| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AMIT KUMAR SHRIVASTAVA
(PAN:BBNPS3367M)
|
|
|
|
YASH DREAM REAL ESTATE LTD.
CIN:U70100CT2008PLC020683
|
|
MOBILIZED RS.76.34 CRORES FROM PUBLIC THROUGH ISSUANCE OF OPTIONALLY FULLY CONVERTIBLE BONDS (OFCBS) BY WAY OF PRIVATE PLACEMENT TO 45,005 INVESTORS VIOLATING SECTIONS 56(1), 56(3), 60 AND 73 OF THE COMPANIES ACT, 1956, SECTIONS 29, 33(1) AND 40 OF THE COMPANIES ACT, 2013 AND REGULATIONS 4, 5, 6, 7, 25, 26, 32, 36, 37, 46, 47, 57 AND 63 OF THE ICDR REGULATIONS, 2009
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 16-DEC-2014 TO 15-DEC-2017
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-DEC-2014 TO 15-DEC-2017
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO PROMOTE ANY NEW COMPANY TO MOBILIZE FRESH FUNDS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 16-DEC-2014 TO 15-DEC-2017
16-DEC-2014
|
SEBI VIDE ITS ORDER DATED 15/10/2015 DIRECTED TO A) JOINTLY AND SEVERALLY, REFUND RS.1,25,81,68,418 COLLECTED THROUGH ISSUANCE OF OFCBS TO SUBSCRIBERS / ALLOTTEES OF OFCBS WITH INTEREST @ 15% P.A. FROM DATE OF RECEIPT OF MONEY TILL THE DATE OF SUCH REFUND, WITHIN TIME THROUGH BANK DEMAND DRAFT OR PAY ORDER B) PRODUCE DOCUMENTARY EVIDENCE TO SHOW THAT RS.59,36,41,187 REFUNDED / REPAID BY YASH C) UTILIZE ASSETS OF COMPANY FOR SOLE PURPOSE OF MAKING REFUND / REPAYMENT TO SUBSCRIBERS / ALLOTTEES TILL FULL REFUND / REPAYMENT D) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF ONE NATIONAL DAILY AND IN ONE VERNACULAR DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND E) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION F) RESTRAINED FROM, DIRECTLY OR INDIRECTLY, ACCESSING CAPITAL MARKET BY ISSUING PROSPECTUS, ANY OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR A PERIOD OF THREE YEARS OR TILL THE DATE OF REFUND OF MONEY TO ALLOTTEES
SEBI VIDE ITS ORDER DATED 15/10/2015 DIRECTED TO RESTRAINED FROM ASSOCIATING THEMSELVES, WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC, FOR A PERIOD OF THREE YEARS OR TILL THE DATE OF REFUND OF MONEY TO ALLOTTEES
|
| 2 |
|
|
DEEPAK SINGARE
(PAN:AYNPS9873J)
|
|
|
|
YASH DREAM REAL ESTATE LTD.
