If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: RESTRAINED FROM HOLDING ANY POSITION OF DIRECTOR/TRUSTEE OF CAPITAL MARKET RELATED INSTITUTIONS/ENTITIES/PUBLIC POSITIONS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person AI GROWTH ADVISORS PVT.LTD.

(PAN:AACCU6530E)

(Along with : ALTGRAAF,M/S)  
  ENGAGED IN SOLICITATION AND SALE OF UNLISTED NON-CONVERTIBLE DEBENTURES (NCDS)TO RETAIL INVESTORS ON UNREGISTERED ONLINE PLATFORMS   DIRECTED TO CEASE AND DESIST FROM OFFERING SECURITIES FOR PUBLIC SUBSCRIPTION OR FROM BEING OFFERED FOR SALE ON THEIR PLATFORMS

DIRECTED TO PRESERVE ALL RECORDS AND COMMUNICATIONS REGARDING OFFERINGS MADE AVAILABLE ON THEIR PLATFORMS FROM THEIR INCEPTION AS WELL AS ANY INVESTMENTS MADE BY THE NOTICEES OR THEIR ASSOCIATED COMPANIES IN SECURITIES

18-NOV-2024 		 
2
History of entity/person ALTGRAAF,M/S

(PAN:AAICT9574F)

(Along with : TEXTERITY PVT.LTD.)  
  ENGAGED IN SOLICITATION AND SALE OF UNLISTED NON-CONVERTIBLE DEBENTURES (NCDS)TO RETAIL INVESTORS ON UNREGISTERED ONLINE PLATFORMS   DIRECTED TO CEASE AND DESIST FROM OFFERING SECURITIES FOR PUBLIC SUBSCRIPTION OR FROM BEING OFFERED FOR SALE ON THEIR PLATFORMS

DIRECTED TO PRESERVE ALL RECORDS AND COMMUNICATIONS REGARDING OFFERINGS MADE AVAILABLE ON THEIR PLATFORMS FROM THEIR INCEPTION AS WELL AS ANY INVESTMENTS MADE BY THE NOTICEES OR THEIR ASSOCIATED COMPANIES IN SECURITIES

18-NOV-2024 		 
3
History of entity/person ALTGRAAF,M/S

(PAN:AACCU6530E)

(Along with : AI GROWTH ADVISORS PVT.LTD.)  
  ENGAGED IN SOLICITATION AND SALE OF UNLISTED NON-CONVERTIBLE DEBENTURES (NCDS)TO RETAIL INVESTORS ON UNREGISTERED ONLINE PLATFORMS   DIRECTED TO CEASE AND DESIST FROM OFFERING SECURITIES FOR PUBLIC SUBSCRIPTION OR FROM BEING OFFERED FOR SALE ON THEIR PLATFORMS

DIRECTED TO PRESERVE ALL RECORDS AND COMMUNICATIONS REGARDING OFFERINGS MADE AVAILABLE ON THEIR PLATFORMS FROM THEIR INCEPTION AS WELL AS ANY INVESTMENTS MADE BY THE NOTICEES OR THEIR ASSOCIATED COMPANIES IN SECURITIES

18-NOV-2024 		 
4
History of entity/person BERKELIUM TECHNOLOGIES PVT.LTD.

(PAN:AALCB1337P)

(Along with : STABLE INVESTMENTS)  
  ENGAGED IN SOLICITATION AND SALE OF UNLISTED NON-CONVERTIBLE DEBENTURES (NCDS)TO RETAIL INVESTORS ON UNREGISTERED ONLINE PLATFORMS   DIRECTED TO CEASE AND DESIST FROM OFFERING SECURITIES FOR PUBLIC SUBSCRIPTION OR FROM BEING OFFERED FOR SALE ON THEIR PLATFORMS

DIRECTED TO PRESERVE ALL RECORDS AND COMMUNICATIONS REGARDING OFFERINGS MADE AVAILABLE ON THEIR PLATFORMS FROM THEIR INCEPTION AS WELL AS ANY INVESTMENTS MADE BY THE NOTICEES OR THEIR ASSOCIATED COMPANIES IN SECURITIES

18-NOV-2024 		 
5
History of entity/person DSQ SOFTWARE LTD.

