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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: IMPOSED LOCK-IN ON SHARES ALLOTTED THROUGH CONVERSION OF WARRANTS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person APOORVA EXTRUSION PVT.LTD.  
  ACQUIRED 80,00,000 EQUITY SHARES REPRESENTING 16.30% OF ENHANCED VOTING CAPITAL PURSUANT TO CONVERSION OF WARRANTS ALLOTTED ON NOVEMBER 29, 2001 ON PREFERENTIAL BASIS. APOORVA EXTRUSION PVT. LTD. (ALSO BELONGING TO PROMOTER GROUP) HAD ALSO SIMILARLY ACQUIRED 20,00,000 EQUITY SHARES REPRESENTING 4.07% OF ENHANCED VOTING CAPITAL ON JUNE 2, 2003. AS A RESULT OF THE SAID ACQUISITION THE COLLECTIVE SHAREHOLDING OF FLEX INTERNATIONAL PVT. LTD. AND APOORVA EXTRUSION PVT.LTD. INCREASED BY 20.37% (FROM 0.03% TO 20.40%) OF THE VOTING SHARE CAPITAL

DID NOT MAKE PUBLIC ANNOUNCEMENT TO ACQUIRE 20% OF THE VOTING CAPITAL   		LAUNCHED ADJUDICATION PROCEEDINGS

IMPOSED LOCK-IN ON SHARES ALLOTTED THROUGH CONVERSION OF WARRANTS

25-AUG-2004 		 
2
History of entity/person FLEX INTERNATIONAL PVT.LTD.  
Click here to view complete history of this specific entity/person SUBHASH KHATUA
  		ACQUIRED 80,00,000 EQUITY SHARES REPRESENTING 16.30% OF ENHANCED VOTING CAPITAL PURSUANT TO CONVERSION OF WARRANTS ALLOTTED ON NOVEMBER 29, 2001 ON PREFERENTIAL BASIS. APOORVA EXTRUSION PVT. LTD. (ALSO BELONGING TO PROMOTER GROUP) HAD ALSO SIMILARLY ACQUIRED 20,00,000 EQUITY SHARES REPRESENTING 4.07% OF ENHANCED VOTING CAPITAL ON JUNE 2, 2003. AS A RESULT OF THE SAID ACQUISITION THE COLLECTIVE SHAREHOLDING OF FLEX INTERNATIONAL PVT. LTD. AND APOORVA EXTRUSION PVT.LTD. INCREASED BY 20.37% (FROM 0.03% TO 20.40%) OF THE VOTING SHARE CAPITAL

DID NOT MAKE PUBLIC ANNOUNCEMENT TO ACQUIRE 20% OF THE VOTING CAPITAL   		LAUNCHED ADJUDICATION PROCEEDINGS

IMPOSED LOCK-IN ON SHARES ALLOTTED THROUGH CONVERSION OF WARRANTS

25-AUG-2004 		 
3
History of entity/person ICICI PRUDENTIAL TRUST LTD.  
  DID NOT MAKE DISCLOSURE OF INVESTMENT OBJECTIVE IN SCHEME INFORMATION DOCUMENT OF SCHEME VIOLATING REGULATIONS 18(7), 18(9), 18(22) READ WITH CLAUSE 9 OF CODE OF CONDUCT SPECIFIED IN SCHEDULE FIFTH OF SEBI (MUTUAL FUNDS) REGULATIONS, 1996 IN MATTER OF ICICI PRUDENTIAL MUTUAL FUND

DELEGATED FIDUCIARY OBLIGATIONS WITH REGARD TO DIVIDEND DECLARATION AND FIXING RECORD DATE TO AMC VIOLATING REGULATIONS 52A, 10(A),18(9),18(22) OF MUTUAL FUND REGULATIONS READ WITH SEBI CIRCULAR NO.SEBI/IMD/CIR NO.1/64057/06 DATED 04/04/2006 IN MATTER OF ICICI PRUDENTIAL MUTUAL FUND   		IMPOSED LOCK-IN ON SHARES ALLOTTED THROUGH CONVERSION OF WARRANTS

23-DEC-2019 		 
4
History of entity/person RAMCO INDUSTRIES LTD.  
Click here to view complete history of this specific entity/person P.R.RAMASUBRAHMANEYA
Click here to view complete history of this specific entity/person P.R.VENKETRAMA RAJA
  		ACQUIRED 4,00,000 EQUITY SHARES REPRESENTING 11.39% OF ENHANCED VOTING CAPITAL PURSUANT TO CONVERSION OF WARRANTS ALLOTTED ON PREFERENTIAL BASIS. P.R.RAMASUBRAHMANEYA RAJHA AND P.R.VENKETRAMA RAJA (ALSO BELONGING TO PROMOTER GROUP) HAD ALSO SIMILARLY ACQUIRED 50,000 EQUITY SHARES EACH REPRESENTING 1.42% OF ENHANCED VOTING CAPITAL ON AUGUST 21, 2003. AS A RESULT OF THE SAID ACQUISITION THE COLLECTIVE SHAREHOLDING OF RAMCO INDUSTRIES LTD. AND P.R.RAMASUBRAHMANEYA RAJHA, CHAIRMAN OF RAMCO INDUSTRIES LTD. AND P.R.VENKETRAMA RAJA, VICE CHAIRMAN AND MANAGING DIRECTOR OF THE SAID COMPANY INCREASED BY 11.17% (FROM 17.75% TO 29.46%)

DID NOT MAKE PUBLIC ANNOUNCEMENT TO ACQUIRE 20% OF THE VOTING CAPITAL   		IMPOSED LOCK-IN ON SHARES ALLOTTED THROUGH CONVERSION OF WARRANTS

REPORT TO BE TAKEN ON RECORD

24-AUG-2004 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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