| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A.S.PATRAWALA
|
|
|
|
HITECHI JEWELLERY INDUSTRIES LTD.
CIN:U99999MH1992PLC067131
PAN:AAACH1071P
|
|
COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF HITECHI JEWELLERY INDUSTRIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-JUN-2003 TO 03-JUN-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2003 TO 03-JUN-2005
DIRECTED PROMOTERS TO GIVE OPTION TO ALLOTTEES/SHAREHOLDERS TO EXIT THE COMPANY
04-JUN-2003
|
|
| 2 |
|
|
ALOK KALAWAT
|
|
|
|
GOLD MULTIFAB LTD.
CIN:L17299GJ1993PLC019904
|
|
PROVIDED FALSE/MISLEADING INFORMATION TO SEBI IN RESPECT TO SUBSCRIPTION RECEIVED AND DESPATCH OF SHARES IN THE PUBLIC ISSUE OF GOLD MULTIFAB LTD.
PROMOTERS OF GOLD MULTIFAB LTD./DIRECTORS ARRANGED FINANCE FOR CIRCUMVENTING REQUIREMENT OF MINIMUM SUBSCRIPTION IN ITS PUBLIC ISSUE
ALLOTTED SHARES TO APPLICANTS WHO HAD APPLIED MUCH AFTER CLOSURE OF PUBLIC ISSUE OF GOLD MULTIFAB LTD.
ALLOTTED SHARES WITHOUT RECEIVING CONSIDERATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 11-OCT-2002 TO 10-OCT-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-OCT-2002 TO 10-OCT-2005
DIRECTED PROMOTERS TO GIVE OPTION TO ALLOTTEES/SHAREHOLDERS TO EXIT THE COMPANY
11-OCT-2002
|
SAT: IMPUGNED ORDER SET ASIDE AND APPEAL ALLOWED
SAT: APPEAL FOR NON APPERANCE OF THE APPELLANTS DISMISSED WITH NO ORDER AS TO COSTS
|
| 3 |
|
|
ANMOL SINGH JAGGI
(PAN:AGNPJ4504B)
|
|
|
|
GENSOL ENGINEERING LTD.
CIN:L74210GJ2012PLC129176
PAN:AAECG9092M
|
|
MISUTILISED AND DIVERTED FUNDS BY SUBMITTING FORGED CONDUCT LETTERS PURPORTEDLY ISSUED BY ITS LENDERS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF GENSOL ENGINEERING LTD.
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS UNDER REGULATIONS 4 AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF GENSOL ENGINEERING LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-APR-2025 UNTIL FURTHER ORDERS
DIRECTED SEBI TO APPOINT FORENSIC AUDITOR TO EXAMINE BOOKS OF ACCOUNTS
RESTRAINED FROM HOLDING ANY POSITION AS A DIRECTOR OR A KEY MANAGERIAL PERSONNEL IN GENSOL ENGINEERING LTD. FROM 15-APR-2025 UNTIL FURTHER ORDERS
15-APR-2025
|
|
| 4 |
|
|
DEVENDRA N.PATADIA
|
|
|
|
HITECHI JEWELLERY INDUSTRIES LTD.
CIN:U99999MH1992PLC067131
PAN:AAACH1071P
|
|
COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF HITECHI JEWELLERY INDUSTRIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-JUN-2003 TO 03-JUN-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2003 TO 03-JUN-2005
DIRECTED PROMOTERS TO GIVE OPTION TO ALLOTTEES/SHAREHOLDERS TO EXIT THE COMPANY
04-JUN-2003
|
|
| 5 |
|
|
G.B.MEHTA
|
|
|
|
HITECHI JEWELLERY INDUSTRIES LTD.
CIN:U99999MH1992PLC067131
PAN:AAACH1071P
|
|
COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF HITECHI JEWELLERY INDUSTRIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-JUN-2003 TO 03-JUN-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2003 TO 03-JUN-2005
DIRECTED PROMOTERS TO GIVE OPTION TO ALLOTTEES/SHAREHOLDERS TO EXIT THE COMPANY
04-JUN-2003
|
|
| 6 |
|
|
J.T.RANGPARA
|
|
|
|
HITECHI JEWELLERY INDUSTRIES LTD.
CIN:U99999MH1992PLC067131
PAN:AAACH1071P
|
|
COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF HITECHI JEWELLERY INDUSTRIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-JUN-2003 TO 03-JUN-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2003 TO 03-JUN-2005
DIRECTED PROMOTERS TO GIVE OPTION TO ALLOTTEES/SHAREHOLDERS TO EXIT THE COMPANY
04-JUN-2003
|
|
| 7 |
|
|
MURLI MANOHAR MODANI
|
|
|
|
GOLD MULTIFAB LTD.