(PAN:AAACS5071J)  
Click here to view complete history of this specific entity/person B.K.PAL
Click here to view complete history of this specific entity/person K.M.VENKATESHWARAN
Click here to view complete history of this specific entity/person MOHAMMED GHULAM GHOUSE
Click here to view complete history of this specific entity/person V.M.SUNDARAM
  		DID NOT EXERCISE DUE SKILL AND DILIGENCE   DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-SEP-2004 TO 08-SEP-2009

RESTRAINED FROM HOLDING ANY POSITION OF DIRECTOR/TRUSTEE OF CAPITAL MARKET RELATED INSTITUTIONS/ENTITIES/PUBLIC POSITIONS FROM 09-SEP-2004 TO 08-SEP-2009

09-SEP-2004 		 
6
History of entity/person K M F LTD.  
  INDULGED IN MALPRACTICES IN ACCEPTANCE OF APPLICATIONS & ALLOTMENT AND DELAY IN TRANSFER OF SHARES IN PUBLIC ISSUE OF ASHOKA REFINERY LTD.   RESTRAINED FROM HOLDING ANY POSITION OF DIRECTOR/TRUSTEE OF CAPITAL MARKET RELATED INSTITUTIONS/ENTITIES/PUBLIC POSITIONS FROM 12-JAN-2009 TO 11-JUL-2009

RESTRAINED TO ACT AS AN INTERMEDIARY IN ANY CAPACITY FROM 12-JAN-2009 TO 11-JUL-2009

12-JAN-2009 		 
7
History of entity/person PURPLE PETAL INVEST PVT.LTD.

(PAN:AAMCP1499D)

(Along with : TAP INVEST)  
  ENGAGED IN SOLICITATION AND SALE OF UNLISTED NON-CONVERTIBLE DEBENTURES (NCDS)TO RETAIL INVESTORS ON UNREGISTERED ONLINE PLATFORMS   DIRECTED TO CEASE AND DESIST FROM OFFERING SECURITIES FOR PUBLIC SUBSCRIPTION OR FROM BEING OFFERED FOR SALE ON THEIR PLATFORMS

DIRECTED TO PRESERVE ALL RECORDS AND COMMUNICATIONS REGARDING OFFERINGS MADE AVAILABLE ON THEIR PLATFORMS FROM THEIR INCEPTION AS WELL AS ANY INVESTMENTS MADE BY THE NOTICEES OR THEIR ASSOCIATED COMPANIES IN SECURITIES

18-NOV-2024 		 
8
History of entity/person SHRIRAM ASSET MANAGEMENT CO.LTD.  
Click here to view complete history of this specific entity/person D.A.GADGIL
  		PURCHASED 1,20,600 SHARES OF VIDEOCON AT A PRICE MUCH HIGHER THAN THE MARKET PRICE THAT WAS NOT IN THE BEST INTEREST OF INVESTORS AND WERE MADE FOR EXTRANEOUS CONSIDERATIONS   RESTRAINED FROM HOLDING ANY POSITION OF DIRECTOR/TRUSTEE OF CAPITAL MARKET RELATED INSTITUTIONS/ENTITIES/PUBLIC POSITIONS FROM 02-FEB-2000 TO 01-FEB-2003

02-FEB-2000 		 
9
History of entity/person SHRIRAM ASSET MANAGEMENT CO.LTD.  
Click here to view complete history of this specific entity/person D.A.GADGIL
  		DID NOT ENSURE INVESTMENT OF FUNDS WAS CARRIED OUT AS A PRUDENT BUSINESSMAN AND IN THE BEST INTEREST OF THE UNITHOLDERS

DID NOT ENSURE INVESTMENT OF FUNDS DID NOT GIVE ANY UNDUE OR UNFAIR ADVANTAGE TO ENTITIES HAVING ASSOCIATION WITH SPONSORS AND MANAGED PORTFOLIO OF SCHEMES OF SHRIRAM MUTUAL FUND IN THE INTEREST OF ASSOCIATES OF SPONSORS AND NOT IN THE INTEREST OF ORDINARY UNITHOLDERS

DID NOT EXERCISE DUE DILIGENCE

PURCHASED SHARES FOR EXTRANEOUS CONSIDERATION OF BAILING OUT BROKERS FACING PAYMENT PROBLEMS FOR THEIR TRADING IN THE SHARES OF VIDEOCON INTERNATIONAL LTD. AND IN PURSUANCE OF CLANDESTINE BUYBACK ARRANGEMENT WITH VIDEOCON GROUP

