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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

FOREIGN INSTITUTIONAL INVESTORS: MANIPULATED MARKET AND/OR INDULGED IN UNFAIR TRADE PRACTICES

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person FLEDGLING NOMINEES INTERNATIONAL LTD.  
  SQUARED OFF TRANSACTIONS IN SOME SCRIPS INCLUDING SBI, WITHOUT GIVING OR TAKING DELIVERIES FOR THEIR SUB ACCOUNT COPTHALL MAURITIUS INVESTMENT INTERNATIONAL

INDULGED IN SHORT SALES   		CENSURED/WARNED & DIRECTED TO BE DILIGENT IN COMPLYING WITH SEBI REGULATIONS

29-JUL-2002 		 
2
History of entity/person PASSPORT CAPITAL,LLC  
  INDULGED IN PLACING AND EXECUTING ORDERS BEFORE ORDERS OF PASSPORT INDIA INVESTMENT (MAURITIUS) LTD. AND SUBSEQUENTLY SQUARED OFF HIS POSITION   DIRECTED TO CONDUCT INTERNAL ENQUIRY AND INITIATE APPROPRIATE ACTION AND SUBMIT ACTION REPORT

DIRECTED TO TAKE STEPS TO ENSURE THAT TRADING INFORMATION AND OTHER TRADE RELATED DETAILS ARE NOT MISUSED

DIRECTED TO EXERCISE DUE DILIGENCE IN SUPERVISING EMPLOYEES TO ABOVE END

28-MAY-2009 		 
3
History of entity/person RP&C INTERNATIONAL LTD.  
  INDULGED IN PRICE MANIPULATION IN SCRIP OF GLOBAL TRUST BANK LTD.

INDULGED IN CREATION OF ARTIFICIAL MARKET IN SCRIP OF GLOBAL TRUST BANK LTD.

PARKED SHARES TO CIRCUMVENT SEBI TAKEOVER CODE, 1997   		DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-DEC-2002 TILL INVESTIGATION COMPLETED

31-DEC-2002 		INTERIM ORDER DATED 31/12/2002 REVOKED BY SEBI

DECIDED NO FURTHER DIRECTIONS ARE REQUIRED AS CORAL REEF INVESTMENTS CO.PVT.LTD. AND RP&C INTERNATIONAL LTD. ARE NO LONGER OPERATIVE IN INDIAN CAPITAL MARKET  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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