 TO 17-JUN-2025
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-JUN-2021 TO 17-JUN-2025
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
20-SEP-2013
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SEBI VIDE ITS ORDER DATED 14/08/2015 DIRECTED TO A) JOINTLY AND SEVERALLY, SHALL FORTHWITH REFUND THE MONEY COLLECTED THROUGH ISSUANCE OF RPS WITH INTEREST @ 15% P.A. COMPOUNDED AT HALF YEARLY INTERVALS FROM DATE OF REPAYMENTS BECAME DUE TO INVESTORS TILL DATE OF ACTUAL PAYMENT THROUGH BANK DEMAND DRAFT OR PAY ORDER B) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUND AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK C) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES AND IN ONE LOCAL DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND D) FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OF HELD IN PHYSICAL FORM F) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, AND ARE ALSO RESTRAINED FROM ASSOCIATING THEMSELVES WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC, FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS
SAT: SAT VIDE ITS ORDER DATED 29/06/2018 UPHELD IMPUGNED ORDER DATED 14/08/2015 AND DELETED THE DIRECTION GIVEN BY WTM OF SEBI TO PAY INTEREST ‘COMPOUNDED AT HALF YEARLY INVERVALS’. NO COSTS
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| 2 |
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ANMOL INDIA AGRO-HERBAL FARMING & DAIRIES CARE CO.PVT.LTD.
(PAN:AAGCA6750L)
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MOHAMMAD JAVED MEMON
PAN:AJUPM0965D
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MOHAMMAD JUNAID MEMON
PAN:AIHPM9537D
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MOHAMMAD KHALID MEMON
PAN:AEYPM7188R
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MOHAMMAD UMAR MEMON
PAN:ADUPM0907H
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-MAY-2016 TO 18-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-MAY-2016 TO 18-MAY-2020
09-MAR-2015
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SEBI VIDE ITS ORDER DATED 19/05/2016 DIRECTED ANMOL INDIA AGRO-HERBAL FARMING & DAIRIES CARE CO.LTD. TO A) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER B) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) DIRECTED FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM F) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 29/08/2017 DISPOSED OFF THE APPEAL AND DIRECTED TO APPELLANTS TO MAKE A REPRESENTATION TO SEBI WITHIN FOUR WEEKS FROM DATE OF THIS ORDER SETTING OUT THE DETAILS OF MONEY ALREADY PAID TO INVESTORS AND MODE AND MANNER IN WHICH THE BALANCE AMOUNT WOULD BE PAID TO THE INVESTORS. AD-INTERIM RELIEF TO CONTINUE FOR A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER SUBJECT TO THE APPELLANTS MAKING A REPRESENTATION TO SEBI WITHIN FOUR WEEKS FROM THE DATE OF THIS ORDER.NO COSTS
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| 3 |
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ARISE BHOOMI DEVELOPERS LTD.
(CIN:U45400MH2010PLC204510
PAN:AAICA5915H)
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PAPU KUMAR SINGH
DIN:02699567
PAN:BFBPS2869N
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RATNESH KUMAR YADAV
DIN:02724419
PAN:ACHPY6664K
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RAVI SHANKAR SINGH
DIN:02709332
PAN:BGMPS5091L
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 31-MAY-2016 TO 30-MAY-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 31-MAY-2016 TO 30-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 31-MAY-2016 TO 30-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 31-MAY-2016 TO 30-MAY-2020
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 31-MAY-2016 TO 30-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-MAY-2016 TO 30-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-MAY-2016 TO 30-MAY-2020
02-DEC-2014
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SEBI VIDE ITS NOTICE DATED 25/10/2015 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 31/05/2016 DIRECTED ARISE BHOOMI DEVELOPERS LTD. TO A) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER B) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) DIRECTED TO FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM F) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
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| 4 |
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ASSURE AGROWTECH LTD.
