| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AANCHAL JINDAL
(PAN:AIHPJ4158R)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF FOCUS INDUSTRAIAL RESOURCES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
19-MAR-2020
|
SAT: SAT VIDE ITS ORDER DATED 01/07/2021 CONDONED THE DELAY OF 267 DAYS IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 10/08/2021 APPELLANTS FILE THE REJOINDER WITHIN THREE WEEKS FROM DATE OF THIS ORDER
|
| 2 |
|
|
AARTI KEJRIWAL
|
|
|
|
SREEJI FAMILY BENEFIT TRUST
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF ELECTROSTEEL CASTING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
26-SEP-2019
|
|
| 3 |
|
|
ABHAY BAHETI
(PAN:ADEPB2646N)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 10, 11(2) AND 12 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF TIRRIHANNAH CO.LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
08-FEB-2018
|
|
| 4 |
|
|
ABHEY RAM DAHIYA
(PAN:ABVPD0924C)
|
|
|
|
A.R.DAHIYA & ASSOCIATES
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN ACCORDANCE WITH THE PROVISIONS OF SEBI TAKEOVER CODE, 1997 BY THE ACQUIRER ON 24.4.1999 IN THE CASE OF POLO HOTELS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
01-AUG-2003
|
SAT: APPEAL FAILED AND DISMISSED
SAT: SAT VIDE ITS ORDER DATED 29/08/2017 GRANTED EXTENSION OF TIME FOR A FURTHER PERIOD OF FOUR WEEKS FOR COMPLIANCE OF SEBI ORDER DATED 01/08/2003 SUBJECT TO PAYMENT OF COSTS QUANTIFIED AT RS.50,000 TO BE PAID BY THE APPELLANT TO SEBI WITHIN A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER
|
| 5 |
|
|
ADITI BHANOT
(PAN:AOUPB4442H)
|
|
|
|
BHANOT LEASING LTD.
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF BHANOT CONSTRUCTION & HOUSING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
02-AUG-2018
|
SAT: SAT VIDE ITS ORDER DATED 09/07/2021 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 02/08/2018
|
| 6 |
|
|
ADITI HIMATSINGKA
(PAN:AEIPB4750N)
|
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PH TRADING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
24-APR-2015
|
|
| 7 |
|
|
AJIT KUMAR BHUWALKA
(PAN:AGZPB4007B)
|
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PH TRADING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
24-APR-2015
|
|
| 8 |
|
|
AMARDEEP SINGH DAHIYA
(PAN:AANPD3910B)
|
|
|
|
A.R.DAHIYA & ASSOCIATES
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN ACCORDANCE WITH THE PROVISIONS OF SEBI TAKEOVER CODE, 1997 BY THE ACQUIRER ON 24.4.1999 IN THE CASE OF POLO HOTELS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
01-AUG-2003
|
SAT: APPEAL FAILED AND DISMISSED
SAT: SAT VIDE ITS ORDER DATED 29/08/2017 GRANTED EXTENSION OF TIME FOR A FURTHER PERIOD OF FOUR WEEKS FOR COMPLIANCE OF SEBI ORDER DATED 01/08/2003 SUBJECT TO PAYMENT OF COSTS QUANTIFIED AT RS.50,000 TO BE PAID BY THE APPELLANT TO SEBI WITHIN A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER
|
| 9 |
|
|
AMBAR PATEL
|
|
|
|
SHILP GRAVURES LTD.
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUIRED 1290323 SHARES OF SHILP GRAVURES LTD. MAKING TOTAL SHARE HOLDING FROM 52.44% TO 60.04%
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
08-SEP-2008
|
|
| 10 |
|
|
AMIT PATEL
|
|
|
|
BONANZA BIOTECH LTD.
|
|
MASSIVE IRREGULARITIES IN THE TRADING OF SHARES OF DESIGN AUTO SYSTEMS LTD.