CIN:U70100CT2008PLC020683
|
|
MOBILIZED RS.76.34 CRORES FROM PUBLIC THROUGH ISSUANCE OF OPTIONALLY FULLY CONVERTIBLE BONDS (OFCBS) BY WAY OF PRIVATE PLACEMENT TO 45,005 INVESTORS VIOLATING SECTIONS 56(1), 56(3), 60 AND 73 OF THE COMPANIES ACT, 1956, SECTIONS 29, 33(1) AND 40 OF THE COMPANIES ACT, 2013 AND REGULATIONS 4, 5, 6, 7, 25, 26, 32, 36, 37, 46, 47, 57 AND 63 OF THE ICDR REGULATIONS, 2009
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 16-DEC-2014 TO 15-DEC-2017
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-DEC-2014 TO 15-DEC-2017
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO PROMOTE ANY NEW COMPANY TO MOBILIZE FRESH FUNDS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 16-DEC-2014 TO 15-DEC-2017
16-DEC-2014
|
SEBI VIDE ITS ORDER DATED 15/10/2015 DIRECTED TO A) JOINTLY AND SEVERALLY, REFUND RS.1,25,81,68,418 COLLECTED THROUGH ISSUANCE OF OFCBS TO SUBSCRIBERS / ALLOTTEES OF OFCBS WITH INTEREST @ 15% P.A. FROM DATE OF RECEIPT OF MONEY TILL THE DATE OF SUCH REFUND, WITHIN TIME THROUGH BANK DEMAND DRAFT OR PAY ORDER B) PRODUCE DOCUMENTARY EVIDENCE TO SHOW THAT RS.59,36,41,187 REFUNDED / REPAID BY YASH C) UTILIZE ASSETS OF COMPANY FOR SOLE PURPOSE OF MAKING REFUND / REPAYMENT TO SUBSCRIBERS / ALLOTTEES TILL FULL REFUND / REPAYMENT D) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF ONE NATIONAL DAILY AND IN ONE VERNACULAR DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND E) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION F) RESTRAINED FROM, DIRECTLY OR INDIRECTLY, ACCESSING CAPITAL MARKET BY ISSUING PROSPECTUS, ANY OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR A PERIOD OF THREE YEARS OR TILL THE DATE OF REFUND OF MONEY TO ALLOTTEES
SEBI VIDE ITS ORDER DATED 15/10/2015 DIRECTED TO RESTRAINED FROM ASSOCIATING THEMSELVES, WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC, FOR A PERIOD OF THREE YEARS OR TILL THE DATE OF REFUND OF MONEY TO ALLOTTEES
|
| 3 |
|
|
NEETA SHRIVASTAVA
(DIN:02084489
PAN:BIPPS9476L)
|
|
|
|
YASH DREAM REAL ESTATE LTD.
CIN:U70100CT2008PLC020683
|
|
MOBILIZED RS.76.34 CRORES FROM PUBLIC THROUGH ISSUANCE OF OPTIONALLY FULLY CONVERTIBLE BONDS (OFCBS) BY WAY OF PRIVATE PLACEMENT TO 45,005 INVESTORS VIOLATING SECTIONS 56(1), 56(3), 60 AND 73 OF THE COMPANIES ACT, 1956, SECTIONS 29, 33(1) AND 40 OF THE COMPANIES ACT, 2013 AND REGULATIONS 4, 5, 6, 7, 25, 26, 32, 36, 37, 46, 47, 57 AND 63 OF THE ICDR REGULATIONS, 2009
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 16-DEC-2014 TO 15-DEC-2017
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-DEC-2014 TO 15-DEC-2017
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO PROMOTE ANY NEW COMPANY TO MOBILIZE FRESH FUNDS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 16-DEC-2014 TO 15-DEC-2017
16-DEC-2014
|
SEBI VIDE ITS ORDER DATED 15/10/2015 DIRECTED TO A) JOINTLY AND SEVERALLY, REFUND RS.1,25,81,68,418 COLLECTED THROUGH ISSUANCE OF OFCBS TO SUBSCRIBERS / ALLOTTEES OF OFCBS WITH INTEREST @ 15% P.A. FROM DATE OF RECEIPT OF MONEY TILL THE DATE OF SUCH REFUND, WITHIN TIME THROUGH BANK DEMAND DRAFT OR PAY ORDER B) PRODUCE DOCUMENTARY EVIDENCE TO SHOW THAT RS.59,36,41,187 REFUNDED / REPAID BY YASH C) UTILIZE ASSETS OF COMPANY FOR SOLE PURPOSE OF MAKING REFUND / REPAYMENT TO SUBSCRIBERS / ALLOTTEES TILL FULL REFUND / REPAYMENT D) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF ONE NATIONAL DAILY AND IN ONE VERNACULAR DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND E) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION F) RESTRAINED FROM, DIRECTLY OR INDIRECTLY, ACCESSING CAPITAL MARKET BY ISSUING PROSPECTUS, ANY OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR A PERIOD OF THREE YEARS OR TILL THE DATE OF REFUND OF MONEY TO ALLOTTEES
SEBI VIDE ITS ORDER DATED 15/10/2015 DIRECTED TO RESTRAINED FROM ASSOCIATING THEMSELVES, WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC, FOR A PERIOD OF THREE YEARS OR TILL THE DATE OF REFUND OF MONEY TO ALLOTTEES
|
| 4 |
|
|
NITIN SHRIVASTAVA
(DIN:02135639
PAN:AWJPS7878P)
|
|
|
|
YASH DREAM REAL ESTATE LTD.