(CIN:U51213TN2007PLC064744
PAN:AAGCA7035E)
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P.SARAVANAN
DIN:06467396
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R.DEVADOSS
DIN:07097648
PAN:AUCPD0859J
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SENGAN THANGAPPALAM
DIN:01709534
PAN:AFUPT3687B
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SHANMUGAM RAJENDRAN
DIN:01656296
PAN:ALAPR1414Q
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V.VENKATARAMANUJAM
PAN:AABPV3976F
DIN:07097641
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF CHARGES, IF ANY, CREATED ON ITS ASSETS BY COMPANY
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM INVESTORS
DIRECTED TO CEASE & DESIST AND NOT TO SOLICIT OR UNDERTAKE CIS ACTIVITIES OR ANY OTHER ACTIVITIES IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED TO SUBMIT FULL DETAILS OF PROJECT DEVELOPMENT EXPENSES OF RS.19.90 CRORES IN FINANCIAL STATEMENTS FOR F.Y.2013-14, ALONGWITH POSITION FOR F.Y. 2014-15
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 09-MAY-2016 TO 08-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAY-2016 TO 08-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAY-2016 TO 08-MAY-2020
03-JUL-2015
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SEBI VIDE ITS ORDER DATED 09/05/2016 DIRECTED ASURE AGROWTECH LTD. TO A) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER B) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) DIRECTED FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM F) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 06/04/2018 CONDONED THE DELAY OF 40 DAYS IN FILING OF APPEAL. FURTHER, DISPOSED OFF THE APPEAL AND MISC. APPLICATIONS. NO COSTS
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| 5 |
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BHOOMI DEVCON & AGRITECH LTD.
(CIN:U70101CT2011PLC022381
PAN:AAECB4806G)
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GHASI RAM VISHWAKARMA
DIN:03533189
PAN:AMZPV6270A
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LAL CHAND VISHVAKARMA
DIN:03468327
PAN:AKLPV6427H
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RADHA BAI VISHWAKARMA
DIN:03468309
PAN:AKNPV1081D
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SANJAY KUMAR AGRAWAL
DIN:03576379
PAN:AHUPA0336L
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 28-MAR-2018 TO 27-MAR-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 28-MAR-2018 TO 27-MAR-2022
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 28-MAR-2018 TO 27-MAR-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 28-MAR-2018 TO 27-MAR-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-MAR-2018 TO 27-MAR-2022
29-JUN-2015
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SEBI VIDE ITS ORDER DATED 28/03/2018 DIRECTED TO 1) JOINTLY AND SEVERALLY TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER. REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WINDING UP AND REPAYMENT REPORT SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
SEBI VIDE ITS ORDER DATED 13/01/2022 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, WESTERN REGIONAL OFFICE, AHMEDABAD D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
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| 6 |
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BLESSING AGRO FARM INDIA LTD.
(CIN:U01210TN2009PLC070355)
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INNSAIPILLAI LURDPILLAI JOSEPH JEYARAAJ
DIN:02430751
PAN:ACUPJ0102E
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IRUDAYARAJ MANICKAM PILLAI JEYABALAN
DIN:02439369
PAN:AJFPJ3454R
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MRS.PRAKASAM SAGAYA PACKIA SANTHI
DIN:02437679
PAN:ALKPS4279C
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SANTHANAPETER
DIN:00230812
PAN:BQMPS1649Q
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 11-FEB-2016 TO 10-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 11-FEB-2016 TO 10-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 11-FEB-2016 TO 10-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 11-FEB-2016 TO 10-FEB-2020
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED & REFUNDED DULY CERTIFIED BY AUDITOR OF THE COMPANY
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 11-FEB-2016 TO 10-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 11-FEB-2016 TO 10-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-FEB-2016 TO 10-FEB-2020
15-DEC-2014
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SEBI VIDE ITS ORDER DATED 11/02/2016 DIRECTED BLESSING AGRO FARM INDIA LTD. TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 06/10/2017 DIRECTED APPELLANT TO DISCLOSE THE LIST OF ALL THE ASSETS TO SEBI WITHIN A PERIOD OF EIGHT WEEKS FROM THE DATE OF THIS ORDER AND WITHOUT THE LEAVE OF SEBI, THE APPELLANTS SHALL NOT DISPOSE OF THE ASSETS BELONGING TO THEM. NO COSTS
|
| 7 |
|
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BNP INDIA DEVELOPERS & INFRASTRUCTURE LTD.
