| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
CHANDRAKANT P.MEHTA
|
|
|
INDULGED IN FRONT RUNNING ORDERS OF HDFC ASSET MANAGEMENT CO. IN SCRIP OF CENTURY TEXTILES LTD. ON NSE
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUN-2010 TO 16-JUN-2020
DIRECTED TO DEPOSIT ILLEGITIMATE GAINS WITH NSE IDENTIFIED SO FAR IN INVESTIGATIONS WITHIN FIFTEEN DAYS WHICH SHALL HOLD THE AMOUNT IN AN ESCROW
17-JUN-2010
D TO DISGORGE RS.22,65,800
24-JUL-2014~
|
SEBI VIDE ITS ORDER DATED 24/07/2014 DIRECTED TO 1. RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, FOR A PERIOD OF TEN (10) YEARS. PERIOD OF SUCH RESTRAINT ALREADY UNDERGONE BY THEM VIDE INTERIM ORDER DATED 17/06/2010 SHALL BE TAKEN INTO CONSIDERATION WHILE COMPUTING PERIOD OF RESTRAINT 2. DISGORGE BALANCE AMOUNT OF RS.3.04 LACS ALONGWITH INTEREST OF RS.19.619 LACS WITHIN 45 DAYS FROM DATE OF THIS ORDER
SAT: APPEAL DISMISSED. NO COSTS
|
| 2 |
|
|
DIPTI PARAS MEHTA
(PAN:AHKPM9167B)
|
|
|
INDULGED IN FRONT RUNNING ORDERS OF HDFC ASSET MANAGEMENT CO. IN SCRIP OF CENTURY TEXTILES LTD. ON NSE
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUN-2010 TO 16-JUN-2020
DIRECTED TO DEPOSIT ILLEGITIMATE GAINS WITH NSE IDENTIFIED SO FAR IN INVESTIGATIONS WITHIN FIFTEEN DAYS WHICH SHALL HOLD THE AMOUNT IN AN ESCROW
DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
17-JUN-2010
D TO DISGORGE RS.8,31,096 ALONG WITH OTHER ENTITIES/PERSONS
27-JUL-2018~
|
SEBI VIDE ITS ORDER DATED 24/07/2014 DIRECTED TO 1. RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, FOR A PERIOD OF TEN (10) YEARS. PERIOD OF SUCH RESTRAINT ALREADY UNDERGONE BY THEM VIDE INTERIM ORDER DATED 17/06/2010 SHALL BE TAKEN INTO CONSIDERATION WHILE COMPUTING PERIOD OF RESTRAINT 2. DISGORGE BALANCE AMOUNT OF RS.12.82 LACS ALONGWITH INTEREST OF RS.28.511 LACS WITHIN 45 DAYS FOM DATE OF THIS ORDER
SEBI VIDE ITS ORDER DATED 15/01/2016 DIRECTED TO A) IMPOUND UNLAWFUL GAINS OF RS.2,17,14,284 (GAIN OF RS.1,05,02,417 AND INTEREST OF RS.1,12,11,866) JOINTLY AND SEVERALLY B) BANKS AND DEPOSITORIES NOT TO DEBIT , WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY C) NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT D) PROVIDE FULL INVENTORY OF THEIR ASSETS, PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES / SECURITIES, IF HELD IN PHYSICAL FORM AND DETAILS OF COMPANIES HOLD SUBSTANTIAL OR CONTROLLING INTEREST
|
| 3 |
|
|
RAJIV RAMNIKLAL SANGHVI
(PAN:AAVPS8908E)
|
|
|
INDULGED IN FRONT RUNNING ORDERS OF HDFC ASSET MANAGEMENT CO. IN SCRIP OF CENTURY TEXTILES LTD. ON NSE
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUN-2010 TO 16-JUN-2020
DIRECTED TO DEPOSIT ILLEGITIMATE GAINS WITH NSE IDENTIFIED SO FAR IN INVESTIGATIONS WITHIN FIFTEEN DAYS WHICH SHALL HOLD THE AMOUNT IN AN ESCROW
DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
17-JUN-2010
D TO DISGORGE RS.27,09,298
27-JUL-2018~
|
SEBI VIDE ITS ORDER DATED 24/07/2014 DIRECTED TO 1. RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, FOR A PERIOD OF TEN (10) YEARS. PERIOD OF SUCH RESTRAINT ALREADY UNDERGONE BY THEM VIDE INTERIM ORDER DATED 17/06/2010 SHALL BE TAKEN INTO CONSIDERATION WHILE COMPUTING PERIOD OF RESTRAINT 2. DISGORGE BALANCE AMOUNT OF RS.39.12 LACS ALONGWITH INTEREST OF RS.73.795 LACS WITHIN 45 DAYS FROM DATE OF THIS ORDER