CIN:U70100CT2008PLC020683
|
|
MOBILIZED RS.76.34 CRORES FROM PUBLIC THROUGH ISSUANCE OF OPTIONALLY FULLY CONVERTIBLE BONDS (OFCBS) BY WAY OF PRIVATE PLACEMENT TO 45,005 INVESTORS VIOLATING SECTIONS 56(1), 56(3), 60 AND 73 OF THE COMPANIES ACT, 1956, SECTIONS 29, 33(1) AND 40 OF THE COMPANIES ACT, 2013 AND REGULATIONS 4, 5, 6, 7, 25, 26, 32, 36, 37, 46, 47, 57 AND 63 OF THE ICDR REGULATIONS, 2009
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 16-DEC-2014 TO 15-DEC-2017
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-DEC-2014 TO 15-DEC-2017
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO PROMOTE ANY NEW COMPANY TO MOBILIZE FRESH FUNDS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 16-DEC-2014 TO 15-DEC-2017
16-DEC-2014
|
SEBI VIDE ITS ORDER DATED 15/10/2015 DIRECTED TO A) JOINTLY AND SEVERALLY, REFUND RS.1,25,81,68,418 COLLECTED THROUGH ISSUANCE OF OFCBS TO SUBSCRIBERS / ALLOTTEES OF OFCBS WITH INTEREST @ 15% P.A. FROM DATE OF RECEIPT OF MONEY TILL THE DATE OF SUCH REFUND, WITHIN TIME THROUGH BANK DEMAND DRAFT OR PAY ORDER B) PRODUCE DOCUMENTARY EVIDENCE TO SHOW THAT RS.59,36,41,187 REFUNDED / REPAID BY YASH C) UTILIZE ASSETS OF COMPANY FOR SOLE PURPOSE OF MAKING REFUND / REPAYMENT TO SUBSCRIBERS / ALLOTTEES TILL FULL REFUND / REPAYMENT D) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF ONE NATIONAL DAILY AND IN ONE VERNACULAR DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND E) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION F) RESTRAINED FROM, DIRECTLY OR INDIRECTLY, ACCESSING CAPITAL MARKET BY ISSUING PROSPECTUS, ANY OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR A PERIOD OF THREE YEARS OR TILL THE DATE OF REFUND OF MONEY TO ALLOTTEES
SEBI VIDE ITS ORDER DATED 15/10/2015 DIRECTED TO RESTRAINED FROM ASSOCIATING THEMSELVES, WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC, FOR A PERIOD OF THREE YEARS OR TILL THE DATE OF REFUND OF MONEY TO ALLOTTEES
|
| 5 |
|
|
POOJA TANDAN
(PAN:ADNPT5796Q)
|
|
|
|
YASH DREAM REAL ESTATE LTD.