(CIN:U45200MP2009PLC022303)
|
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ANIL KUMAR PACHHORIYA
DIN:03589113
|
|
|
DAYA NAND
DIN:01868368
|
|
|
DEVENDRA KUMAR SAHU
DIN:06892158
|
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GENDA BAI
DIN:02636699
|
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KEDAR NAGAR
DIN:03339250
|
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|
NEELESH SINGH NARWARIA
DIN:02957549
|
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RAGHVENDRA SINGH NARWARIA
DIN:01451353
PAN:ADPPN6255N
|
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SOM DATTA
DIN:06951151
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 29-SEP-2017 TO 28-SEP-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 29-SEP-2017 TO 28-SEP-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-SEP-2017 TO 28-SEP-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-SEP-2017 TO 28-SEP-2021
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-SEP-2017 TO 28-SEP-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-SEP-2017 TO 28-SEP-2021
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 29-SEP-2017 TO 28-SEP-2021
31-MAR-2015
|
SEBI VIDE ITS ORDER DATED 29/09/2017 TO 1) JOINTLY AND SEVEALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER. REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ WITHIN A FURTHER PERIOD OF SEVEN DAYS AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WINDING UP AND REPAYMENT REPORT SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUNDS
|
| 8 |
|
|
DGR FARMS & LEISURES LTD.
(CIN:U01100MP2009PLC022547
PAN:AADCD2895N)
|
|
|
|
ALOK KUMAR SINGH
DIN:03627367
PAN:AWJPS1018D
|
|
|
JAINENDRA KUMAR PATEL
DIN:03627378
PAN:AKOPP8093N
|
|
|
JITENDRA KUMAR PATEL
|
|
|
JITENDRA KUMAR TRIPATHI
DIN:06374893
PAN:ADIPT4968P
|
|
|
NIVEDITA GUPTA
DIN:03512748
PAN:AHLPG5454E
|
|
|
RAKESH KUMAR GUPTA
DIN:02732171
PAN:AIXPG8273A
|
|
|
SANJAY KUMAR GUPTA
DIN:03627386
PAN:AIZPG2134Q
|
|
|
SHANKAR LAL GUPTA
DIN:03627395
PAN:AGMPG4657M
|
|
|
SUSHIL KUMAR DUBEY
DIN:02864899
PAN:AFAPD7831F
|
|
|
UMESH GUPTA
DIN:02778413
PAN:AHAPG4380N
|
|
|
UMESH SONI
DIN:02778413
PAN:BTKPS1732H
|
|
|
VIJAY KUMAR SHUKLA
DIN:06420025
PAN:BLHPS3014H
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2019 TO 28-JUL-2023
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-JUL-2019 TO 28-JUL-2023
DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES
DIRECTED TO PROVIDE INVENTORY OF ALL ASSETS PURCHASED IN NAME OF THE COMPANY OR DIRECTORS INCLUDING ALL ASSETS MOVABLE AND/OR IMMOVABLE WHEREIN NOTICEES HAVE INTEREST DIRECTLY OR INDIRECTLY IN WHATSOEVER MANNER FROM 29-JUL-2019 TO 28-JUL-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-JUL-2019 TO 28-JUL-2023
29-JUL-2019
|
SEBI VIDE ITS NOTICE DATED 16/09/2020 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 23/12/2021 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, WESTERN REGIONAL OFFICE, AHMEDABAD D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 9 |
|
|
DISC ASSETS LEAD INDIA LTD.
(CIN:U51211TN2006PLC059572
PAN:AACCD4575E)
|
|
|
|
NITHIYANANTHAM ARUNKUMAR
DIN:01612408
PAN:AFWPA7113H
|
|
|
NITHIYANANTHAM MALATHI UMASHANKAR
DIN:01612437
PAN:AAOPU8534H
|
|
|
S.JEEVALATHA SRIDHAR
PAN:AKPPJ3044C
DIN:03357606
|
|
|
SHYAMCHANDER THANIKODI
PAN:BPEPS8939C
DIN:03328678
|
|
|
SRINIVASAN CHIDAMBARAM
DIN:03296079
PAN:AJTPS6054J
|
|
|
VIVEKANANDAM JANARTHANAN
DIN:02292665
PAN:AFFPJ9926C
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO SUBMIT LIST OF INVESTORS OPTED FOR RENT OUT / SALES OPTION OF SCHEME
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-MAR-2016 TO 29-MAR-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-MAR-2016 TO 29-MAR-2020
20-AUG-2015
|
SEBI VIDE ITS ORDER DATED 30/03/2016 DIRECTED DISC ASSETS LEAD INDIA LTD. TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 09/06/2016 GRANTED EXTENSION OF THREE MONTHS TIME TO COMPLY WITH THE ORDER PASSED BY SEBI ON 30/03/0/2016 WITH LIBERTY TO APPELLANT TO PAY TO INVESTORS THROUGH NEFT MODE IN ADDITION TO OTHER PERMISSIBLE MODES OF PAYMENTS AND DIRECTED TO FURNISH PROOF OF PAYMENT TO SEBI FROM TIME TO TIME. NO COSTS
|
| 10 |
|
|
EMERGING INDIA INFRA LTD.
