| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
BHAVIN S.CHHEDA
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIPS OF POCHIRAJU INDUSTRIES LTD.,CAMBRIDGE TECHNOLOGY ENTERPRISES LTD.,MINDTREE CONSULTING LTD.,SHREE ASHTAVINAYAK CINE VISION LTD.,PYRAMID SAIMIRA THEATRE LTD. & AL CHAMPDANY INDUSTRIES LTD. ON LISTING DATE
|
DIRECTED TO CEASE & DESIST FROM DEALING IN SHARES BY HEAVY PURCHASES ON IPOS LISTINGS TO ARTIFICIALLY CREATE DEMAND
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES DIRECTLY OR INDIRECTLY ON IPOS LISTING DATES FROM 26-APR-2007 TILL FURTHER ORDERS
26-APR-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
14-NOV-2008~
|
CONFIRMED INTERIM ORDER DATED APRIL 26,2007
AD INTERIM EX-PARTE ORDER DATED 26/04/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.1,00,000 TOWARDS SETTLEMENT CHARGES, AS PER CONSENT ORDER DATED 14/11/2008
|
| 2 |
|
|
CHETAN B.RATHOD
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIPS OF POCHIRAJU INDUSTRIES LTD.,CAMBRIDGE TECHNOLOGY ENTERPRISES LTD.,MINDTREE CONSULTING LTD.,SHREE ASHTAVINAYAK CINE VISION LTD.,PYRAMID SAIMIRA THEATRE LTD. & AL CHAMPDANY INDUSTRIES LTD. ON LISTING DATE
|
DIRECTED TO CEASE & DESIST FROM DEALING IN SHARES BY HEAVY PURCHASES ON IPOS LISTINGS TO ARTIFICIALLY CREATE DEMAND
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES DIRECTLY OR INDIRECTLY ON IPOS LISTING DATES FROM 26-APR-2007 TILL FURTHER ORDERS
26-APR-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
05-NOV-2008~
|
CONFIRMED INTERIM ORDER DATED APRIL 26,2007
AN INTERIM ORDER DATED 26/04/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.1,00,000 TOWARDS SETTLEMENT CHARGES, AS PER CONSENT ORDER DATED 05/11/2008
|
| 3 |
|
|
DHIREN N.PAJWANI
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIPS OF POCHIRAJU INDUSTRIES LTD.,CAMBRIDGE TECHNOLOGY ENTERPRISES LTD.,MINDTREE CONSULTING LTD.,SHREE ASHTAVINAYAK CINE VISION LTD.,PYRAMID SAIMIRA THEATRE LTD. & AL CHAMPDANY INDUSTRIES LTD. ON LISTING DATE
|
DIRECTED TO CEASE & DESIST FROM DEALING IN SHARES BY HEAVY PURCHASES ON IPOS LISTINGS TO ARTIFICIALLY CREATE DEMAND
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES DIRECTLY OR INDIRECTLY ON IPOS LISTING DATES FROM 26-APR-2007 TILL FURTHER ORDERS
26-APR-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
03-OCT-2008~
|
AN INTERIM ORDER DATED 26/04/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.1,00,000 TOWARDS SETTLEMENT CHARGES, AS PER CONSENT ORDER DATED 03/10/2008
|
| 4 |
|
|
LATESH M.CHHEDA
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIPS OF POCHIRAJU INDUSTRIES LTD.,CAMBRIDGE TECHNOLOGY ENTERPRISES LTD.,MINDTREE CONSULTING LTD.,SHREE ASHTAVINAYAK CINE VISION LTD.,PYRAMID SAIMIRA THEATRE LTD. & AL CHAMPDANY INDUSTRIES LTD. ON LISTING DATE
|
DIRECTED TO CEASE & DESIST FROM DEALING IN SHARES BY HEAVY PURCHASES ON IPOS LISTINGS TO ARTIFICIALLY CREATE DEMAND
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES DIRECTLY OR INDIRECTLY ON IPOS LISTING DATES FROM 26-APR-2007 TILL FURTHER ORDERS
26-APR-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
14-NOV-2008~
|
CONFIRMED INTERIM ORDER DATED APRIL 26,2007
AD INTERIM EX-PARTE ORDER DATED 26/04/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.1,00,000 TOWARDS SETTLEMENT CHARGES, AS PER CONSENT ORDER DATED 14/11/2008
|
| 5 |
|
|
VIREN KENIA
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIPS OF POCHIRAJU INDUSTRIES LTD.,CAMBRIDGE TECHNOLOGY ENTERPRISES LTD.,MINDTREE CONSULTING LTD.,SHREE ASHTAVINAYAK CINE VISION LTD.,PYRAMID SAIMIRA THEATRE LTD. & AL CHAMPDANY INDUSTRIES LTD. ON LISTING DATE
|
DIRECTED TO CEASE & DESIST FROM DEALING IN SHARES BY HEAVY PURCHASES ON IPOS LISTINGS TO ARTIFICIALLY CREATE DEMAND
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES DIRECTLY OR INDIRECTLY ON IPOS LISTING DATES FROM 26-APR-2007 TILL FURTHER ORDERS
26-APR-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
14-NOV-2008~
|
CONFIRMED INTERIM ORDER DATED APRIL 26,2007
AD INTERIM EX-PARTE ORDER DATED 26/04/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.1,00,000 TOWARDS SETTLEMENT CHARGES, AS PER CONSENT ORDER DATED 14/11/2008
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
