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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: DIRECTED NOT TO HOLD ANY POSITION, EITHER DIRECTLY OR INDIRECTLY IN OR BE ASSOCIATED, DIRECTLY OR INDIRECTLY, WITH A COMPANY LISTED IN ANY OF THE STOCK EXCHANGE RECOGNIZED BY SEBI

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ANAND SUBRAMANIAN

(PAN:AARPA8290K)  
Click here to view complete history of this specific entity/person NATIONAL STOCK EXCHANGE OF INDIA LTD.,THE

PAN:AAACN1797L
  		VIOLATED PART B OF SCHEDULE II OF SECC REGULATIONS, 2012 READ WITH REGULATION 26(2) OF SECC REGULATIONS, 2012 READ WITH SEBI MASTER CIRCULAR DATED 31/12/2010

FACILITATED LAYING OF CABLE FOR WAY2WEALTH BROKERS PVT.LTD. (BY SAMPARK) SO AS TO PROVIDE LATENCY ADVANTAGE TO WAY2WEALTH BROKERS PVT.LTD. OVER OTHER STOCK BROKERS

ALLOWED WAY2WEALTH BROKERS PVT.LTD. AND GKN SECURITIES TO CONTINUE TO AVAIL SAMPARK CONNECTIVITY EVEN AFTER FINDING OUT THAT SAMPARK DID NOT HAVE REQUISITE LICENSE

DID NOT CONDUCT SITE INSPECTION OF WAY2WEALTH BROKERS PVT.LTD.AND GKN SECURITIES WHILE THE PROCEDURE OF CONDUCTING INSPECTION WAS FOLLOWED FOR MILLENNIUM, GRD AND SMC OFFICE FOR SUCH CONNECTIVITY   		DIRECTED NOT TO HOLD ANY POSITION, EITHER DIRECTLY OR INDIRECTLY IN MANAGEMENT AND/OR OR BOARD OF OR BE ASSOCIATED, DIRECTLY OR INDIRECTLY, WITH ANY STOCK EXCHANGE, CLEARING CORPORATION, DEPOSITORY RECOGNIZED OR REGISTERED BY SEBI AND/OR IN ANY INTERMEDIARY REGISTERED WITH SEBI OR ANY OF THEIR RELATED ENTITIES FROM 30-APR-2019 TO 29-APR-2022

DIRECTED NOT TO HOLD ANY POSITION, EITHER DIRECTLY OR INDIRECTLY IN OR BE ASSOCIATED, DIRECTLY OR INDIRECTLY, WITH A COMPANY LISTED IN ANY OF THE STOCK EXCHANGE RECOGNIZED BY SEBI FROM 30-APR-2019 TO 29-APR-2022

30-APR-2019 		 
2
History of entity/person CHITRA RAMKRISHNA

(PAN:ABVPR7353M)  
Click here to view complete history of this specific entity/person NATIONAL STOCK EXCHANGE OF INDIA LTD.,THE

PAN:AAACN1797L
  		DID NOT EXERCISE ADEQUATE DILIGENCE WITH REGARD TO CO-LOCATION/ALLEGED DARK FIBRE/LEASED LINE CONNECTIVITY TO CERTAIN STOCK BROKERS   DIRECTED NOT TO HOLD ANY POSITION, EITHER DIRECTLY OR INDIRECTLY IN MANAGEMENT AND/OR OR BOARD OF OR BE ASSOCIATED, DIRECTLY OR INDIRECTLY, WITH ANY STOCK EXCHANGE, CLEARING CORPORATION, DEPOSITORY RECOGNIZED OR REGISTERED BY SEBI AND/OR IN ANY INTERMEDIARY REGISTERED WITH SEBI OR ANY OF THEIR RELATED ENTITIES FROM 30-APR-2019 TO 29-APR-2022

DIRECTED NOT TO HOLD ANY POSITION, EITHER DIRECTLY OR INDIRECTLY IN OR BE ASSOCIATED, DIRECTLY OR INDIRECTLY, WITH A COMPANY LISTED IN ANY OF THE STOCK EXCHANGE RECOGNIZED BY SEBI FROM 30-APR-2019 TO 29-APR-2022

30-APR-2019 		SAT: SAT VIDE ITS ORDER DATED 09/08/2023 PARTLY ALLOWED THE APPEAL BY QUASHING DIRECTIONS GIVEN BY WTM OF DEBARRING FROM HOLDING ANY POSITION FOR THREE YEARS AS PER ORDER DATED 30/04/2019  
3
History of entity/person RAVI VARANASI

(PAN:AACPV0930C)  
Click here to view complete history of this specific entity/person NATIONAL STOCK EXCHANGE OF INDIA LTD.,THE

PAN:AAACN1797L
  		VIOLATED PART B OF SCHEDULE II OF SECC REGULATIONS, 2012 READ WITH REGULATION 26(2) OF SECC REGULATIONS, 2012 READ WITH SEBI MASTER CIRCULAR DATED 31/12/2010

ALLOWED WAY2WEALTH BROKERS PVT.LTD. AND GKN SECURITIES TO CONTINUE TO AVAIL SAMPARK CONNECTIVITY EVEN AFTER FINDING OUT THAT SAMPARK DID NOT HAVE REQUISITE LICENSE

DID NOT CONDUCT SITE INSPECTION OF WAY2WEALTH BROKERS PVT.LTD.AND GKN SECURITIES WHILE THE PROCEDURE OF CONDUCTING INSPECTION WAS FOLLOWED FOR MILLENNIUM, GRD AND SMC OFFICE FOR SUCH CONNECTIVITY   		DIRECTED NOT TO HOLD ANY POSITION, EITHER DIRECTLY OR INDIRECTLY IN OR BE ASSOCIATED, DIRECTLY OR INDIRECTLY, WITH A COMPANY LISTED IN ANY OF THE STOCK EXCHANGE RECOGNIZED BY SEBI FROM 30-APR-2019 TO 29-APR-2022

30-APR-2019 		SAT: SAT VIDE ITS ORDER DATED 09/08/2023 PARTLY ALLOWED THE APPEAL BY QUASHING DIRECTIONS GIVEN BY WTM OF DEBARRING FROM HOLDING ANY POSITION FOR THREE YEARS AS PER ORDER DATED 30/04/2019  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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