(PAN:AACCE2572N
CIN:U45209CH2009PTC031826)
|
|
|
|
GURLAL SINGH
PAN:ELFPS2056N
DIN:02992706
|
|
|
GURPREET SINGH SIDHU
PAN:DEKPS0764C
DIN:02783457
|
|
|
HARMINDER SINGH
PAN:AYPPS8429Q
DIN:02992650
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 25-OCT-2018 TO 24-OCT-2024
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 25-OCT-2018 TO 24-OCT-2024
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 25-OCT-2018 TO 24-OCT-2024
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 25-OCT-2018 TO 24-OCT-2024
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-OCT-2018 TO 24-OCT-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-OCT-2018 TO 24-OCT-2024
26-JUN-2015
|
SEBI VIDE ITS ORDER DATED 25/10/2018 DIRECTED TO 1) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN THREE MONTHS FROM THE DATE OF THIS ORDER 2) REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ 3) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) JOINTLY OR SEVERALLY TO SEBI ALONG WITH CERTIFICATION OF REPAYMENT FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR SIX YEARS
SEBI VIDE ITS NOTICE DATED 24/04/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 11 |
|
|
EMERGING INDIA INFRA LTD.
(PAN:AACCE2572N
CIN:U45209CH2009PTC031826)
|
|
|
|
PRASHANT SHARMA
PAN:AZIPS9617A
DIN:02992706
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 25-OCT-2018 TO 24-OCT-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 25-OCT-2018 TO 24-OCT-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 25-OCT-2018 TO 24-OCT-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 25-OCT-2018 TO 24-OCT-2022
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-OCT-2018 TO 24-OCT-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-OCT-2018 TO 24-OCT-2022
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 25-OCT-2018 TO 24-OCT-2022
26-JUN-2015
|
SEBI VIDE ITS ORDER DATED 25/10/2018 DIRECTED TO 1) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN THREE MONTHS FROM THE DATE OF THIS ORDER 2) REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ 3) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) JOINTLY OR SEVERALLY TO SEBI ALONG WITH CERTIFICATION OF REPAYMENT FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR SIX YEARS
SEBI VIDE ITS NOTICE DATED 24/04/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 12 |
|
|
G.C.A.MARKETING PVT.LTD.
(CIN:U52599PB2005PTC028378)
|
|
|
|
AMARDEEP SINGH CHEEMA
PAN:ADEPC5281C
|
|
|
GURDEEP SINGH
PAN:BIVPS7069D
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 04-FEB-2016 TO 03-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 04-FEB-2016 TO 03-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 04-FEB-2016 TO 03-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 04-FEB-2016 TO 03-FEB-2020
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED & REFUNDED DULY CERTIFIED BY AUDITOR OF THE COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 04-FEB-2016 TO 03-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-FEB-2016 TO 03-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-FEB-2016 TO 03-FEB-2020
30-DEC-2014
|
SEBI VIDE ITS ORDER DATED 04/02/2016 DIRECTED G.C.A.MARKETING PVT.LTD. AND ITS DIRECTORS MR.AMARDEEP SINGH CHEEMA & MR.GURDEEP SINGH TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND ‘THROUGH BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 19/01/2017 CONDONED THE DELAY OF 96 DAYS IN FILING THE APPEALS. FURTHER, APPEAL DISPOSED OFF WITH THE DIRECTIONS TO APPELLANTS TO MAKE A REPRESENTATION BEFORE SEBI SEEKING EXTENSION OF TIME TO REFUND THE BALANCE AMOUNT TO THE INVESTORS WITHIN A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
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| 13 |
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GARIMA HOMES & FARM HOUSES LTD.