CREATED FALSE DOCUMENTARY EVIDENCE WITH A VIEW TO MISLEAD THE INVESTIGATIONS BY PREPARING ANTE-DATED CORRESPONDENCE BETWEEN SHRIRAM MUTUAL FUND AND THE BROKER TO GIVE AN IMPRESSION THAT THE SHARES WERE PURCHASED ON A DATE DIFFERENT FROM THE ACTUAL DATE OF TRANSACTION   		RESTRAINED FROM HOLDING ANY POSITION OF DIRECTOR/TRUSTEE OF CAPITAL MARKET RELATED INSTITUTIONS/ENTITIES/PUBLIC POSITIONS FROM 24-OCT-2002 TO 23-OCT-2003

24-OCT-2002 		 
10
History of entity/person STABLE INVESTMENTS

(PAN:AALCB1337P)

(Along with : BERKELIUM TECHNOLOGIES PVT.LTD.)  
  ENGAGED IN SOLICITATION AND SALE OF UNLISTED NON-CONVERTIBLE DEBENTURES (NCDS)TO RETAIL INVESTORS ON UNREGISTERED ONLINE PLATFORMS   DIRECTED TO CEASE AND DESIST FROM OFFERING SECURITIES FOR PUBLIC SUBSCRIPTION OR FROM BEING OFFERED FOR SALE ON THEIR PLATFORMS

DIRECTED TO PRESERVE ALL RECORDS AND COMMUNICATIONS REGARDING OFFERINGS MADE AVAILABLE ON THEIR PLATFORMS FROM THEIR INCEPTION AS WELL AS ANY INVESTMENTS MADE BY THE NOTICEES OR THEIR ASSOCIATED COMPANIES IN SECURITIES

18-NOV-2024 		 
11
History of entity/person TAP INVEST

(PAN:AAMCP1499D)

(Along with : PURPLE PETAL INVEST PVT.LTD.)  
  ENGAGED IN SOLICITATION AND SALE OF UNLISTED NON-CONVERTIBLE DEBENTURES (NCDS)TO RETAIL INVESTORS ON UNREGISTERED ONLINE PLATFORMS   DIRECTED TO CEASE AND DESIST FROM OFFERING SECURITIES FOR PUBLIC SUBSCRIPTION OR FROM BEING OFFERED FOR SALE ON THEIR PLATFORMS

DIRECTED TO PRESERVE ALL RECORDS AND COMMUNICATIONS REGARDING OFFERINGS MADE AVAILABLE ON THEIR PLATFORMS FROM THEIR INCEPTION AS WELL AS ANY INVESTMENTS MADE BY THE NOTICEES OR THEIR ASSOCIATED COMPANIES IN SECURITIES

18-NOV-2024 		 
12
History of entity/person TEXTERITY PVT.LTD.

(PAN:AAICT9574F)

(Along with : ALTGRAAF,M/S)  
  ENGAGED IN SOLICITATION AND SALE OF UNLISTED NON-CONVERTIBLE DEBENTURES (NCDS)TO RETAIL INVESTORS ON UNREGISTERED ONLINE PLATFORMS   DIRECTED TO CEASE AND DESIST FROM OFFERING SECURITIES FOR PUBLIC SUBSCRIPTION OR FROM BEING OFFERED FOR SALE ON THEIR PLATFORMS

DIRECTED TO PRESERVE ALL RECORDS AND COMMUNICATIONS REGARDING OFFERINGS MADE AVAILABLE ON THEIR PLATFORMS FROM THEIR INCEPTION AS WELL AS ANY INVESTMENTS MADE BY THE NOTICEES OR THEIR ASSOCIATED COMPANIES IN SECURITIES

18-NOV-2024 		 
13
History of entity/person UTTAR PRADESH STOCK EXCHANGE ASSOCIATION LTD.  
Click here to view complete history of this specific entity/person R.K.AGARWAL
  		BOARD MEETINGS NOT CONDUCTED AS PER RULES AND BYE-LAWS OF THE EXCHANGE

LARGE SCALE VIOLATIONS IN SURVEILLANCE   		RESTRAINED FROM HOLDING ANY POSITION OF DIRECTOR/TRUSTEE OF CAPITAL MARKET RELATED INSTITUTIONS/ENTITIES/PUBLIC POSITIONS FROM 03-NOV-2000 TO 02-NOV-2002

DIRECTED TO RELINQUISH OFFICE OF PRESIDENT OF THE EXCHANGE

03-NOV-2000 		SAT: APPEAL DISMISSED  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2025
No part of this site may be reproduced without the explicit permission of the owners.

top