CIN:U70100CT2008PLC020683
|
|
MOBILIZED RS.76.34 CRORES FROM PUBLIC THROUGH ISSUANCE OF OPTIONALLY FULLY CONVERTIBLE BONDS (OFCBS) BY WAY OF PRIVATE PLACEMENT TO 45,005 INVESTORS VIOLATING SECTIONS 56(1), 56(3), 60 AND 73 OF THE COMPANIES ACT, 1956, SECTIONS 29, 33(1) AND 40 OF THE COMPANIES ACT, 2013 AND REGULATIONS 4, 5, 6, 7, 25, 26, 32, 36, 37, 46, 47, 57 AND 63 OF THE ICDR REGULATIONS, 2009
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 16-DEC-2014 TO 15-DEC-2017
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-DEC-2014 TO 15-DEC-2017
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO PROMOTE ANY NEW COMPANY TO MOBILIZE FRESH FUNDS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 16-DEC-2014 TO 15-DEC-2017
16-DEC-2014
|
SEBI VIDE ITS ORDER DATED 15/10/2015 DIRECTED TO A) JOINTLY AND SEVERALLY, REFUND RS.1,25,81,68,418 COLLECTED THROUGH ISSUANCE OF OFCBS TO SUBSCRIBERS / ALLOTTEES OF OFCBS WITH INTEREST @ 15% P.A. FROM DATE OF RECEIPT OF MONEY TILL THE DATE OF SUCH REFUND, WITHIN TIME THROUGH BANK DEMAND DRAFT OR PAY ORDER B) PRODUCE DOCUMENTARY EVIDENCE TO SHOW THAT RS.59,36,41,187 REFUNDED / REPAID BY YASH C) UTILIZE ASSETS OF COMPANY FOR SOLE PURPOSE OF MAKING REFUND / REPAYMENT TO SUBSCRIBERS / ALLOTTEES TILL FULL REFUND / REPAYMENT D) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF ONE NATIONAL DAILY AND IN ONE VERNACULAR DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND E) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION F) RESTRAINED FROM, DIRECTLY OR INDIRECTLY, ACCESSING CAPITAL MARKET BY ISSUING PROSPECTUS, ANY OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR A PERIOD OF THREE YEARS OR TILL THE DATE OF REFUND OF MONEY TO ALLOTTEES
SEBI VIDE ITS ORDER DATED 15/10/2015 DIRECTED TO RESTRAINED FROM ASSOCIATING THEMSELVES, WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC, FOR A PERIOD OF THREE YEARS OR TILL THE DATE OF REFUND OF MONEY TO ALLOTTEES
|
| 6 |
|
|
REEBHA SHRIVASTAVA
(DIN:02087236
PAN:AXYPS7773H)
|
|
|
|
YASH DREAM REAL ESTATE LTD.
CIN:U70100CT2008PLC020683
|
|
MOBILIZED RS.76.34 CRORES FROM PUBLIC THROUGH ISSUANCE OF OPTIONALLY FULLY CONVERTIBLE BONDS (OFCBS) BY WAY OF PRIVATE PLACEMENT TO 45,005 INVESTORS VIOLATING SECTIONS 56(1), 56(3), 60 AND 73 OF THE COMPANIES ACT, 1956, SECTIONS 29, 33(1) AND 40 OF THE COMPANIES ACT, 2013 AND REGULATIONS 4, 5, 6, 7, 25, 26, 32, 36, 37, 46, 47, 57 AND 63 OF THE ICDR REGULATIONS, 2009
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 16-DEC-2014 TO 15-DEC-2017
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-DEC-2014 TO 15-DEC-2017
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO PROMOTE ANY NEW COMPANY TO MOBILIZE FRESH FUNDS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 16-DEC-2014 TO 15-DEC-2017
16-DEC-2014
|