VIOLATED SEBI PREFERENTIAL ISSUE DIRECTIVES/INSTRUCTIONS/GUIDELINES IN MATTER OF DESIGN AUTO SYSTEMS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-MAR-2007 TO 05-MAR-2014
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-MAR-2007 TO 05-MAR-2014
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
06-MAR-2007
|
SAT: APPEAL FAILED AND DISMISSED WITH NO ORDER AS TO COSTS
|
| 11 |
|
|
ANAND KUMAR JAIN
(PAN:AAYPJ3951B)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF FOCUS INDUSTRAIAL RESOURCES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
19-MAR-2020
|
SAT: SAT VIDE ITS ORDER DATED 01/07/2021 CONDONED THE DELAY OF 267 DAYS IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 10/08/2021 APPELLANTS FILE THE REJOINDER WITHIN THREE WEEKS FROM DATE OF THIS ORDER
|
| 12 |
|
|
ANIL BABULAL VEDMEHTA
(PAN:ACHPV0535C)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF MOBILE TELECOMMUNICATIONS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
05-APR-2016
|
SAT: APPEAL DIMISSED. NO COSTS
|
| 13 |
|
|
ANITHA VASANTH
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 11 (1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF VISION ORGANICS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
13-MAY-2015
|
SAT: APPEAL DISMISSED. NO COSTS
|
| 14 |
|
|
ANJU R.INNANI
(PAN:AAHPI1233L)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11 (2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF APOLLO FINVEST (INDIA) LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
13-MAY-2015
|
|
| 15 |
|
|
ANNAPAREDDY LEELA
(PAN:ACHPA5541M)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) READ WITH REGULATION 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SRI VAJRA GRANITES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
16-MAY-2017
|
|
| 16 |
|
|
ANNAPAREDDY NAMRATHHA
(PAN:AHZPA5662L)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) READ WITH REGULATION 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SRI VAJRA GRANITES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
16-MAY-2017
|
|
| 17 |
|
|
ANNAPAREDDY SUDHAKER REDDY
(PAN:ADIPA6803E)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) READ WITH REGULATION 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SRI VAJRA GRANITES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
16-MAY-2017
|
|
| 18 |
|
|
ANURADHA HIMATSINGKA
(PAN:AASPM5653P)
|
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PH TRADING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
24-APR-2015
|
|
| 19 |
|
|
ANURAG DINESHCHANDRA AGARWAL
(PAN:ACDPA4964G)
|
|
|
|
PAKSH DEVELOPERS PVT.LTD.
PAN:AAECS0872M
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF STERLING GREEN WOODS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
05-JUL-2016
|
SEBI VIDE ITS ORDER DATED 26/09/2016 REJECTED THE REQUEST OF MR.ANURAG DINESHCHANDRA AGRWAL & PAKSH DEVELOPERS PVT.LTD. AND DIRECTED THEM TO COMPLY WITH THE ORDER DATED 05/07/2016 IMMEDIATELY
|
| 20 |
|
|
APURVA M.SHAH
(PAN:AWPPS7372A)
|
|
|
|
METEX MARKETING PVT.LTD.
PAN:AADCM9717A
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF KOFFEE BREAK PICTURES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
09-MAR-2016
|
SAT: SAT VIDE ITS ORDER DATED 04/06/2019 AFFIRMED THE ORDER EXCEPT THE PART WHICH RELATED TO FIXATION OF PRICE OF RS.33.50 PER SHARE AND DIRECTED SEBI TO APPOINT A MERCHANT BANKER TO FIX THE PRICE PER SHARE
SAT: SAT VIDE ITS ORDER DATED 10/10/2019 DIRECTED APPELLANT TO COMPLY WITH ORDER DATED 04/06/2019 AND CO-OPERATE WITH SEBI AND INDEPENDENT VALUER WITH RESPECT TO INFORMATION AND/OR DOCUMENTS SOUGHT BY INDEPENDENT VALUER AND PAY PRFESSIONAL FEES OF RS.2,00,000 TO INDEPENDET VALUER
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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