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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: CANCELLED REGISTRATION AS ALTERNATE INVESTMENT FUND

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person GOLDEN BIRD AIF  
  DID NOT FILE QUARTERLY REPORTS TO SEBI   CANCELLED REGISTRATION AS ALTERNATE INVESTMENT FUND

16-FEB-2024 		 
2
History of entity/person INVESTMAXIMA TRUST  
  DID NOT FILE QUARTERLY REPORTS TO SEBI   CANCELLED REGISTRATION AS ALTERNATE INVESTMENT FUND

16-FEB-2024 		 
3
History of entity/person IREO ADVANTAGE FUND I  
  DID NOT FILE QUARTERLY REPORTS TO SEBI   CANCELLED REGISTRATION AS ALTERNATE INVESTMENT FUND

16-FEB-2024 		 
4
History of entity/person KARVY CAPITAL ALTERNATIVE INVESTMENT TRUST

(PAN:AACTK1328H)  
  DID NOT SATISFY ‘FIT AND PROPER PERSON’ CRITERIA FOR GRANT OF REGISTRATION AS ALTERNATIVE INVESTMENT FUNDS VIOLATING REGULATIONS 4(F),7(1)(A) AND 35 OF SEBI (ALTERNATE INVESTMENT FUNDS) REGULATIONS, 2012 READ WITH REGULATION 9, CLAUSES 2, 3, 6 AND 7 OF SCHEDULE II OF SEBI (INTERMEDIARIES) REGULATIONS, 2008   CANCELLED REGISTRATION AS ALTERNATE INVESTMENT FUND

25-MAR-2025 		 
5
History of entity/person KCAP ALTERNATIVE INVESTMENT FUND

(PAN:AADTK7212M)  
  DID NOT SATISFY ‘FIT AND PROPER PERSON’ CRITERIA FOR GRANT OF REGISTRATION AS ALTERNATIVE INVESTMENT FUNDS VIOLATING REGULATIONS 4(F),7(1)(A) AND 35 OF SEBI (ALTERNATE INVESTMENT FUNDS) REGULATIONS, 2012 READ WITH REGULATION 9, CLAUSES 2, 3, 6 AND 7 OF SCHEDULE II OF SEBI (INTERMEDIARIES) REGULATIONS, 2008   CANCELLED REGISTRATION AS ALTERNATE INVESTMENT FUND

25-MAR-2025 		 
6
History of entity/person LIFE FUND  
  NOT A FIT & PROPER PERSON TO GRANT REGISTRATION AS ALTERNATE INVESTMENT FUND   PROHIBITED FROM TAKING UP ANY NEW CLIENTS AND ANY NEW CONTRACTS INCLUDING CONTRACTS FROM EXISTING CLIENTS

CANCELLED REGISTRATION AS ALTERNATE INVESTMENT FUND

30-AUG-2019 		SAT: APPEAL DISMISSED  
7
History of entity/person PARANJAPE PLUTUS FUND-1  
  DID NOT FILE QUARTERLY REPORTS TO SEBI   CANCELLED REGISTRATION AS ALTERNATE INVESTMENT FUND

16-FEB-2024 		 
8
History of entity/person QUANT FIRST ALTERNATE INVESTMENT TRUST  
  DID NOT FILE QUARTERLY REPORTS TO SEBI   CANCELLED REGISTRATION AS ALTERNATE INVESTMENT FUND

16-FEB-2024 		 
9
History of entity/person SRS ALTERNATIVE INVESTMENT FUND  
  DID NOT FILE QUARTERLY REPORTS TO SEBI   CANCELLED REGISTRATION AS ALTERNATE INVESTMENT FUND

16-FEB-2024 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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