SEBI VIDE ITS ORDER DATED 15/10/2015 DIRECTED TO A) JOINTLY AND SEVERALLY, REFUND RS.1,25,81,68,418 COLLECTED THROUGH ISSUANCE OF OFCBS TO SUBSCRIBERS / ALLOTTEES OF OFCBS WITH INTEREST @ 15% P.A. FROM DATE OF RECEIPT OF MONEY TILL THE DATE OF SUCH REFUND, WITHIN TIME THROUGH BANK DEMAND DRAFT OR PAY ORDER B) PRODUCE DOCUMENTARY EVIDENCE TO SHOW THAT RS.59,36,41,187 REFUNDED / REPAID BY YASH C) UTILIZE ASSETS OF COMPANY FOR SOLE PURPOSE OF MAKING REFUND / REPAYMENT TO SUBSCRIBERS / ALLOTTEES TILL FULL REFUND / REPAYMENT D) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF ONE NATIONAL DAILY AND IN ONE VERNACULAR DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND E) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION F) RESTRAINED FROM, DIRECTLY OR INDIRECTLY, ACCESSING CAPITAL MARKET BY ISSUING PROSPECTUS, ANY OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR A PERIOD OF THREE YEARS OR TILL THE DATE OF REFUND OF MONEY TO ALLOTTEES
SEBI VIDE ITS ORDER DATED 15/10/2015 DIRECTED TO RESTRAINED FROM ASSOCIATING THEMSELVES, WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC, FOR A PERIOD OF THREE YEARS OR TILL THE DATE OF REFUND OF MONEY TO ALLOTTEES
|
| 7 |
|
|
SINDHU SINGADHE
(PAN:CFKPS3490F)
|
|
|
|
YASH DREAM REAL ESTATE LTD.
CIN:U70100CT2008PLC020683
|
|
MOBILIZED RS.76.34 CRORES FROM PUBLIC THROUGH ISSUANCE OF OPTIONALLY FULLY CONVERTIBLE BONDS (OFCBS) BY WAY OF PRIVATE PLACEMENT TO 45,005 INVESTORS VIOLATING SECTIONS 56(1), 56(3), 60 AND 73 OF THE COMPANIES ACT, 1956, SECTIONS 29, 33(1) AND 40 OF THE COMPANIES ACT, 2013 AND REGULATIONS 4, 5, 6, 7, 25, 26, 32, 36, 37, 46, 47, 57 AND 63 OF THE ICDR REGULATIONS, 2009
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 16-DEC-2014 TO 15-DEC-2017
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-DEC-2014 TO 15-DEC-2017
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-DEC-2014 TO 15-DEC-2017
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO PROMOTE ANY NEW COMPANY TO MOBILIZE FRESH FUNDS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 16-DEC-2014 TO 15-DEC-2017
16-DEC-2014
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SEBI VIDE ITS ORDER DATED 15/10/2015 DIRECTED TO A) JOINTLY AND SEVERALLY, REFUND RS.1,25,81,68,418 COLLECTED THROUGH ISSUANCE OF OFCBS TO SUBSCRIBERS / ALLOTTEES OF OFCBS WITH INTEREST @ 15% P.A. FROM DATE OF RECEIPT OF MONEY TILL THE DATE OF SUCH REFUND, WITHIN TIME THROUGH BANK DEMAND DRAFT OR PAY ORDER B) PRODUCE DOCUMENTARY EVIDENCE TO SHOW THAT RS.59,36,41,187 REFUNDED / REPAID BY YASH C) UTILIZE ASSETS OF COMPANY FOR SOLE PURPOSE OF MAKING REFUND / REPAYMENT TO SUBSCRIBERS / ALLOTTEES TILL FULL REFUND / REPAYMENT D) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF ONE NATIONAL DAILY AND IN ONE VERNACULAR DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND E) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION F) RESTRAINED FROM, DIRECTLY OR INDIRECTLY, ACCESSING CAPITAL MARKET BY ISSUING PROSPECTUS, ANY OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR A PERIOD OF THREE YEARS OR TILL THE DATE OF REFUND OF MONEY TO ALLOTTEES
SEBI VIDE ITS ORDER DATED 15/10/2015 DIRECTED TO RESTRAINED FROM ASSOCIATING THEMSELVES, WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC, FOR A PERIOD OF THREE YEARS OR TILL THE DATE OF REFUND OF MONEY TO ALLOTTEES
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
