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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: DIRECTED TO REDRESS INVESTOR GRIEVANCES

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ACE LABORATORIES LTD.  
  DID NOT REDRESS INVESTOR COMPLAINTS   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-MAY-2003 		 
2
History of entity/person ALPINE INDUSTRIES LTD.  
  DID NOT RESPOND TO SHOW CAUSE NOTICE REGARDING REDRESSAL OF INVESTORS GRIEVANCES   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-OCT-2002 		 
3
History of entity/person AMBIK PROTEINS LTD.  
  DID NOT REDRESS INVESTOR COMPLAINTS   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-MAY-2003 		 
4
History of entity/person ARYAN FINEFAB LTD.  
  DID NOT RESPOND TO SHOW CAUSE NOTICE REGARDING REDRESSAL OF INVESTORS GRIEVANCES   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-OCT-2002 		 
5
History of entity/person BOMBAY SILK MILLS LTD.  
  DID NOT REDRESS INVESTOR COMPLAINTS   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-MAY-2003 		 
6
History of entity/person CAPITALVIA GLOBAL RESEARCH LTD.

(PAN:AADCC5782H)  
Click here to view complete history of this specific entity/person ANSHUL MANSINGKA

PAN:AGRPM3025A
Click here to view complete history of this specific entity/person KIRAN RAVINDRA KUMAR CHOUDHARY

PAN:AAEPK1536D
Click here to view complete history of this specific entity/person ROHIT GADIA

PAN:AGXPG1899A
  		DID NOT ADHERE TO "KNOW YOUR CLIENT" DIRECTIVES/INSTRUCTIONS/GUIDELINES

DID NOT OBTAIN RELEVANT INFORMATION FROM CLIENTS

DID NOT COMMUNICATE RISK PROFILE TO CLIENTS

DID NOT UPDATE RISK PROFILE PERIODICALLY

DID NOT ENSURE WHETHER ADVICE PROVIDED TO THE CLIENT IS SUITABLE TO THEM OR NOT

DID NOT MAKE DISCLOSURES TO CLIENTS

INVOLVED IN PROVIDING ADVISORY AND EXECUTION SERVICES WITHOUT ANY SEGREGATION AND MAINTAINED ARMS-LENGTH RELATIONSHIP BETWEEN INVESTMENT ADVISORY AND EXECUTION ACTIVITY

DID NOT ACT IN FIDUCIARY CAPACITY WITH DUE SKILL, CARE & DILIGENCE TOWARDS ITS CLIENTS AND DID NOT OBTAIN INFORMATION FROM CLIENTS WITH REGARD TO FINANCIAL SITUATION, INVESTMENT EXPERIENCE, INVESTMENT OBJECTIVES ETC.

CHARGED HUGE FEES FROM ITS CLIENTS WITHOUT JUSTIFICATION

SOLICITED CLIENTS THROUGH VARIOUS WEBSITES

PROVIDED INCORRECT INFORMATION WITH RESPECT TO SERVICE OFFERED ON ITS WEBSITE

DID NOT ADHERE TO CERTIFICATION REQUIREMENTS AS SPECIFIED IN INVESTMENT ADVISORY REGULATIONS, 2013

DID NOT USE WORDS ‘INVESTMENT ADVISER’ IN ITS NAME   		DIRECTED TO REDRESS INVESTOR GRIEVANCES

DIRECTED NOT TO SOLICIT OR UNDERTAKE ANY FRESH ADVISORY BUSINESS FROM 11-NOV-2016 TILL FURTHER ORDERS

11-NOV-2016 		SAT: SAT VIDE ITS ORDER DATED 06/01/2017 DIRECTED WTM OF SEBI TO HEAR THE APPELLANT ON 16/01/2017 AND PASS ORDER BY 20/01/2017 AND COMMUNICATE THE SAME TO THE APPELLANT ON 20/01/2017 ITSELF. NO COSTS

