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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

DEPOSITORY PARTICIPANTS: DIRECTED NSDL TO CONDUCT INSPECTION

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ACTION FINANCIAL SERVICES (INDIA) LTD.

(PAN:AAACA4423G)

(Depository Participants : NSDL)  
  OPENED VARIOUS DEMAT ACCOUNTS SHARING COMMON ADDRESSES   DIRECTED NSDL TO CONDUCT INSPECTION

27-APR-2006 		 
2
History of entity/person BNP PARIBAS

(Depository Participants : NSDL)  
  OPENED VARIOUS DEMAT ACCOUNTS SHARING COMMON ADDRESSES   DIRECTED NSDL TO CONDUCT INSPECTION

27-APR-2006 		 
3
History of entity/person CITIBANK N.A.

(PAN:AAACC0462F)

(Depository Participants : NSDL)  
  OPENED VARIOUS DEMAT ACCOUNTS SHARING COMMON ADDRESSES   DIRECTED NSDL TO CONDUCT INSPECTION

REFERRED MATTER TO RESERVE BANK OF INDIA FOR FURTHER ACTION

27-APR-2006 		 
4
History of entity/person ICICI BANK LTD.

(PAN:AAACI1195H)

(Depository Participants : NSDL)  
  OPENED VARIOUS DEMAT ACCOUNTS SHARING COMMON ADDRESSES   DIRECTED NSDL TO CONDUCT INSPECTION

REFERRED MATTER TO RESERVE BANK OF INDIA FOR FURTHER ACTION

27-APR-2006 		 
5
History of entity/person INDUSIND BANK LTD.

(PAN:AAACI1314G)

(Depository Participants : NSDL)  
  OPENED VARIOUS DEMAT ACCOUNTS SHARING COMMON ADDRESSES   DIRECTED NSDL TO CONDUCT INSPECTION

REFERRED MATTER TO RESERVE BANK OF INDIA FOR FURTHER ACTION

27-APR-2006 		 
6
History of entity/person INTEGRATED ENTERPRISES (INDIA) LTD.

(PAN:AAACI1509F)

(Depository Participants : NSDL)  
  OPENED VARIOUS DEMAT ACCOUNTS SHARING COMMON ADDRESSES   DIRECTED NSDL TO CONDUCT INSPECTION

27-APR-2006 		 
7
History of entity/person KALUPUR COMMERCIAL CO-OPERATIVE BANK LTD.,THE

(Depository Participants : NSDL)  
  OPENED VARIOUS DEMAT ACCOUNTS SHARING COMMON ADDRESSES   DIRECTED NSDL TO CONDUCT INSPECTION

REFERRED MATTER TO RESERVE BANK OF INDIA FOR FURTHER ACTION

27-APR-2006 		 
8
History of entity/person KOTAK MAHINDRA BANK LTD.

(Depository Participants : NSDL)  
  OPENED VARIOUS DEMAT ACCOUNTS SHARING COMMON ADDRESSES   DIRECTED NSDL TO CONDUCT INSPECTION

REFERRED MATTER TO RESERVE BANK OF INDIA FOR FURTHER ACTION

27-APR-2006 		 
9
History of entity/person KOTAK SECURITIES LTD.

(PAN:AAACK3436F)

(Depository Participants : NSDL)  
  OPENED VARIOUS DEMAT ACCOUNTS SHARING COMMON ADDRESSES   DIRECTED NSDL TO CONDUCT INSPECTION

27-APR-2006 		 
10
History of entity/person SSKI INVESTOR SERVICES PVT.LTD.

(Depository Participants : NSDL)  
  OPENED VARIOUS DEMAT ACCOUNTS SHARING COMMON ADDRESSES   DIRECTED NSDL TO CONDUCT INSPECTION

27-APR-2006 		 
11
History of entity/person STANDARD CHARTERED BANK

(PAN:AABCS4681D)

(Depository Participants : NSDL)  
  OPENED VARIOUS DEMAT ACCOUNTS SHARING COMMON ADDRESSES   DIRECTED NSDL TO CONDUCT INSPECTION

REFERRED MATTER TO RESERVE BANK OF INDIA FOR FURTHER ACTION

27-APR-2006 		 
12
History of entity/person STOCK HOLDING CORP.OF INDIA LTD.

(PAN:AABCS1429B)

(Depository Participants : NSDL)  
  OPENED VARIOUS DEMAT ACCOUNTS SHARING COMMON ADDRESSES   DIRECTED NSDL TO CONDUCT INSPECTION

27-APR-2006 		 
13
History of entity/person UCO BANK

(PAN:AAACU3561B)

(Depository Participants : NSDL)  
  OPENED VARIOUS DEMAT ACCOUNTS SHARING COMMON ADDRESSES   DIRECTED NSDL TO CONDUCT INSPECTION

REFERRED MATTER TO RESERVE BANK OF INDIA FOR FURTHER ACTION

27-APR-2006 		 
14
History of entity/person UTI BANK LTD.

(Depository Participants : NSDL)  
  OPENED VARIOUS DEMAT ACCOUNTS SHARING COMMON ADDRESSES   DIRECTED NSDL TO CONDUCT INSPECTION

REFERRED MATTER TO RESERVE BANK OF INDIA FOR FURTHER ACTION

27-APR-2006 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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