(CIN:U70109PB2011PLC035012
PAN:AAECG2270P)
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BALKISHAN KUSHWAH
DIN:02338533
PAN:AVQPK4360A
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BANABARILAL LODHI
PAN:ACAPL9691A
DIN:01759136
|
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BANWARI LAL KUSHWAH
DIN:01829943
PAN:AAGPF1976L
|
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BIJENDRA PAL SINGH
DIN:01781312
PAN:BNXPS1493L
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JITENDRA KUMAR
PAN:DGXPK9360P
DIN:06719377
|
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SHIVRAM KUSHWAH
PAN:BDGPK0032E
DIN:02338542
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-MAY-2016 TO 18-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-MAY-2016 TO 18-MAY-2020
03-FEB-2015
|
SEBI VIDE ITS ORDER DATED 19/05/2016 DIRECTED GARIMA HOMES & FARM HOUSES LTD. TO A) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER B) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO ITS INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) DIRECTED FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM F) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SEBI VIDE ITS NOTICE DATED 16/05/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
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| 14 |
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GARIMA REAL ESTATE & ALLIED LTD.
(CIN:U70100MP2007PLC019955
PAN:AADCG0853B)
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BALKISHAN KUSHWAH
DIN:02338533
PAN:AVQPK4360A
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BANABARILAL LODHI
DIN:01759136
|
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BANWARI LAL KUSHWAH
DIN:01829943
PAN:AAGPF1976L
|
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|
BIJENDRA PAL SINGH
DIN:01781312
PAN:BNXPS1493L
|
|
|
JITENDRA KUMAR
DIN:06719377
|
|
|
SHIVRAM KUSHWAH
DIN:02338542
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 03-MAY-2016 TO 02-MAY-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 03-MAY-2016 TO 02-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 03-MAY-2016 TO 02-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 03-MAY-2016 TO 02-MAY-2020
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 03-MAY-2016 TO 02-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-MAY-2016 TO 02-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-MAY-2016 TO 02-MAY-2020
24-NOV-2014
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SEBI VIDE ITS ORDER DATED 03/05/2016 DIRECTED GARIMA REAL ESTATE & ALLIED LTD. TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK 4) DIRECTED FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
|
| 15 |
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GOLDEN TREES PLANTATION LTD.
(PAN:AABCG5441R)
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DINESHBHAI PRAHLADBHAI PATEL
PAN:BAEPP5589A
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SHAILESHKUMAR DHAIYALAL PATEL
PAN:AYEPP6275A
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USHABEN DIPAKKUMAR PATEL
PAN:ASZPP4304P
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 03-NOV-2021 TO 02-NOV-2026
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED DEPOSITORIES TO ENSURE THAT NO DEBITS AND/OR CREDITS MADE IN DEMAT ACCOUNTS, HELD JOINTLY OR SEVERALLY, OF ENTITIES AND PERSONS
DIRECTED TO FREEZE BANK ACCOUNTS
RESTRAINED FROM ACCESSING CAPITAL MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES (INCLUDING UNITS OF MUTUAL FUNDS) DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER, STARTING FROM DATE OF THIS ORDER TILL EXPIRY OF FIVE YEARS FROM DATE OF BRINGING MONEY BACK INTO KTL’S BANK ACCOUNT AND DURING THIS PERIOD EXISTING HOLDING OF SECURITIES (INCLUDING UNITS OF MUTUAL FUNDS) TO REMAIN FROZEN
14-MAR-2003
|
SEBI VIDE ITS ORDER DATED 03/11/2021 DIRECTED TO 1) JOINTLY AND SEVERALLY REFUND THE MONEY COLLECTED FROM INVESTORS UNDER ITS PLANTATION SCHEMES ALONG WITH SIMPLE INTEREST @ 15% P.A. WITHIN SIX MONTHS FROM DATE OF THIS ORDER, CALCULATED FROM 01/04/1993 TILL 31/10/2021 2) ISSUE PUBLIC NOTICES IN TWO NATIONAL DAILIES (ONE HINDI AND ONE ENGLISH) AND IN ONE LOCAL LANGUAGE NEWSPAPER EACH IN THE STATES OF GUJARAT, MAHARASHTRA AND RAJASTHAN, INVITING CLAIMS FROM THE INVESTORS FOR THE REFUNDS AS DIRECTED AND INFORMING ABOUT THE MODALITIES OF THE REFUND WITHIN A PERIOD OF ONE MONTH FROM THE DATE OF THIS ORDER 3) REPAYMENTS TO THE INVESTORS TO BE EFFECTED ONLY THROUGH BANK DEMAND DRAFT OR PAY ORDER OR ELECTRONIC FUND TRANSFER OR THROUGH ANY OTHER APPROPRIATE BANKING CHANNELS 4) FILE REPORT OF SUCH COMPLETION OF REFUND WITH SEBI DULY CERTIFIED BY TWO PEER REVIEWED