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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: DIRECTED NOT TO ISSUE EQUITY SHARES OR ANY OTHERS INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER THEIR CAPITAL STRUCTURE IN ANY MANNER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ASAHI INFRASTRUCTURE & PROJECTS LTD.

(PAN:AAACA8777F)  
  INDULGED IN CANCELLATION OF GDRS FOR CONVERTING THEM INTO NORMAL SHARES TO SELL IN INDIAN MARKET   DIRECTED NOT TO ISSUE EQUITY SHARES OR ANY OTHERS INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER THEIR CAPITAL STRUCTURE IN ANY MANNER FROM 21-SEP-2011 TILL FURTHER ORDERS

21-SEP-2011 		SAT: APPEAL DISPOSED OFF WITHOUT ANY DIRECTIONS. NO ORDER AS TO COSTS

DIRECTION ISSUED VIDE AD INTERIM EX-PARTE ORDER DATED 21/09/2011 CONFIRMED AND CONVERSION OF OUTSTANDING WARRANTS ALLOWED  
2
History of entity/person AVON CORP.LTD.  
  INDULGED IN CANCELLATION OF GDRS FOR CONVERTING THEM INTO NORMAL SHARES TO SELL IN INDIAN MARKET   DIRECTED NOT TO ISSUE EQUITY SHARES OR ANY OTHERS INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER THEIR CAPITAL STRUCTURE IN ANY MANNER FROM 21-SEP-2011 TILL FURTHER ORDERS

21-SEP-2011 		DIRECTION ISSUED VIDE AD INTERIM EX-PARTE ORDER DATED 21/09/2011 CONFIRMED AND CONVERSION OF OUTSTANDING WARRANTS ALLOWED  
3
History of entity/person CALS REFINERIES LTD.

(CIN:L51909DL1984PLC018775
PAN:AAACC0069N)  
  INDULGED IN CANCELLATION OF GDRS FOR CONVERTING THEM INTO NORMAL SHARES TO SELL IN INDIAN MARKET   DIRECTED NOT TO ISSUE EQUITY SHARES OR ANY OTHERS INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER THEIR CAPITAL STRUCTURE IN ANY MANNER FROM 21-SEP-2011 TO 20-SEP-2021

23-OCT-2013 		DIRECTION ISSUED VIDE AD INTERIM EX-PARTE ORDER DATED 21/09/2011 CONFIRMED AND CONVERSION OF OUTSTANDING WARRANTS ALLOWED

SAT: SAT VIDE ITS ORDER DATED 29/08/2013 DIRECTED SEBI TO PASS FINAL ORDER WITHIN A PERIOD OF EIGHT WEEKS FROM DATE OF THIS ORDER OTHERWISE AD-INTERIM ORDER DATED 21/09/2011 AND CONFIRMATION ORDER SHALL STAND VACATED AGAINST THE APPELLANT WITH NO ORDER AS COSTS  
4
History of entity/person CAT TECHNOLOGIES LTD.

(PAN:AABCC9026E)  
  INDULGED IN CANCELLATION OF GDRS FOR CONVERTING THEM INTO NORMAL SHARES TO SELL IN INDIAN MARKET   DIRECTED NOT TO ISSUE EQUITY SHARES OR ANY OTHERS INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER THEIR CAPITAL STRUCTURE IN ANY MANNER FROM 21-SEP-2011 TILL FURTHER ORDERS

21-SEP-2011 		DIRECTION ISSUED VIDE AD INTERIM EX-PARTE ORDER DATED 21/09/2011 CONFIRMED AND CONVERSION OF OUTSTANDING WARRANTS ALLOWED  
5
History of entity/person IKF TECHNOLOGIES LTD.

(CIN:L72200WB2000PLC111253
PAN:AAACI8167K)  
  INDULGED IN CANCELLATION OF GDRS FOR CONVERTING THEM INTO NORMAL SHARES TO SELL IN INDIAN MARKET   DIRECTED NOT TO ISSUE EQUITY SHARES OR ANY OTHERS INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER THEIR CAPITAL STRUCTURE IN ANY MANNER FROM 21-SEP-2011 TO 20-SEP-2021

23-OCT-2013 		DIRECTION ISSUED VIDE AD INTERIM EX-PARTE ORDER DATED 21/09/2011 CONFIRMED AND CONVERSION OF OUTSTANDING WARRANTS ALLOWED

SAT: SAT VIDE ITS ORDER DATED 14/10/2014 ACCEPTED THE APPEAL OF SEBI FOR PASSING AN ORDER WITHIN A PERIOD OF FOUR MONTHS AFTER ISSUING SHOW CAUSE NOTICE. NO COSTS  
6
History of entity/person K SERA SERA LTD.

(PAN:AAACG5103D)  
  INDULGED IN CANCELLATION OF GDRS FOR CONVERTING THEM INTO NORMAL SHARES TO SELL IN INDIAN MARKET   DIRECTED NOT TO ISSUE EQUITY SHARES OR ANY OTHERS INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER THEIR CAPITAL STRUCTURE IN ANY MANNER FROM 21-SEP-2011 TILL FURTHER ORDERS

21-SEP-2011 		DIRECTION ISSUED VIDE AD INTERIM EX-PARTE ORDER DATED 21/09/2011 CONFIRMED AND CONVERSION OF OUTSTANDING WARRANTS ALLOWED

SAT: PERMITTED TO WITHDRAW THE APPEAL  
7
History of entity/person MAARS SOFTWARE INTERNATIONAL LTD.

(PAN:AAACM4527H)  
  INDULGED IN CANCELLATION OF GDRS FOR CONVERTING THEM INTO NORMAL SHARES TO SELL IN INDIAN MARKET   DIRECTED NOT TO ISSUE EQUITY SHARES OR ANY OTHERS INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER THEIR CAPITAL STRUCTURE IN ANY MANNER FROM 21-SEP-2011 TILL FURTHER ORDERS

21-SEP-2011 		DIRECTION ISSUED VIDE AD INTERIM EX-PARTE ORDER DATED 21/09/2011 CONFIRMED AND CONVERSION OF OUTSTANDING WARRANTS ALLOWED  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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