SEBI VIDE ITS ORDER DATED 20/01/2017 DIRECTED I) NOT TO SOLICIT OR UNDERTAKE ANY FRESH ADVISORY BUSINESS FOR ANOTHER PERIOD OF FOUR MONTHS FROM DATE OF THIS ORDER II) DISCONTINUE ACCEPTANCE OF FUNDS FROM CLIENTS INCLUDING BY WAY OF DEACTIVATION OF ONLINE REMITTANCES, WITH IMMEDIATE EFFECT DURING THIS FOUR MONTHS PERIOD AND III) DISCLOSE CONTENTS OF THESE DIRECTIONS PROMINENTLY ON ITS WEBSITE(S) IMMEDIATELY  
7
History of entity/person DHANENDRA OVERSAS LTD.

(CIN:L17110GJ1985PLC007948
PAN:AAACD4127G)  
  DID NOT RESPOND TO SHOW CAUSE NOTICE REGARDING REDRESSAL OF INVESTORS GRIEVANCES   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-OCT-2002 		SAT: APPEAL DISMISSED ON GROUND THAT THIS IS A CLEAR CASE OF MISMANAGEMENT AND APPLICANTS BOUND TO ATTEND GRIEVANCES OF SHAREHOLDERS WITHIN STIPULATED TIME SCHEDULE  
8
History of entity/person DHARNENDRA INDUSTRIES LTD.

(CIN:L15200GJ1986PLC009146
PAN:AAACD4124F)  
  DID NOT RESPOND TO SHOW CAUSE NOTICE REGARDING REDRESSAL OF INVESTORS GRIEVANCES   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-OCT-2002 		SAT: APPEAL DISMISSED ON GROUND THAT THIS IS A CLEAR CASE OF MISMANAGEMENT AND APPLICANTS BOUND TO ATTEND GRIEVANCES OF SHAREHOLDERS WITHIN STIPULATED TIME SCHEDULE  
9
History of entity/person DOLLAR ADVISORY & FINANCIAL SERVICES

(PAN:AKBPM7004R)  
Click here to view complete history of this specific entity/person RAVI PRAKASH MOHTA

PAN:AKBPM7004R
  		DID NOT SUBMIT INFORMATION SOUGHT BY SEBI

DID NOT MAKE DISCLOSURE OF CHANGE OF REGISTERED OFFICE ADDRESS TO SEBI

DID NOT MAINTAIN RECORDS PERTAINING TO RISK PROFILING AND RISK ASSESSMENT OF CLIENTS

OFFERED MULTIPLE PACKAGES TO EARN HUGE AMOUNT OF SERVICE FEES FROM CLIENTS

SOLD ADVISORY SERVICES PRIOR TO COMMUNICATION OF RISK PROFILE

SOLD ADVISORY SERVICES/PRODUCTS TO CLIENTS WITHOUT ENSURING SUITABILITY OF ADVICE ACCORDING TO THEIR RISK PROFILE

SOLD PRODUCTS TO CLIENTS WHICH WERE NOT SUITABLE TO RISK PROFILE OF THE CLIENTS

CHARGED ADVISORY FEES BEFORE EXPIRY OF TENURE OF EXISTING SERVICE/COLLETING MULTIPLE PAYMENTS IN SHORT PERIOD

DID NOT ADHERE TO SEBI CIRCULARS IN RELATION TO COMPLIANCE WITH PROVISIONS OF PREVENTION OF MONEY LAUNDERING ACT AND ANTI MONEY LAUNDERING GUIDELINES

TRADED ON BEHALF OF CLIENTS

DID NOT REDRESS INVESTOR COMPLAINTS

DID NOT ADHERE TO VARIOUS SEBI CIRCULARS   		CANCELLED REGISTRATION AS INVESTMENT ADVISOR

DIRECTED TO REFUND MONEY TO THE INVESTORS

DIRECTED TO REDRESS INVESTOR GRIEVANCES

24-NOV-2022 		SAT: SAT VIDE ITS ORDER DATED 03/05/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 30/06/2023 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED APPELLANT FURTHER THREE WEEKS TO FILE REJOINDER  
10
History of entity/person EARNEST HEALTHCARE LTD.

