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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: PROHIBITED FROM TAKING UP ANY NEW ASSIGNMENT OR CONTRACT OR LAUNCH A NEW SCHEME

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person JYOTI MORE

(PAN:BBFPM4285C)  
Click here to view complete history of this specific entity/person MARKET JOURNAL,THE

PAN:BBFPM4285C
  		ACTED AS INVESTMENT ADVISER WITHOUT SEBI REGISTRATION

NOT A FIT & PROPER PERSON TO ACT AS AN INVESTMENT ADVISOR   		PROHIBITED FROM TAKING UP ANY NEW ASSIGNMENT OR CONTRACT OR LAUNCH A NEW SCHEME FROM 27-APR-2023 TO 26-APR-2024

27-APR-2023 		 
2
History of entity/person KUKADIA YOGESH CHHAGANBHAI

(PAN:AUSPK6548F)  
Click here to view complete history of this specific entity/person CT WEB SALES

PAN:AAMFC9502D
Click here to view complete history of this specific entity/person INVESTO INVESTMENT ADVISERS

PAN:AAGFI7660G
Click here to view complete history of this specific entity/person ML TELE SALES

PAN:ABHFM3142P
Click here to view complete history of this specific entity/person SI DIGI SALES

PAN:ADNFS7110B
Click here to view complete history of this specific entity/person SIGNAL2NOISE CAPITAL PARTNERS

PAN:ADDFS5850N
Click here to view complete history of this specific entity/person SS INFO SALES

PAN:ADNFS2939J
  		ACTED AS INVESTMENT ADVISER WITHOUT SEBI REGISTRATION   PROHIBITED FROM TAKING UP ANY NEW ASSIGNMENT OR CONTRACT OR LAUNCH A NEW SCHEME FROM 02-APR-2025 TO 01-OCT-2025

02-APR-2025 		 
3
History of entity/person RAJESH R.KALLIDUMBIL

(PAN:AKQPK9641M)  
Click here to view complete history of this specific entity/person CT WEB SALES

PAN:AAMFC9502D
Click here to view complete history of this specific entity/person INVESTO INVESTMENT ADVISERS

PAN:AAGFI7660G
Click here to view complete history of this specific entity/person ML TELE SALES

PAN:ABHFM3142P
Click here to view complete history of this specific entity/person SI DIGI SALES

PAN:ADNFS7110B
Click here to view complete history of this specific entity/person SIGNAL2NOISE CAPITAL PARTNERS

PAN:ADDFS5850N
Click here to view complete history of this specific entity/person SS INFO SALES

PAN:ADNFS2939J
  		ACTED AS INVESTMENT ADVISER WITHOUT SEBI REGISTRATION   PROHIBITED FROM TAKING UP ANY NEW ASSIGNMENT OR CONTRACT OR LAUNCH A NEW SCHEME FROM 02-APR-2025 TO 01-OCT-2025

02-APR-2025 		 
4
History of entity/person RAJIV KUMAR SINGH

(PAN:BZZPS6587H)  
Click here to view complete history of this specific entity/person ELITE INVESTMENT ADVISORY SERVICES

PAN:BZZPS6587H
  		DID NOT SUBMIT MATERIAL INFORMATION TO SEBI

DID NOT MAINTAIN REGISTER WITH CKYC AGENCY CERSAI AND DID NOT EXECUTE RESPONSIBILITIES TOWARDS MAINTENANCE OF KYC RECORDS WITH CERSAI

DID NOT ASSESS SUITABILITY OF INVESTMENT ADVICE AND MAINTAIN APPROPRIATE STANDARDS OF CONDUCT

DID NOT CO-OPERATE WITH SEBI IN INSPECTION

DID NOT PROVIDE INFORMATION TO SEBI

DID NOT REDRESS INVESTOR COMPLAINTS IN STIPULATED TIME   		PROHIBITED FROM TAKING UP ANY NEW ASSIGNMENT OR CONTRACT OR LAUNCH A NEW SCHEME FROM 29-MAY-2024 TO 28-NOV-2024

29-MAY-2024 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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