CIN:L17299GJ1993PLC019904
|
|
PROVIDED FALSE/MISLEADING INFORMATION TO SEBI IN RESPECT TO SUBSCRIPTION RECEIVED AND DESPATCH OF SHARES IN THE PUBLIC ISSUE OF GOLD MULTIFAB LTD.
PROMOTERS OF GOLD MULTIFAB LTD./DIRECTORS ARRANGED FINANCE FOR CIRCUMVENTING REQUIREMENT OF MINIMUM SUBSCRIPTION IN ITS PUBLIC ISSUE
ALLOTTED SHARES TO APPLICANTS WHO HAD APPLIED MUCH AFTER CLOSURE OF PUBLIC ISSUE OF GOLD MULTIFAB LTD.
ALLOTTED SHARES WITHOUT RECEIVING CONSIDERATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 11-OCT-2002 TO 10-OCT-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-OCT-2002 TO 10-OCT-2005
DIRECTED PROMOTERS TO GIVE OPTION TO ALLOTTEES/SHAREHOLDERS TO EXIT THE COMPANY
11-OCT-2002
|
|
| 8 |
|
|
NARENDRA C.SONI
|
|
|
|
HITECHI JEWELLERY INDUSTRIES LTD.
CIN:U99999MH1992PLC067131
PAN:AAACH1071P
|
|
COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF HITECHI JEWELLERY INDUSTRIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-JUN-2003 TO 03-JUN-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2003 TO 03-JUN-2005
DIRECTED PROMOTERS TO GIVE OPTION TO ALLOTTEES/SHAREHOLDERS TO EXIT THE COMPANY
04-JUN-2003
|
|
| 9 |
|
|
PRADIP DHINGRA
|
|
|
|
GOLD MULTIFAB LTD.
CIN:L17299GJ1993PLC019904
|
|
PROVIDED FALSE/MISLEADING INFORMATION TO SEBI IN RESPECT TO SUBSCRIPTION RECEIVED AND DESPATCH OF SHARES IN THE PUBLIC ISSUE OF GOLD MULTIFAB LTD.
PROMOTERS OF GOLD MULTIFAB LTD./DIRECTORS ARRANGED FINANCE FOR CIRCUMVENTING REQUIREMENT OF MINIMUM SUBSCRIPTION IN ITS PUBLIC ISSUE
ALLOTTED SHARES TO APPLICANTS WHO HAD APPLIED MUCH AFTER CLOSURE OF PUBLIC ISSUE OF GOLD MULTIFAB LTD.
ALLOTTED SHARES WITHOUT RECEIVING CONSIDERATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 11-OCT-2002 TO 10-OCT-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-OCT-2002 TO 10-OCT-2005
DIRECTED PROMOTERS TO GIVE OPTION TO ALLOTTEES/SHAREHOLDERS TO EXIT THE COMPANY
11-OCT-2002
|
|
| 10 |
|
|
PRITI BHATIA
(PAN:ABIPB6716H)
|
|
|
|
GOLD MULTIFAB LTD.
CIN:L17299GJ1993PLC019904
|
|
PROVIDED FALSE/MISLEADING INFORMATION TO SEBI IN RESPECT TO SUBSCRIPTION RECEIVED AND DESPATCH OF SHARES IN THE PUBLIC ISSUE OF GOLD MULTIFAB LTD.
PROMOTERS OF GOLD MULTIFAB LTD./DIRECTORS ARRANGED FINANCE FOR CIRCUMVENTING REQUIREMENT OF MINIMUM SUBSCRIPTION IN ITS PUBLIC ISSUE
ALLOTTED SHARES TO APPLICANTS WHO HAD APPLIED MUCH AFTER CLOSURE OF PUBLIC ISSUE OF GOLD MULTIFAB LTD.
ALLOTTED SHARES WITHOUT RECEIVING CONSIDERATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 11-OCT-2002 TO 10-OCT-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-OCT-2002 TO 10-OCT-2005
DIRECTED PROMOTERS TO GIVE OPTION TO ALLOTTEES/SHAREHOLDERS TO EXIT THE COMPANY
11-OCT-2002
|
SAT: IMPUGNED ORDER SET ASIDE AND APPEAL ALLOWED
SAT: APPEAL FOR NON APPERANCE OF THE APPELLANTS DISMISSED WITH NO ORDER AS TO COSTS
|
| 11 |
|
|
PUNEET SINGH JAGGI
(PAN:AHRPJ5583B)
|
|
|
|
GENSOL ENGINEERING LTD.