INDEPENDENT CHARTERED ACCOUNTANTS 5) PREVENT FROM SELLING OR DISPOSING OFF THE ASSETS, PROPERTIES (INCLUDING IMMOVABLE PROPERTIES) AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM EXCEPT FOR THE SOLE PURPOSE OF MAKING THE REFUNDS AS DIRECTED 6) PROVIDE FULL INVENTORY OF ASSETS AND DETAILS OF ALL THE BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF MUTUAL FUNDS/SHARES/SECURITIES IN PHYSICAL OR DEMAT FORMS WITHIN 21 DAYS FROM THE DATE OF THIS ORDER 7) DEPOSITORIES TO NOT TO ALLOW DEBITS FROM DEMAT ACCOUNTS (JOINT OR OTHERWISE) OF THE NOTICEES EXCEPT FOR THE PURPOSES OF COMPLIANCE WITH THE DIRECTION 8) BANKS TO FREEZE BANK ACCOUNTS OF THE NOTICEES WITH IMMEDIATE EFFECT TO THE EXTENT OF MONEY STILL DUE TO BE REFUNDED I.E. RS.32.39 CRORE TILL THE REFUND AS DIRECTED AND BANKS NOT TO ALLOW DEBITS FROM BANK ACCOUNTS (JOINT OR OTHERWISE) OF THE NOTICEES EXCEPT FOR THE PURPOSES 9) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY AND ASSOCIATING WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER FOR FIVE YEARS FROM DATE OF THIS ORDER OR TILL SUCH TIME THE REFUNDS AS DIRECTED ARE COMPLETED
SEBI VIDE ITS NOTICE DATED 22/05/2023 DIRECTED TO PAY RS.39,93,96,408.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
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| 16 |
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IPN DEVELOPERS & ALLIED LTD.
(CIN:U70101MP2012PLC029241
PAN:AADCI0486L)
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HARI SINGH
PAN:DQZPS1931J
DIN:06466231
|
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SHRIDILIP DEVDA
DIN:06466196
PAN:BIGPD0520B
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SHRINAGESHWAR PANCHAL
DIN:06379966
PAN:ALTPP5193K
|
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|
SHRISHANKAR LAL YADAV
DIN:06466213
PAN:AGOPY4099F
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 16-MAR-2018 TO 15-MAR-2024
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 16-MAR-2018 TO 15-MAR-2024
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 16-MAR-2018 TO 15-MAR-2024
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 16-MAR-2018 TO 15-MAR-2024
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO SUBMIT COPIES OF ALL THE DOCUMENTS PERTAINING TO THE SCHEME ISSUED TO INVESTORS INCLUDING DOCUMENTS / AGREEMENTS EXECUTED WITH THE INVESTORS
DIRECTED TO SUBMIT COPIES OF THE REGISTRATION DOCUMENTS / SALE DEED IN RESPECT OF ALL THE LAND / PROPERTIES OWNED AND/OR PURCHASED BY THE COMPANY
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-MAR-2018 TO 15-MAR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-MAR-2018 TO 15-MAR-2024
22-JUN-2015
|
SEBI VIDE ITS ORDER DATED 16/03/2018 DIRECTED TO 1) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER. REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR), SEPARATELY OR JOINTLY, TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WINDING UP AND REPAYMENT REPORT SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS WHO ARE IN PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS IN RESPECT OF SCHEMES IDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF SIX YEARS FROM THE DATE OF COMPLETION OF REFUND 5) NOT TO LAUNCH ANY COLLECTIVE INVESTMENT SCHEME OR ANY ACTIVITY IN SECURITIES MARKET WITHOUT OBTAINING A CERTIFICATE OF REGISTRATION FROM SEBI AFTER EXPIRY OF PERIOD OF DEBARMENT
|
| 17 |
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JSV DEVELOPER INDIA LTD.
(CIN:U45201MP2009PLC021807
PAN:AACCJ1577A)
|
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BHUPENDRA SINGH KATHAIT
DIN:02772241
PAN:BAQPK6090R
|
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DINESH HEMRAJ TEMBHARE
PAN:AJZPT6223E
DIN:03386158
|
|
|
VIJAY LAXMI KATHAIT
DIN:02548164
PAN:ALLPK5580D
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 18-FEB-2016 TO 17-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 18-FEB-2016 TO 17-FEB-2020
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 18-FEB-2016 TO 17-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 18-FEB-2016 TO 17-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT FINANCIAL STATEMENTS DULY CERTIFIED BY STATUTORY AUDITOR FOR THE LAST THREE YEARS
DIRECTED TO EXPLAIN REASONS OF DENIAL OF CERTIFICATION BY THE AUDITORS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-FEB-2016 TO 17-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-FEB-2016 TO 17-FEB-2020
31-JUL-2014
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SEBI VIDE ITS ORDER DATED 18/02/2016 DIRECTED JSV DEVELOPER INDIA LTD. TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
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| 18 |
|
|
KEN INFRATECH LTD.