(CIN:U24224MP1978PLC001470)  
  DID NOT RESPOND TO SHOW CAUSE NOTICE REGARDING REDRESSAL OF INVESTORS GRIEVANCES   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-OCT-2002 		 
11
History of entity/person ENKAY TEXOFOOD INDUSTRIES LTD.

(PAN:AAACE0833A)  
  DID NOT RESPOND TO SHOW CAUSE NOTICE REGARDING REDRESSAL OF INVESTORS GRIEVANCES   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-OCT-2002 		 
12
History of entity/person ENKAY TEXOFOOD INDUSTRIES LTD.

(PAN:AAACE0833A)  
  DID NOT REDRESS INVESTOR COMPLAINTS   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-MAY-2003 		 
13
History of entity/person GOOD VALUE MARKETING CO.LTD.  
  DID NOT RESPOND TO SHOW CAUSE NOTICE REGARDING REDRESSAL OF INVESTORS GRIEVANCES   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-OCT-2002 		 
14
History of entity/person GUJARAT DEHYD FOODS LTD.  
  DID NOT REDRESS INVESTOR COMPLAINTS   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-MAY-2003 		 
15
History of entity/person GUJARAT FUN N WATER PARK LTD.  
  DID NOT REDRESS INVESTOR COMPLAINTS   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-MAY-2003 		 
16
History of entity/person GUJARAT SUSPENSION LTD.  
  DID NOT RESPOND TO SHOW CAUSE NOTICE REGARDING REDRESSAL OF INVESTORS GRIEVANCES   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-OCT-2002 		 
17
History of entity/person INDO BIOTECH FOODS LTD.  
Click here to view complete history of this specific entity/person DILIP SHANTARAM DAHANUKAR
Click here to view complete history of this specific entity/person G.C.BAPNA
Click here to view complete history of this specific entity/person HARISH H.JAVA
Click here to view complete history of this specific entity/person RAMESH P.SAVE
  		DID NOT RESPOND TO SHOW CAUSE NOTICE REGARDING REDRESSAL OF INVESTORS GRIEVANCES   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-OCT-2002 		SAT: IMPUGNED ORDER SET ASIDE WITH NO ORDER AS TO COSTS  
18
History of entity/person INDO BIOTECH HERBAL REMEDIES LTD.  
Click here to view complete history of this specific entity/person CHAITANYA D.MEHTA
Click here to view complete history of this specific entity/person DILIP SHANTARAM DAHANUKAR
Click here to view complete history of this specific entity/person SUNIL BAMBHARKAR
Click here to view complete history of this specific entity/person SURESH P.MADHAV
Click here to view complete history of this specific entity/person SWAMINATH S.HANCHATE
Click here to view complete history of this specific entity/person VISHWAJIT B.DAHANUKAR
  		DID NOT RESPOND TO SHOW CAUSE NOTICE REGARDING REDRESSAL OF INVESTORS GRIEVANCES   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-OCT-2002 		SAT: IMPUGNED ORDER SET ASIDE WITH NO ORDER AS TO COSTS  
19
History of entity/person INDO-AMERICAN OPTICS LTD.

(CIN:U26109GJ1991PLC015349)  
  DID NOT RESPOND TO SHOW CAUSE NOTICE REGARDING REDRESSAL OF INVESTORS GRIEVANCES   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-OCT-2002 		 
20
History of entity/person J.F.LABORATORIES LTD.  
  DID NOT REDRESS INVESTOR COMPLAINTS   DIRECTED TO REDRESS INVESTOR GRIEVANCES

14-MAY-2003 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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