SEBI VIDE ITS ORDER DATED 15/01/2016 DIRECTED TO A) IMPOUND UNLAWFUL GAINS OF RS.2,17,14,284 (GAIN OF RS.1,05,02,417 AND INTEREST OF RS.1,12,11,866) JOINTLY AND SEVERALLY B) BANKS AND DEPOSITORIES NOT TO DEBIT , WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY C) NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT D) PROVIDE FULL INVENTORY OF THEIR ASSETS, PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES / SECURITIES, IF HELD IN PHYSICAL FORM AND DETAILS OF COMPANIES HOLD SUBSTANTIAL OR CONTROLLING INTEREST
|
| 4 |
|
|
SANJAY SANGHVI
(PAN:AAIPS3640Q)
|
|
|
INDULGED IN FRONT RUNNING ORDERS OF HDFC ASSET MANAGEMENT CO. IN SCRIP OF CENTURY TEXTILES LTD. ON NSE
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUN-2010 TO 16-JUN-2020
DIRECTED TO DEPOSIT ILLEGITIMATE GAINS WITH NSE IDENTIFIED SO FAR IN INVESTIGATIONS WITHIN FIFTEEN DAYS WHICH SHALL HOLD THE AMOUNT IN AN ESCROW
DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
17-JUN-2010
D TO DISGORGE RS.39,85,851
27-JUL-2018~
|
SEBI VIDE ITS ORDER DATED 15/01/2016 DIRECTED TO A) IMPOUND UNLAWFUL GAINS OF RS.2,17,14,284 (GAIN OF RS.1,05,02,417 AND INTEREST OF RS.1,12,11,866) JOINTLY AND SEVERALLY B) BANKS AND DEPOSITORIES NOT TO DEBIT , WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY C) NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT D) PROVIDE FULL INVENTORY OF THEIR ASSETS, PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES / SECURITIES, IF HELD IN PHYSICAL FORM AND DETAILS OF COMPANIES HOLD SUBSTANTIAL OR CONTROLLING INTEREST
SEBI VIDE ITS ORDER DATED 27/07/2018 DIRECTED TO A) DISGORGE WRONGUL GAIN RS.39,85,851 ALONGWITH SIMPLE INTEREST @ 12% P.A. FROM DATE OF THEIR TRANSACTIONS TILL DATE OF DEPOSIT OF AMOUNT IN ESCROW ACCOUNTS IN COMPLIANCE WITH HON’BLE SAT’S ORDER DATED 04/03/2016 B) BANK AND DEPOSITORIES NO TO DEBIT WITHOUT PERMISSION OF SEBI C) NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME THE DIRECTION OF THIS ORDER COMPLIED
|
| 5 |
|
|
SONAL SANGHVI
(PAN:AYJPS9541D)
|
|
|
INDULGED IN FRONT RUNNING ORDERS OF HDFC ASSET MANAGEMENT CO. IN SCRIP OF CENTURY TEXTILES LTD. ON NSE
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUN-2010 TO 16-JUN-2020
DIRECTED TO DEPOSIT ILLEGITIMATE GAINS WITH NSE IDENTIFIED SO FAR IN INVESTIGATIONS WITHIN FIFTEEN DAYS WHICH SHALL HOLD THE AMOUNT IN AN ESCROW
DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
17-JUN-2010
D TO DISGORGE RS.20,03,481
27-JUL-2018~
|
SEBI VIDE ITS ORDER DATED 15/01/2016 DIRECTED TO A) IMPOUND UNLAWFUL GAINS OF RS.2,17,14,284 (GAIN OF RS.1,05,02,417 AND INTEREST OF RS.1,12,11,866) JOINTLY AND SEVERALLY B) BANKS AND DEPOSITORIES NOT TO DEBIT , WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY C) NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT D) PROVIDE FULL INVENTORY OF THEIR ASSETS, PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES / SECURITIES, IF HELD IN PHYSICAL FORM AND DETAILS OF COMPANIES HOLD SUBSTANTIAL OR CONTROLLING INTEREST
SEBI VIDE ITS ORDER DATED 27/07/2018 DIRECTED TO A) DISGORGE WRONGUL GAIN RS.20,03,481 ALONGWITH SIMPLE INTEREST @ 12% P.A. FROM DATE OF THEIR TRANSACTIONS TILL DATE OF DEPOSIT OF AMOUNT IN ESCROW ACCOUNTS IN COMPLIANCE WITH HON’BLE SAT’S ORDER DATED 04/03/2016 B) BANK AND DEPOSITORIES NO TO DEBIT WITHOUT PERMISSION OF SEBI C) NOT TO DISPOSE OFF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME THE DIRECTION OF THIS ORDER COMPLIED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