CIN:L74210GJ2012PLC129176
PAN:AAECG9092M
|
|
MISUTILISED AND DIVERTED FUNDS BY SUBMITTING FORGED CONDUCT LETTERS PURPORTEDLY ISSUED BY ITS LENDERS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF GENSOL ENGINEERING LTD.
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS UNDER REGULATIONS 4 AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF GENSOL ENGINEERING LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-APR-2025 UNTIL FURTHER ORDERS
DIRECTED SEBI TO APPOINT FORENSIC AUDITOR TO EXAMINE BOOKS OF ACCOUNTS
RESTRAINED FROM HOLDING ANY POSITION AS A DIRECTOR OR A KEY MANAGERIAL PERSONNEL IN GENSOL ENGINEERING LTD. FROM 15-APR-2025 UNTIL FURTHER ORDERS
15-APR-2025
|
SAT: SAT VIDE ITS ORDER DATED 09/05/2025 GRANTED APPELLANT TWO WEEKS TO FILE REPLY AND SEBI TO HEAR THE APPELLANT WITHIN FOUR WEEKS THEREFROM. UPON COMPLETION OF HEARING SEBI TO PASS APPROPRIATE ORDER WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 12 |
|
|
RAJENDRA SINGH RATHOD
|
|
|
|
SURYADEEP SALT REFINERY & CHEMICALS WORKS LTD.
CIN:L24298GJ1995PLC024729
|
|
MISLED THAT PUBLIC ISSUE OF SURYADEEP SALTS, REFINERY & CHEMICALS LTD.RECEIVED REQUIRED MINIMUM SUBSCRIPTION
CONNIVED WITH AASH INFIN & AGROWTH PVT. LTD.,SCALLOP INVESTMENTS AND LEASING (P) LTD.,ALLBLESS TRADING, YES INVESTMENTS AND PRARTHANA ENGINEERING TO CREATE A FALSE MARKET IN SCRIP OF SURYADEEP SALTS, REFINERY & CHEMICALS WORKS LTD. BY BUYING AND SELLING THROUGH VARIOUS BROKERS KNOWING FULLY WELL THAT THEY WAS HARDLY ANY FLOATING STOCK
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-AUG-2002 TO 18-AUG-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-AUG-2002 TO 18-AUG-2005
DIRECTED PROMOTERS TO GIVE OPTION TO ALLOTTEES/SHAREHOLDERS TO EXIT THE COMPANY
19-AUG-2002
|
|
| 13 |
|
|
SHAILENDRA N.PATADIA
|
|
|
|
HITECHI JEWELLERY INDUSTRIES LTD.
CIN:U99999MH1992PLC067131
PAN:AAACH1071P
|
|
COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF HITECHI JEWELLERY INDUSTRIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-JUN-2003 TO 03-JUN-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2003 TO 03-JUN-2005
DIRECTED PROMOTERS TO GIVE OPTION TO ALLOTTEES/SHAREHOLDERS TO EXIT THE COMPANY
04-JUN-2003
|
|
| 14 |
|
|
VIVEK BHATIA
|
|
|
|
GOLD MULTIFAB LTD.
CIN:L17299GJ1993PLC019904
|
|
PROVIDED FALSE/MISLEADING INFORMATION TO SEBI IN RESPECT TO SUBSCRIPTION RECEIVED AND DESPATCH OF SHARES IN THE PUBLIC ISSUE OF GOLD MULTIFAB LTD.
PROMOTERS OF GOLD MULTIFAB LTD./DIRECTORS ARRANGED FINANCE FOR CIRCUMVENTING REQUIREMENT OF MINIMUM SUBSCRIPTION IN ITS PUBLIC ISSUE
ALLOTTED SHARES TO APPLICANTS WHO HAD APPLIED MUCH AFTER CLOSURE OF PUBLIC ISSUE OF GOLD MULTIFAB LTD.
ALLOTTED SHARES WITHOUT RECEIVING CONSIDERATION
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 11-OCT-2002 TO 10-OCT-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 11-OCT-2002 TO 10-OCT-2005
DIRECTED PROMOTERS TO GIVE OPTION TO ALLOTTEES/SHAREHOLDERS TO EXIT THE COMPANY
11-OCT-2002
|
SAT: IMPUGNED ORDER SET ASIDE AND APPEAL ALLOWED
SAT: APPEAL FOR NON APPERANCE OF THE APPELLANTS DISMISSED WITH NO ORDER AS TO COSTS
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