(CIN:U45200DL2010PLC210023
PAN:AAECK1605J)
|
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SURJEET KUMAR
DIN:05310474
PAN:CRRPS1400A
|
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 18-APR-2018 TO 17-APR-2022
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 18-APR-2018 TO 17-APR-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 18-APR-2018 TO 17-APR-2022
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 18-APR-2018 TO 17-APR-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-APR-2018 TO 17-APR-2022
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 18-APR-2018 TO 17-APR-2022
18-JUN-2013
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SEBI VIDE ITS ORDER DATED 17/12/2014 DIRECTED KEN INFRATECH LTD. AND ITS DIRECTORS MR.SUKHWINDER SINGH, MR.SUKHCHAIN SINGH & MR.KULDEEP SINGH TO 1. ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2. WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3. NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4. IMMEDIATELY SUBMIT COMPLETE AND DETAILED INVENTORY OF ASSETS OWNED BY COMPANY 5. DIRECTED KEN INFRATECH LTD. AND ITS DIRECTORS MR.SUKHWINDER SINGH, MR.SUKHCHAIN SINGH AND MR.KULDEEP SINGH TO BE RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 4 YEARS FROM DATE OF THIS ORDER 6. DIRECTED MR.GURWINDER SINGH TO BE RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF 2 YEARS FROM DATE OF THIS ORDER
SEBI VIDE ITS NOTICE DATED 23/01/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
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| 19 |
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PANCARD CLUBS LTD.
(CIN:U91900MH1997PLC105363
PAN:AAACP9093R)
(Along with : PANORAMIC UNIVERSAL LTD.)
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CHANDRASEN GANPATRAO BHISE
DIN:02393535
PAN:AADPB6103E
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MANISH KALIDAS GANDHI
DIN:02606802
PAN:AITPG8933H
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RAMACHANDRAN RAMAKRISHNAN
DIN:03510460
PAN:AAIPR9196G
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SHOBHA RATNAKAR BARDE
DIN:00177938
PAN:ASLPB1204C
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USHA ARUN TARI
DIN:00178078
PAN:ABYPT8841M
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VIIDYAA S.MORAVEKAR
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-FEB-2016 TO 28-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-FEB-2016 TO 28-FEB-2020
31-JUL-2014
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SAT: SAT VIDE ITS ORDER DATED 17/09/2014 SET ASIDED IMPUGNED EX-PARTE INTERIM ORDER DATED 31/07/2014 AND DIRECTED SEBI TO PASS APPROPRIATE ORDER ON MERITS AS EXPEDITIOUSLY AS POSSIBLE, PREFERABLY WITHIN EIGHT WEEKS FROM THE DATE OF APPELLANT TENDERING ALL DOCUMENTS/PARTICULARS TO SEBI. TILL THEN APPELLANT SHALL NOT LAUNCH ANY NEW CIS SCHEMES AND BOTH APPELLANT SHALL NOT SELL OR DISPOSE OFF OR CREATE ANY THIRD PARTY RIGHTS IN RESPECT OF ASSETS BELONGING TO THEM IN ANY MANNER WHATSOEVER. MISCELLANEOUS APPLICATIONS BECAME INFRUCTUOUS AND ARE ACCORDINGLY DISPOSED OFF. NO COSTS
SEBI VIDE ITS ORDER DATED 29/02/2016 DIRECTED TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
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| 20 |
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PANORAMIC UNIVERSAL LTD.
(Along with : PANCARD CLUBS LTD.)
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-FEB-2016 TO 28-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-FEB-2016 TO 28-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-FEB-2016 TO 28-FEB-2020
31-JUL-2014
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SEBI VIDE ITS ORDER DATED 18/10/2017 ORDERED TO SALE IMMOVABLE PROPERTY & VEHICLES THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 08/12/2017 ORDERED TO SALE THE PROPERTIES THROUGH E-AUCTION IN SATISFACTION OF DUES
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